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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
151 VALERO ENERGY CORP NEW 4,735,660 313,514 0.13%
152 PG&E CORP 4,720,266 312,770 0.13%
153 INTUIT 2,686,750 311,244 0.13%
154 DELTA AIRLINES INC DEL 6,722,557 308,573 0.13%
155 EQUINIX INC 766,446 306,429 0.12%
156 ANALOG DEVICES INC 3,740,028 306,082 0.12%
157 AMERICAN ELEC PWR INC 4,565,499 306,021 0.12%
158 CROWN CASTLE INTL CORP NEW 3,240,152 305,562 0.12%
159 PRAXAIR INC 2,579,141 305,413 0.12%
160 SOUTHWEST AIRLS CO 5,674,040 304,649 0.12%
161 DEERE & CO 2,794,419 303,767 0.12%
162 MARRIOTT INTL INC NEW 3,216,262 302,491 0.12%
163 ROSS STORES INC 4,596,834 302,429 0.12%
164 NORFOLK SOUTHERN CORP 2,697,487 301,587 0.12%
165 BOSTON SCIENTIFIC CORP 12,120,374 300,963 0.12%
166 S&P GLOBAL INC 2,294,233 299,478 0.12%
167 AFLAC INC 4,076,593 294,824 0.12%
168 WELLTOWER INC 4,162,790 294,452 0.12%
169 CUMMINS INC 1,947,563 294,144 0.12%
170 PIONEER NAT RES CO 1,578,236 293,476 0.12%
171 AVALONBAY COMM 1,593,250 292,167 0.12%
172 ECOLAB INC 2,331,459 291,763 0.12%
173 WEYERHAEUSER CO 8,596,217 291,744 0.12%
174 INTUITIVE SURGICAL INC 381,018 291,645 0.12%
175 SYNCHRONY FINL 8,473,423 290,268 0.12%
176 SUNTRUST BKS INC 5,247,868 289,830 0.12%
177 ALLSTATE CORP 3,517,975 286,267 0.12%
178 ELECTRONIC ARTS INC 3,198,184 285,921 0.12%
179 REGENERON PHARMACEUTICALS 732,379 283,394 0.11%
180 O REILLY AUTOMOTIVE INC NEW 1,050,274 283,059 0.11%
181 PPL CORP 7,575,591 282,899 0.11%
182 AON PLC 2,353,502 278,907 0.11%
183 WHEELER REAL ESTATE INVT TR 159,220 275,450 0.11%
184 HUMANA INC 1,333,734 274,510 0.11%
185 FISERV INC 2,374,758 273,485 0.11%
186 SEMPRA ENERGY 2,471,442 272,714 0.11%
187 WASTE MGMT INC DEL 3,691,175 268,745 0.11%
188 DISCOVER FINL SVCS 3,927,131 268,209 0.11%
189 STATE STR CORP 3,357,703 266,904 0.11%
190 PPG INDS INC 2,531,218 265,600 0.11%
191 KROGER CO 9,006,497 265,223 0.11%
192 AIR PRODS & CHEMS INC 1,947,758 263,102 0.11%
193 MARATHON PETE CORP 5,212,984 263,092 0.11%
194 VENTAS INC 4,045,544 262,802 0.11%
195 WILLIAMS COS INC DEL 8,861,078 261,860 0.11%
196 BAKER HUGHES INC 4,305,783 257,221 0.10%
197 ALEXION PHARMACEUTIC 2,114,938 256,039 0.10%
198 VERTEX PHARMACEUTICALS INC 2,338,051 255,290 0.10%
199 CBS CORP NEW 3,680,166 254,889 0.10%
200 CORNING INC 9,425,858 254,146 0.10%
Page 4 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
Page 1 of 96