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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SPANSION LLC 12,500,000 33,546 0.01% PRN
2 TESLA INC 15,000,000 33,440 0.01% PRN
3 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
4 ISHARES INC 666,563 22,149 0.01% PRN
5 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
6 EPR PPTYS 614,027 17,768 0.01% PRN
7 LGIH 9,220,000 15,143 0.01% PRN
8 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
9 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
10 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
11 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
12 VECTOR GROUP LTD 8,500,000 12,301 0.00% PRN
13 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
14 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
15 M/I HOMES INC 9,353,000 10,545 0.00% PRN
16 ISHARES TR 265,553 10,460 0.00% PRN
17 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
18 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
19 MEDICINES CO 5,645,000 9,899 0.00% PRN
20 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
21 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
22 TESARO INC 2,000,000 8,862 0.00% PRN
23 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
24 ISHARES INC 164,896 7,880 0.00% PRN
25 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
26 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
27 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
28 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
29 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
30 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
31 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
32 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
33 ACCURAY INC 5,500,000 5,964 0.00% PRN
34 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
35 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
36 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
37 SPDR SER TR 58,024 5,114 0.00% PRN
38 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
39 HARMONIC INC 4,000,000 5,001 0.00% PRN
40 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
41 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
42 ANTHEM INC 1,500,000 3,424 0.00% PRN
43 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
44 M/I HOMES INC 2,829,000 2,869 0.00% PRN
45 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
46 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
47 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
48 DHT HOLDINGS INC 2,500,000 2,495 0.00% PRN
49 SEACOR HOLDINGS INC 2,000,000 2,036 0.00% PRN
50 GSV CAP CORP 2,059,000 2,033 0.00% PRN
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.21%
2 MICROSOFT CORP 80,250,708 5,278,327 2.17%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.48%
4 AMAZON COM INC 3,953,637 3,500,176 1.44%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.38%
6 FACEBOOK INC 23,171,236 3,286,843 1.35%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.28%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.27%
9 ALPHABET INC 3,087,253 2,613,901 1.07%
10 ALPHABET INC 3,090,355 2,560,188 1.05%
11 AT&T INC 61,081,195 2,534,388 1.04%
12 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.03%
13 WELLS FARGO & CO NEW 44,788,457 2,489,406 1.02%
14 BANK AMER CORP 99,829,926 2,351,705 0.96%
15 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.95%
16 PFIZER INC 59,296,844 2,025,708 0.83%
17 CHEVRON CORP NEW 18,461,001 1,979,337 0.81%
18 INTEL CORP 53,934,059 1,943,037 0.80%
19 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.78%
20 HOME DEPOT INC 12,359,642 1,812,284 0.74%
21 CISCO SYS INC 53,471,217 1,804,977 0.74%
22 MERCK & CO INC 27,574,806 1,749,680 0.72%
23 COMCAST CORP NEW 46,585,566 1,748,680 0.72%
24 DISNEY WALT CO 15,047,184 1,703,892 0.70%
25 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
26 VISA INC 18,878,856 1,675,474 0.69%
27 PEPSICO INC 14,870,323 1,661,180 0.68%
28 CITIGROUPINC 27,004,602 1,613,103 0.66%
29 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.65%
30 COCA COLA CO 35,952,332 1,523,514 0.62%
31 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
32 ORACLE CORP 29,139,621 1,298,055 0.53%
33 ALTRIA GROUP INC 18,084,668 1,289,688 0.53%
34 AMGEN INC 7,460,812 1,222,415 0.50%
35 3M CO 6,303,345 1,204,437 0.49%
36 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
37 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
38 MCDONALDS CORP 8,299,563 1,074,230 0.44%
39 MEDTRONIC PLC 13,308,812 1,070,622 0.44%
40 BOEING CO 6,056,492 1,069,745 0.44%
41 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
42 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
43 ABBVIE INC 14,896,412 969,204 0.40%
44 QUALCOMM INC 16,922,363 969,153 0.40%
45 HONEYWELL INTL INC 7,662,095 955,460 0.39%
46 CELGENE CORP 7,654,180 951,066 0.39%
47 PRICELINE GRP INC 525,746 934,597 0.38%
48 STARBUCKS CORP 15,996,798 932,871 0.38%
49 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
50 UNION PAC CORP 8,539,904 903,348 0.37%
Page 1 of 96