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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SPANSION LLC 12,500,000 33,546 0.01% PRN
2 TESLA INC 15,000,000 33,440 0.01% PRN
3 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
4 ISHARES INC 666,563 22,149 0.01% PRN
5 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
6 EPR PPTYS 614,027 17,768 0.01% PRN
7 LGIH 9,220,000 15,143 0.01% PRN
8 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
9 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
10 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
11 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
12 VECTOR GROUP LTD 8,500,000 12,301 0.00% PRN
13 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
14 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
15 M/I HOMES INC 9,353,000 10,545 0.00% PRN
16 ISHARES TR 265,553 10,460 0.00% PRN
17 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
18 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
19 MEDICINES CO 5,645,000 9,899 0.00% PRN
20 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
21 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
22 TESARO INC 2,000,000 8,862 0.00% PRN
23 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
24 ISHARES INC 164,896 7,880 0.00% PRN
25 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
26 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
27 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
28 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
29 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
30 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
31 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
32 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
33 ACCURAY INC 5,500,000 5,964 0.00% PRN
34 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
35 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
36 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
37 SPDR SER TR 58,024 5,114 0.00% PRN
38 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
39 HARMONIC INC 4,000,000 5,001 0.00% PRN
40 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
41 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
42 ANTHEM INC 1,500,000 3,424 0.00% PRN
43 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
44 M/I HOMES INC 2,829,000 2,869 0.00% PRN
45 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
46 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
47 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
48 DHT HOLDINGS INC 2,500,000 2,495 0.00% PRN
49 SEACOR HOLDINGS INC 2,000,000 2,036 0.00% PRN
50 GSV CAP CORP 2,059,000 2,033 0.00% PRN
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
401 WESTERN UN CO 5,286,962 107,454 0.04%
402 SNAP ON INC 634,154 106,828 0.04%
403 KIMCO RLTY CORP 4,801,088 105,926 0.04%
404 WHOLE FOODS MKT INC 3,566,662 105,871 0.04%
405 LEAR CORP 745,556 105,528 0.04%
406 MASCO CORP 3,092,723 104,966 0.04%
407 LENNAR 2,047,415 104,663 0.04%
408 CARMAX INC 1,767,668 104,528 0.04%
409 E TRADE FINANCIAL CORP 2,979,939 103,838 0.04%
410 EQT CORP 1,701,008 103,786 0.04%
411 PENTAIR PLC 1,654,906 103,749 0.04%
412 AKAMAI TECHNOLOGIES INC 1,732,273 103,274 0.04%
413 EXTRA SPACE STORAGE INC 1,389,334 103,224 0.04%
414 LEUCADIA NATL CORP 3,967,225 103,030 0.04%
415 XL GROUP LTD 2,585,009 102,892 0.04%
416 TRANSDIGM GROUP INC 467,692 102,814 0.04%
417 DAVITA INC 1,510,224 102,503 0.04%
418 MARKEL CORP 103,743 101,200 0.04%
419 TIFFANY & CO NEW 1,061,210 100,988 0.04%
420 MOSAIC CO NEW 3,464,495 100,955 0.04%
421 COOPER COS INC 503,853 100,576 0.04%
422 HARLEY DAVIDSON INC 1,661,387 100,367 0.04%
423 GALLAGHER ARTHUR J & CO 1,768,881 99,871 0.04%
424 ANNALY CAP MGMT INC 8,986,297 99,803 0.04%
425 RAYMOND JAMES FINANC 1,307,802 99,598 0.04%
426 ARCH CAP GROUP LTD 1,049,706 99,449 0.04%
427 HORMEL FOODS CORP 2,873,657 99,384 0.04%
428 TRACTOR SUPPLY CO 1,441,980 99,330 0.04%
429 FIRST REP BK SAN FRANCISCO C 1,057,927 99,202 0.04%
430 SERVICENOW INC 1,129,244 98,731 0.04%
431 CELANESE CORP DEL 1,096,363 98,468 0.04%
432 GOODYEAR TIRE & RUBR CO 2,736,164 98,373 0.04%
433 CBRE GROUP INC 2,823,288 98,077 0.04%
434 DELL TECHNOLOGIES INC 1,526,248 97,762 0.04%
435 FLEETCOR TECHNOLOGIES INC 636,661 96,370 0.04%
436 MACYS INC 3,245,817 96,081 0.04%
437 INTERPUBLIC GROUP COS INC 3,910,514 95,948 0.04%
438 MGM RESORTS INTERNATIONAL 3,494,343 95,711 0.04%
439 HUNTINGTON INGALLS INDS INC 477,283 95,545 0.04%
440 PINNACLE WEST 1,143,262 95,192 0.04%
441 STEEL DYNAMICS INC 2,727,823 94,819 0.04%
442 IHS MARKIT LTD SHS 2,239,650 93,911 0.04%
443 ALLIANT ENERGY CORP 2,353,635 93,103 0.04%
444 PERRIGO CO PLC 1,404,330 93,102 0.04%
445 SCRIPPS NETWORKS INTERACT IN 1,184,294 92,713 0.04%
446 XEROX CORP 12,632,535 92,637 0.04%
447 ACUITY BRANDS INC 454,323 92,558 0.04%
448 BROWN FORMAN CORP 2,003,267 92,393 0.04%
449 UGI CORP NEW 1,864,912 92,103 0.04%
450 WYNN RESORTS LTD 803,740 91,991 0.04%
Page 9 of 96