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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1201 NRG ENERGY INC 865 9 0.00%
1202 CHEMOURS CO 600 9 0.00%
1203 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
1204 LIFEPOINT HEALTH INC 143 8 0.00%
1205 BERKLEY W R CORP 145 8 0.00%
1206 MATTEL INC 268 8 0.00%
1207 CERNER CORP 142 8 0.00%
1208 COMMUNITY HEALTH SYS INC NEW 965,938 8 0.00%
1209 LIFE STORAGE INC 100 8 0.00%
1210 CABOT CORP 142 7 0.00%
1211 DTE ENERGY CO 84 7 0.00%
1212 PRICE T ROWE GROUP INC 118 7 0.00%
1213 FOUR CORNERS PPTY TR INC COM 341 7 0.00%
1214 ALLEGIANT TRAVEL CO 50 6 0.00%
1215 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
1216 GAMING & LEISURE PPTYS INC 187 6 0.00%
1217 LG DISPLAY CO LTD 472 6 0.00%
1218 HILLTOP HOLDINGS INC 300 6 0.00%
1219 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
1220 SCANA 87 6 0.00%
1221 BGC PARTNERS INC 689 6 0.00%
1222 NATIONAL RETAIL PPTYS INC 100 5 0.00%
1223 NASDAQ OMX GROUP 77 5 0.00%
1224 CHILDRENS PL INC 73 5 0.00%
1225 DOLLAR GEN CORP NEW 84 5 0.00%
1226 FERRARI N V 100 5 0.00%
1227 CHEESECAKE FACTORY INC 100 5 0.00%
1228 BANCO SANTANDER CHILE NEW 273 5 0.00%
1229 SKYWEST INC 200 5 0.00%
1230 GOLDMAN SACHS GROUP INC 33 5 0.00%
1231 GRAINGER W W INC 25 5 0.00%
1232 LEAR CORP 40 4 0.00%
1233 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
1234 PANERA BREAD CO 24 4 0.00%
1235 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
1236 ASPEN TECHNOLOGY COM USD0.10 65 3 0.00%
1237 CRITEO S A 100 3 0.00%
1238 NOAH HOLDINGS 100 2 0.00%
1239 WESTROCK CO 48 2 0.00%
1240 EDWARDS LIFESCIENCES CORP 24 2 0.00%
1241 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
1242 INTERVAL LEISURE GROUP INC 43 0 0.00%
1243 HSBC HLDGS PLC 1 0 0.00%
1244 TIME INC NEW 53 0 0.00%
1245 VALEANT PHARMACEUTICALS INTL 1 0 0.00%
1246 RMR GROUP INC 6 0 0.00%
Page 25 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
101 HARTFORD FINL SVCS GROUP INC 2,111,433 90,411 0.18%
102 FACEBOOK INC 662,978 85,039 0.17%
103 SAP SE 920,303 84,124 0.17%
104 STARBUCKS CORP 1,538,945 83,318 0.17%
105 ICICI BANK LIMITED 11,104,584 82,951 0.16%
106 RELX PLC 4,289,815 82,192 0.16%
107 CANADIAN NATL RY CO 1,243,975 81,356 0.16%
108 ENI S P A 2,686,834 77,568 0.15%
109 MERCK & CO INC 1,229,860 76,755 0.15%
110 SILICON MOTION TECHN 1,459,978 75,612 0.15%
111 MORGAN STANLEY CHINA A SH FD 4,019,490 75,164 0.15%
112 SONY GROUP CORP 2,245,695 74,579 0.15%
113 MCDONALDS CORP 631,504 72,850 0.14%
114 TATA MTRS LTD 1,820,937 72,801 0.14%
115 COSTCO WHSL CORP NEW 477,109 72,763 0.14%
116 HOST HOTELS & RESORTS INC 4,598,461 71,598 0.14%
117 BANCO MACRO SA 906,892 70,964 0.14%
118 KIRBY CORP 1,132,376 70,388 0.14%
119 AMAZON COM INC 82,971 69,472 0.14%
120 ROSS STORES INC 1,063,257 68,367 0.14%
121 INDIA FD INC 2,737,870 68,063 0.14%
122 MEAD JOHNSON NUTRITI 860,631 67,998 0.14%
123 BANCOLOMBIA S A 1,723,115 67,270 0.13%
124 ANADARKO PETE CORP 1,051,305 66,610 0.13%
125 NEW ORIENTAL ED & TECH GRP I 1,428,182 66,210 0.13%
126 OCCIDENTAL PETE CORP DEL 899,788 65,612 0.13%
127 NEXTERA ENERGY INC 533,240 65,225 0.13%
128 TEMPLETON DRAGON FD INC 3,689,748 64,939 0.13%
129 MASTERCARD INCORPORATED 636,488 64,775 0.13%
130 LABORATORY CORP AMER HLDGS 464,722 63,889 0.13%
131 CHECK POINT SOFTWARE TECH LT 822,790 63,856 0.13%
132 SPLUNK INC 1,067,690 62,652 0.12%
133 KB Financial Group Inc 1,816,377 62,138 0.12%
134 VALERO ENERGY CORP NEW 1,164,378 61,712 0.12%
135 PEPSICO INC 566,732 61,643 0.12%
136 EDISON INTL 850,985 61,483 0.12%
137 COLGATE PALMOLIVE CO 826,831 61,301 0.12%
138 OCEANEERING INTL INC 2,198,269 60,474 0.12%
139 NIELSEN HLDGS PLC 1,107,319 59,319 0.12%
140 DU PONT E I DE NEMOURS & CO 884,460 59,232 0.12%
141 BANCO BRADESCO S A 6,469,547 58,678 0.12%
142 EASTMAN CHEM CO 848,836 57,449 0.11%
143 VIPSHOP HLDGS LTD 3,768,255 55,280 0.11%
144 SHINHAN FINANCIAL GROUP CO L 1,499,301 54,634 0.11%
145 ORACLE CORP 1,376,950 54,086 0.11%
146 CITIGROUPINC 1,138,395 53,766 0.11%
147 YANDEX N V 2,439,211 51,345 0.10%
148 CATERPILLAR INC 568,594 50,474 0.10%
149 NORFOLK SOUTHERN CORP 508,837 49,387 0.10%
150 TURKCELL ILETISIM HIZMETLERI 6,114,138 49,279 0.10%
Page 3 of 29