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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SPANSION LLC 12,500,000 33,546 0.01% PRN
2 TESLA INC 15,000,000 33,440 0.01% PRN
3 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
4 ISHARES INC 666,563 22,149 0.01% PRN
5 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
6 EPR PPTYS 614,027 17,768 0.01% PRN
7 LGIH 9,220,000 15,143 0.01% PRN
8 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
9 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
10 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
11 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
12 VECTOR GROUP LTD 8,500,000 12,301 0.00% PRN
13 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
14 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
15 M/I HOMES INC 9,353,000 10,545 0.00% PRN
16 ISHARES TR 265,553 10,460 0.00% PRN
17 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
18 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
19 MEDICINES CO 5,645,000 9,899 0.00% PRN
20 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
21 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
22 TESARO INC 2,000,000 8,862 0.00% PRN
23 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
24 ISHARES INC 164,896 7,880 0.00% PRN
25 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
26 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
27 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
28 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
29 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
30 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
31 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
32 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
33 ACCURAY INC 5,500,000 5,964 0.00% PRN
34 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
35 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
36 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
37 SPDR SER TR 58,024 5,114 0.00% PRN
38 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
39 HARMONIC INC 4,000,000 5,001 0.00% PRN
40 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
41 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
42 ANTHEM INC 1,500,000 3,424 0.00% PRN
43 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
44 M/I HOMES INC 2,829,000 2,869 0.00% PRN
45 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
46 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
47 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
48 DHT HOLDINGS INC 2,500,000 2,495 0.00% PRN
49 SEACOR HOLDINGS INC 2,000,000 2,036 0.00% PRN
50 GSV CAP CORP 2,059,000 2,033 0.00% PRN
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
51 TEXAS INSTRS INC 11,172,531 898,944 0.37%
52 GOLDMAN SACHS GROUP INC 3,743,111 858,692 0.35%
53 BROADCOM LTD 3,819,084 835,007 0.34%
54 UNITED TECHNOLOGIES CORP 7,272,464 814,866 0.33%
55 ACCENTURE PLC IRELAND 6,719,469 804,494 0.33%
56 US BANCORP DEL 15,614,898 803,016 0.33%
57 COSTCO WHSL CORP NEW 4,656,311 779,796 0.32%
58 CVS HEALTH CORP 9,839,163 771,247 0.32%
59 LILLY ELI & CO 9,103,975 764,597 0.31%
60 NIKE INC 13,614,888 757,728 0.31%
61 WALGREENS BOOTS ALLIANCE INC 9,087,976 753,759 0.31%
62 ALLERGAN PLC 3,154,975 752,649 0.31%
63 ABBOTT LABS 16,523,955 732,765 0.30%
64 LOWES COS INC 8,848,938 726,481 0.30%
65 DOW CHEM CO 11,291,537 716,476 0.29%
66 TIME WARNER INC 7,266,041 708,915 0.29%
67 UNITED PARCEL SERVICE INC 6,357,684 681,152 0.28%
68 CHARTER COMMUNICATIONS INC N 2,060,058 673,319 0.28%
69 MONDELEZ INTL INC 15,444,929 664,452 0.27%
70 NVIDIA CORPORATION 5,996,235 652,295 0.27%
71 BIOGEN INC 2,369,495 647,045 0.27%
72 DU PONT E I DE NEMOURS & CO 7,973,353 639,533 0.26%
73 CONOCOPHILLIPS 12,549,273 624,973 0.26%
74 COLGATE PALMOLIVE CO 8,467,538 618,847 0.25%
75 MORGAN STANLEY 14,456,307 618,456 0.25%
76 LOCKHEED MARTIN CORP 2,292,415 612,514 0.25%
77 ADOBE INC 4,695,244 610,096 0.25%
78 NETFLIX INC 4,095,831 604,521 0.25%
79 AMERICAN EXPRESS CO 7,635,584 603,213 0.25%
80 CHUBB LIMITED 4,350,776 591,916 0.24%
81 SIMON PPTY GROUP INC NEW 3,440,437 591,098 0.24%
82 NEXTERA ENERGY INC 4,578,611 586,925 0.24%
83 DUKE ENERGY CORP NEW 7,138,784 584,660 0.24%
84 KRAFT HEINZ CO 6,357,247 576,547 0.24%
85 AMERICAN INTL GROUP INC 9,026,938 562,728 0.23%
86 PNC FINL SVCS GROUP INC 4,570,121 548,698 0.23%
87 THERMO FISHER SCIENTIFIC INC 3,562,443 546,354 0.22%
88 GENERAL DYNAMICS CORP 2,920,756 546,040 0.22%
89 METLIFE INC 10,263,044 541,319 0.22%
90 EOG RES INC 5,514,351 537,142 0.22%
91 TJX COS INC NEW 6,689,121 528,256 0.22%
92 CATERPILLAR INC 5,575,420 516,423 0.21%
93 DANAHER CORP DEL 5,815,659 496,687 0.20%
94 GENERAL MTRS CO 14,065,241 496,674 0.20%
95 KIMBERLY CLARK CORP 3,767,972 495,329 0.20%
96 BANK NEW YORK MELLON CORP 10,412,681 491,107 0.20%
97 RAYTHEON CO 3,213,208 489,393 0.20%
98 AUTOMATIC DATA PROCESSING IN 4,779,648 488,748 0.20%
99 SALESFORCE COM INC 5,793,802 477,183 0.20%
100 SOUTHERN CO 9,573,271 475,877 0.20%
Page 2 of 96