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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4651 PERFICIENT INC COM 1,156 20 0.00%
4652 BANCORPSOUTH INC 647 19 0.00%
4653 UNILEVER N V 396 19 0.00%
4654 VERSAR INC 11,390 19 0.00%
4655 MONMOUTH REAL ESTATE INVT CO 1,389 19 0.00%
4656 FANHUA INC 2,300 19 0.00%
4657 WINNEBAGO INDS INC COM 656 19 0.00%
4658 KNIGHT TRANSN INC 631 19 0.00%
4659 JRJR33 INC 44,389 19 0.00%
4660 HILLTOP HOLDINGS INC 728 19 0.00%
4661 ICU MED INC 129 19 0.00%
4662 SIFY TECHNOLOGIES LTD 20,283 18 0.00%
4663 PERFUMANIA HLDGS INC 14,073 18 0.00%
4664 CHINA INFORMATION TECHNOLOGY 26,473 18 0.00%
4665 HOLLYSYS AUTOMATION TECHNOLO 1,081 18 0.00%
4666 CITY HLDG CO COM 280 18 0.00%
4667 CONTROL4 CORP 1,135 18 0.00%
4668 MADISON SQUARE GARDEN CO NEW 94 18 0.00%
4669 ALCOBRA LTD 15,744 17 0.00%
4670 U S ENERGY CORP WYO 19,892 17 0.00%
4671 AGENUS INC 4,555 17 0.00%
4672 BLUEKNIGHT ENERGY PARTNERS LCOM UNIT 2,646 17 0.00%
4673 ARCADIA BIOSCIENCES INC 26,228 17 0.00%
4674 LIGHTBRIDGE CORP 13,315 17 0.00%
4675 SOUTH STATE CORP COM USD2.5 192 17 0.00%
4676 GANNETT CO INC 2,030 17 0.00%
4677 ICF INTL INC COM 425 17 0.00%
4678 LANDCADIA HLDGS INC 25,000 17 0.00%
4679 MEREDITH CORP COM 258 16 0.00%
4680 INTER PARFUMS INC COM 447 16 0.00%
4681 AQUA AMERICA INC 504 16 0.00%
4682 MOOG INC CL A 244 16 0.00%
4683 ANTHEM INC 92 15 0.00%
4684 SIMPSON MFG INC COM 354 15 0.00%
4685 LANDSTAR SYS INC COM 176 15 0.00%
4686 GIGA TRONICS INC 19,463 15 0.00%
4687 ZYNERBA PHARMACEUTICALS INC 771 15 0.00%
4688 BANK NEW YORK MELLON CORP 328 15 0.00%
4689 TRIUMPH GROUP INC NEW COM 617 15 0.00%
4690 EXPRESS INC COM 1,656 15 0.00%
4691 AURIS MED HLDG AG 16,608 15 0.00%
4692 FOOT LOCKER INC 209 15 0.00%
4693 CISCO SYS INC 448 15 0.00%
4694 ACUITY BRANDS INC 75 15 0.00%
4695 Aevi Genomic Medicine Inc 8,079 15 0.00%
4696 Silicon Laboratories Inc 201 14 0.00%
4697 INNOCOLL HLDGS PLC 12,694 14 0.00%
4698 FORD MTR CO DEL 1,210 14 0.00%
4699 CONOCOPHILLIPS 286 14 0.00%
4700 VISA INC 167 14 0.00%
Page 94 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
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