Dark
Light
System
Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SPANSION LLC 12,500,000 33,546 0.01% PRN
2 TESLA INC 15,000,000 33,440 0.01% PRN
3 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
4 ISHARES INC 666,563 22,149 0.01% PRN
5 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
6 EPR PPTYS 614,027 17,768 0.01% PRN
7 LGIH 9,220,000 15,143 0.01% PRN
8 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
9 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
10 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
11 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
12 VECTOR GROUP LTD 8,500,000 12,301 0.00% PRN
13 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
14 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
15 M/I HOMES INC 9,353,000 10,545 0.00% PRN
16 ISHARES TR 265,553 10,460 0.00% PRN
17 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
18 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
19 MEDICINES CO 5,645,000 9,899 0.00% PRN
20 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
21 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
22 TESARO INC 2,000,000 8,862 0.00% PRN
23 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
24 ISHARES INC 164,896 7,880 0.00% PRN
25 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
26 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
27 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
28 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
29 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
30 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
31 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
32 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
33 ACCURAY INC 5,500,000 5,964 0.00% PRN
34 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
35 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
36 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
37 SPDR SER TR 58,024 5,114 0.00% PRN
38 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
39 HARMONIC INC 4,000,000 5,001 0.00% PRN
40 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
41 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
42 ANTHEM INC 1,500,000 3,424 0.00% PRN
43 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
44 M/I HOMES INC 2,829,000 2,869 0.00% PRN
45 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
46 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
47 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
48 DHT HOLDINGS INC 2,500,000 2,495 0.00% PRN
49 SEACOR HOLDINGS INC 2,000,000 2,036 0.00% PRN
50 GSV CAP CORP 2,059,000 2,033 0.00% PRN
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
201 FIDELITY NATL INFORMATION SV 3,182,296 253,013 0.10%
202 EDISON INTL 3,180,637 252,849 0.10%
203 TE CONNECTIVITY LTD 3,387,268 252,150 0.10%
204 EQUITY RESIDENTIAL 4,048,730 251,591 0.10%
205 SHERWIN WILLIAMS CO 808,672 250,495 0.10%
206 WESTERN DIGITAL CORP 3,031,364 249,848 0.10%
207 CONSTELLATION BRANDS INC 1,543,146 249,705 0.10%
208 ILLUMINA INC 1,458,071 248,460 0.10%
209 ZOETIS INC 4,597,661 245,017 0.10%
210 ARCHER DANIELS MIDLAND CO 5,327,074 244,894 0.10%
211 PACCAR INC 3,641,538 244,381 0.10%
212 PUBLIC SVC ENTERPRISE GRP IN 5,441,323 241,006 0.10%
213 CONSOLIDATED EDISON INC 3,071,862 238,233 0.10%
214 CARNIVAL CORP 4,037,335 237,509 0.10%
215 INCYTE CORP 1,777,115 237,224 0.10%
216 HCA HOLDINGS INC 2,648,350 235,318 0.10%
217 DELPHI AUTOMOTIVE PLC 2,917,305 234,511 0.10%
218 ZIMMER BIOMET HLDGS INC 1,918,914 233,979 0.10%
219 M & T BK CORP 1,512,637 233,725 0.10%
220 CARDINAL HEALTH INC 2,861,518 232,999 0.10%
221 BOSTON PROPERTIES INC 1,742,131 230,394 0.09%
222 SYSCO CORP 4,438,959 230,110 0.09%
223 DEVON ENERGY CORP NEW 5,492,398 228,844 0.09%
224 AMPHENOL CORP NEW 3,175,971 225,728 0.09%
225 PROGRESSIVE CORP OHIO 5,755,159 225,172 0.09%
226 XCEL ENERGY INC 5,063,694 224,766 0.09%
227 PAYCHEX INC 3,805,670 223,891 0.09%
228 AMERICAN AIRLS GROUP INC 5,297,036 223,815 0.09%
229 LAM RESEARCH CORP 1,743,099 223,452 0.09%
230 NUCOR CORP 3,710,453 221,318 0.09%
231 STANLEY BLACK &DECKER INC 1,661,823 220,525 0.09%
232 INGERSOLL-RAND PLC 2,703,340 219,539 0.09%
233 ROCKWELL AUTOMATION INC 1,406,193 218,682 0.09%
234 UNITED CONTL HLDGS INC 3,095,346 218,416 0.09%
235 PARKER HANNIFIN CORP 1,353,921 216,760 0.09%
236 FIFTH THIRD BANCORP 8,454,074 214,465 0.09%
237 EDWARDS LIFESCIENCES CORP 2,277,666 213,981 0.09%
238 NEWELL BRANDS 4,529,506 213,347 0.09%
239 SKYWORKS SOLUTIONS INC 2,170,020 212,366 0.09%
240 OMNICOM GROUP INC 2,458,940 211,698 0.09%
241 TYSON FOODS INC 3,368,091 207,597 0.09%
242 INTL PAPER CO 4,053,266 205,535 0.08%
243 ROPER TECHNOLOGIES INC 977,956 201,643 0.08%
244 REGIONS FINANCIAL CORP NEW 13,850,291 201,002 0.08%
245 AUTOZONE INC 274,257 198,016 0.08%
246 SYMANTEC CORP 6,446,630 197,517 0.08%
247 DR PEPPER SNAPPLE GROUP INC 2,018,915 197,444 0.08%
248 VORNADO REALTY 1,964,764 196,846 0.08%
249 AMERIPRISE FINL INC 1,517,173 196,469 0.08%
250 MONSTER BEVERAGE CORP NEW 4,259,457 196,401 0.08%
Page 5 of 96