Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0000919574-15-006268) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Penn Virginia Corp 1,000 4 0.00% Call
2 Approach Res Inc 1,400 10 0.00% Call
3 U S ENERGY CORP WYO 31,400 17 0.00%
4 RYDEX ETF TRUST 250 20 0.00%
5 ASANKO GOLD INC 12,000 21 0.00%
6 FRANKS INTL N V 1,193 22 0.00%
7 NORTH AMERN ENERGY PARTNERS 10,000 24 0.00% Call
8 ROCK-TENN COMPANY 411 25 0.00%
9 INVESTORS BANCORP INC NEW 2,460 30 0.01%
10 CPS TECHNOLOGIES CORP 13,600 32 0.01%
11 TAHOE RES INC 2,625 32 0.01%
12 MFA FINANCIAL INC COM 4,373 32 0.01%
13 GOLDEN STAR RES LTD CDA 100,190 34 0.01%
14 SPS COMM INC COM 530 35 0.01%
15 SILVERWHEATONCOR 2,000 35 0.01% Call
16 VENAXIS INC 77,900 35 0.01%
17 IPG PHOTONICS CORP 428 36 0.01%
18 PLUG POWER INC 14,900 37 0.01% Put
19 BLUELINX HLDGS INC 38,869 37 0.01%
20 Stone Energy Corp 3,000 38 0.01% Call
21 MCCLATCHY CO 37,000 40 0.01%
22 AROTECH CORP 17,500 42 0.01%
23 WOLVERINE WORLD WIDE INC COM 1,488 42 0.01%
24 LUNA INNOVATIONS 42,618 44 0.01%
25 OMNOVA SOLUTIONS INC COM 5,900 44 0.01%
26 TURQUOISE HILL RES LTD 11,570 44 0.01%
27 NORTH AMERN ENERGY PARTNERS 18,500 45 0.01%
28 INSTALLED BLDG PRODS INC 1,856 45 0.01%
29 EATON VANCE SR FLTNG RTE TR 3,260 45 0.01%
30 CAS MED SYS INC 35,848 46 0.01%
31 MFC BANCORP LTD 11,500 47 0.01%
32 MEI PHARMA INC 27,700 47 0.01%
33 CELANESE CORP DEL 668 48 0.01%
34 WILLIS TOWERS WATSON PLC 1,022 48 0.01%
35 NEVADA GOLD & CASINOS INC 30,166 50 0.01%
36 SPAR GROUP INC 40,695 53 0.01%
37 AMN HEALTHCARE SERVICES INC 1,750 55 0.01%
38 BIOTA PHARMACEUTIALS INC COM 26,756 55 0.01%
39 TOWER INTL INC 2,145 56 0.01%
40 CYS INVTS INC COM 7,357 57 0.01%
41 DIANA CONTAINERSHIPS INC 28,000 59 0.01%
42 LKQ CORP 1,936 59 0.01%
43 WABASH NATL CORP SR NT CV3.375 18 50,000 62 0.01% PRN
44 WABASH NATL CORP SR NT CV3.375 18 50,000 62 0.01% PRN
45 KEARNY FINL CORP MD COM 5,596 62 0.01%
46 DLH HLDGS CORP 23,638 62 0.01%
47 CPI AEROSTRUCTURES INC COM NEW 6,252 63 0.01%
48 COLFAX CORP 1,383 64 0.01%
49 BENCHMARK ELECTRS INC 3,037 66 0.01%
50 PUTNAM MASTER INTER INCOME T 13,920 66 0.01%
Page 1 of 11