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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHERN CO 9,573,271 475,877 0.19%
102 FORD MTR CO DEL 40,886,434 475,292 0.19%
103 REYNOLDS AMERICAN INC 7,538,177 474,328 0.19%
104 PAYPAL HLDGS INC 10,924,274 469,299 0.19%
105 MONSANTO CO NEW 4,105,879 464,095 0.19%
106 OCCIDENTAL PETE CORP DEL 7,309,139 462,435 0.19%
107 AMERICAN TOWER CORP NEW 3,789,461 459,850 0.19%
108 PRUDENTIAL FINL INC 4,296,206 457,682 0.19%
109 DOMINION ENERGY INC 5,843,417 452,596 0.18%
110 AETNA INC NEW 3,536,073 450,405 0.18%
111 BLACKROCK INC 1,166,937 446,886 0.18%
112 ANTHEM INC 2,694,329 444,983 0.18%
113 SCHWAB CHARLES CORP 10,835,156 441,495 0.18%
114 APPLIED MATLS INC 11,270,258 437,830 0.18%
115 FEDEX CORP 2,236,044 435,698 0.18%
116 CSX CORP 9,175,880 426,540 0.17%
117 NORTHROP GRUMMAN CORP 1,780,879 422,996 0.17%
118 EXPRESS SCRIPTS HLDG CO 6,266,970 412,497 0.17%
119 ILLINOIS TOOL WKS INC 3,084,804 408,069 0.17%
120 HALLIBURTON CO 8,272,098 406,477 0.16%
121 CAPITAL ONE FINL CORP 4,683,790 405,314 0.16%
122 YAHOO INC 8,670,598 401,835 0.16%
123 EMERSON ELEC CO 6,674,711 399,013 0.16%
124 CME GROUP INC 3,358,889 398,475 0.16%
125 KINDER MORGAN INC DEL 18,341,173 398,159 0.16%
126 PUBLIC STORAGE 1,798,523 393,263 0.16%
127 JOHNSON CTLS INTL PLC 9,137,888 384,341 0.16%
128 MARSH & MCLENNAN COS INC 5,068,249 373,966 0.15%
129 HEWLETT PACKARD ENTERPRISE C 15,623,957 369,740 0.15%
130 STRYKER CORP 2,786,406 366,255 0.15%
131 BECTON DICKINSON & CO 1,941,743 355,653 0.14%
132 LYONDELLBASELL INDUSTRIES N 3,868,378 352,337 0.14%
133 EBAY INC 10,397,708 348,576 0.14%
134 CIGNA CORPORATION 2,372,735 347,061 0.14%
135 COGNIZANT TECHNOLOGY SOLUTIO 5,770,659 342,970 0.14%
136 GENERAL MLS INC 5,811,244 342,441 0.14%
137 EXELON CORP 9,516,009 341,926 0.14%
138 MCKESSON CORP 2,305,453 341,366 0.14%
139 TWENTY FIRST CENTY FOX INC 10,465,092 338,487 0.14%
140 EATON CORP PLC 4,552,521 337,105 0.14%
141 BB&T CORP 7,546,276 336,818 0.14%
142 TARGET CORP 6,027,478 332,234 0.13%
143 PHILLIPS 66 4,120,997 325,972 0.13%
144 ACTIVISION BLIZZARD INC 6,501,410 323,697 0.13%
145 HP INC 18,105,597 323,308 0.13%
146 INTERCONTINENTAL EXCHANGE IN 5,405,550 323,136 0.13%
147 TRAVELERS COMPANIES INC 2,683,966 323,057 0.13%
148 ANADARKO PETE CORP 5,192,078 321,428 0.13%
149 MICRON TECHNOLOGY INC 10,996,354 317,378 0.13%
150 PROLOGIS INC 6,096,736 315,917 0.13%
Page 3 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
Page 1 of 96