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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 RMR GROUP INC 6 0 0.00%
2 INTERVAL LEISURE GROUP INC 43 0 0.00%
3 HSBC HLDGS PLC 1 0 0.00%
4 TIME INC NEW 53 0 0.00%
5 VALEANT PHARMACEUTICALS INTL 1 0 0.00%
6 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
7 WESTROCK CO 48 2 0.00%
8 EDWARDS LIFESCIENCES CORP 24 2 0.00%
9 NOAH HOLDINGS 100 2 0.00%
10 ASPEN TECHNOLOGY COM USD0.10 65 3 0.00%
11 CRITEO S A 100 3 0.00%
12 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
13 PANERA BREAD CO 24 4 0.00%
14 LEAR CORP 40 4 0.00%
15 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
16 GOLDMAN SACHS GROUP INC 33 5 0.00%
17 DOLLAR GEN CORP NEW 84 5 0.00%
18 CHILDRENS PL INC 73 5 0.00%
19 GRAINGER W W INC 25 5 0.00%
20 NATIONAL RETAIL PPTYS INC 100 5 0.00%
21 SKYWEST INC 200 5 0.00%
22 NASDAQ OMX GROUP 77 5 0.00%
23 FERRARI N V 100 5 0.00%
24 BANCO SANTANDER CHILE NEW 273 5 0.00%
25 CHEESECAKE FACTORY INC 100 5 0.00%
26 LG DISPLAY CO LTD 472 6 0.00%
27 BGC PARTNERS INC 689 6 0.00%
28 SCANA 87 6 0.00%
29 ALLEGIANT TRAVEL CO 50 6 0.00%
30 GAMING & LEISURE PPTYS INC 187 6 0.00%
31 HILLTOP HOLDINGS INC 300 6 0.00%
32 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
33 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
34 CABOT CORP 142 7 0.00%
35 PRICE T ROWE GROUP INC 118 7 0.00%
36 DTE ENERGY CO 84 7 0.00%
37 FOUR CORNERS PPTY TR INC COM 341 7 0.00%
38 LIFE STORAGE INC 100 8 0.00%
39 BERKLEY W R CORP 145 8 0.00%
40 COMMUNITY HEALTH SYS INC NEW 965,938 8 0.00%
41 CERNER CORP 142 8 0.00%
42 MATTEL INC 268 8 0.00%
43 LIFEPOINT HEALTH INC 143 8 0.00%
44 HEALTHSOUTH CORP 237 9 0.00%
45 COOPER COS INC 52 9 0.00%
46 CHEMOURS CO 600 9 0.00%
47 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
48 TARGET CORP 137 9 0.00%
49 NRG ENERGY INC 865 9 0.00%
50 First Potomac Realty Trust 1,100 10 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
51 RYANAIR HLDGS PLC 3,882,350 291,292 0.58%
52 CVS HEALTH CORP 3,231,348 287,557 0.57%
53 SIGNET JEWELERS LIMITED 3,667,317 273,325 0.54%
54 ANHEUSER BUSCH INBEV SA/NV 2,058,713 270,535 0.54%
55 PG&E CORP 4,361,065 266,766 0.53%
56 AETNA INC NEW 2,273,956 262,528 0.52%
57 LILLY ELI & CO 3,223,083 258,684 0.51%
58 EOG RES INC 2,612,830 252,686 0.50%
59 JOHNSON & JOHNSON 2,092,730 247,214 0.49%
60 UNION PAC CORP 2,527,762 246,532 0.49%
61 THERMO FISHER SCIENTIFIC INC 1,433,311 227,982 0.45%
62 AMEREN CORP 4,452,792 218,988 0.44%
63 KELLOGG CO 2,815,754 218,136 0.43%
64 PIONEER NAT RES CO 1,125,304 208,912 0.42%
65 INTUITIVE SURGICAL INC 284,700 206,359 0.41%
66 CHEVRON CORP NEW 1,994,859 205,311 0.41%
67 FIDELITY NATL INFORMATION SV 2,634,251 202,916 0.40%
68 SHIRE PLC 1,024,748 198,657 0.39%
69 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
70 NOVARTIS A G 2,354,855 185,939 0.37%
71 BRITISH AMERN TOB PLC 1,443,981 184,324 0.37%
72 VANTIV INC 3,272,123 184,122 0.37%
73 DEERE & CO 2,031,771 173,411 0.34%
74 PENNEY J C 18,575,258 171,264 0.34%
75 COMCAST CORP NEW 2,390,657 158,596 0.32%
76 HDFC BANK LTD 2,205,120 158,526 0.31%
77 PRUDENTIAL PLC 4,404,419 157,281 0.31%
78 MALLINCKRODT PUB LTD CO 2,181,841 152,248 0.30%
79 DECKERS OUTDOOR CORP 2,497,955 148,753 0.30%
80 CBOE HLDGS INC 2,211,025 143,384 0.28%
81 VERIZON COMMUNICATIONS INC 2,539,758 132,016 0.26%
82 AUTOZONE INC 165,108 126,859 0.25%
83 MCKESSON CORP 750,827 125,200 0.25%
84 BRISTOL MYERS SQUIBB CO 2,232,016 120,350 0.24%
85 PARKER HANNIFIN CORP 947,320 118,917 0.24%
86 UNILEVER PLC 2,489,361 117,995 0.23%
87 CELGENE CORP 1,122,403 117,324 0.23%
88 ISHARES TR 515,635 112,181 0.22%
89 KEYCORP 9,123,482 111,032 0.22%
90 SPDR GOLD TR 879,556 110,507 0.22%
91 BHP BILLITON LTD 3,012,772 104,392 0.21%
92 MEDTRONIC PLC 1,197,100 103,429 0.21%
93 LOWES COS INC 1,412,905 102,025 0.20%
94 VERTEX PHARMACEUTICALS INC 1,126,946 98,280 0.20%
95 SUMITOMO MITSUI FINL GROUP I 14,479,320 97,735 0.19%
96 NORWEGIAN CRUISE LINE HLDG L 2,565,568 96,721 0.19%
97 CREDICORP LTD 634,074 96,518 0.19%
98 EXXON MOBIL CORP 1,098,066 95,839 0.19%
99 ROYAL DUTCH SHELL PLC 1,832,637 91,760 0.18%
100 MONSANTO CO NEW 890,592 91,018 0.18%
Page 2 of 29