Dark
Light
System
Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4551 MACROGENICS INC 1,603 29 0.00%
4552 PARETEUM CORP 34,447 29 0.00%
4553 PARK HOTELS & R INC 1,138 29 0.00%
4554 TWILIO INC 1,022 29 0.00%
4555 IBERIABANK CORP COM 369 29 0.00%
4556 ATHENA HEALTH INC. 264 29 0.00%
4557 HAWAIIAN HOLDINGS INC COM 626 29 0.00%
4558 NORFOLK SOUTHERN CORP 264 29 0.00%
4559 LINDSAY CORP 335 29 0.00%
4560 CROWN HOLDINGS INC 557 29 0.00%
4561 JACOBS ENGR GROUP INC 541 29 0.00%
4562 BRIXMOR PROPERTY 1,395 29 0.00%
4563 CRACKER BARREL OLD CTRY STOR 186 29 0.00%
4564 EMCOR GROUP INC 475 29 0.00%
4565 CASEY'S GENERAL STORES INC COM 264 29 0.00%
4566 INTELLICHECK MOBILISA INC 11,261 29 0.00%
4567 HORMEL FOODS CORP 866 29 0.00%
4568 CHINA NATURAL RESOURCES INC 13,615 29 0.00%
4569 HIGHWOODS PPTYS INC 603 29 0.00%
4570 AVNET INC 651 29 0.00%
4571 RF INDS LTD 19,760 29 0.00%
4572 PROOFPOINT INC 393 29 0.00%
4573 RAND LOGISTICS INC 46,344 29 0.00%
4574 OLD DOMINION FREIGHT LINE IN 343 29 0.00%
4575 MONDELEZ INTL INC 671 28 0.00%
4576 GGP INC 1,220 28 0.00%
4577 VORNADO REALTY 287 28 0.00%
4578 BOSTON BEER INC 194 28 0.00%
4579 SMUCKER J M CO 220 28 0.00%
4580 AMERICAN EAGLE OUTFITTERS NE 2,042 28 0.00%
4581 SYNNEX CORP 254 28 0.00%
4582 SPHERIX INC 22,983 28 0.00%
4583 DELTA AIRLINES INC DEL 624 28 0.00%
4584 LKQ CORP 984 28 0.00%
4585 SINCLAIR BROADCAST GROUP INC 705 28 0.00%
4586 IONIS PHARMACEUTICALS INC COM 713 28 0.00%
4587 HORIZON PHARMA PLC 1,940 28 0.00%
4588 B2GOLD CORP 10,054 28 0.00%
4589 TRACTOR SUPPLY CO 417 28 0.00%
4590 HUNT J B TRANS SVCS INC 312 28 0.00%
4591 GRAINGER W W INC 124 28 0.00%
4592 CITIZENS FINL GROUP INC 839 28 0.00%
4593 THOR INDS INC 300 28 0.00%
4594 ORIGIN AGRITECH LIMITED 13,533 27 0.00%
4595 AMERICAN DG ENERGY INC 91,665 27 0.00%
4596 ENVISION HEALTHCARE CORP 450 27 0.00%
4597 BARNWELL INDS INC 14,145 27 0.00%
4598 ADVANCE AUTO PARTS INC 184 27 0.00%
4599 TENGASCO INC 74,276 27 0.00%
4600 JAGUAR ANIMAL HEALTH INC 27,742 27 0.00%
Page 92 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
Page 1 of 96