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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 ENGLOBAL CORP 279,957 423 0.09%
152 SYNOPSYS INC 10,846 417 0.09%
153 KAR AUCTION SVCS INC 9,646 416 0.09%
154 U S G CORP 15,981 413 0.09%
155 TEL INSTR ELECTRS CORP 103,106 402 0.08%
156 INTEL CORP 10,304 389 0.08%
157 GENOMIC HEALTH INC COM 13,256 383 0.08%
158 ESCALON MEDICAL CORP 571,057 383 0.08%
159 PARATEK PHARMACEUTICALS INC 29,334 382 0.08%
160 HERBALIFE LTD 6,152 381 0.08%
161 GABELLI DIVID INCOME TR 19,770 380 0.08%
162 CUTERA INC COM 31,630 377 0.08%
163 HERTZ GLOBAL HLDGS INC 9,351 376 0.08%
164 BLACKSTONE GSO LNG SHRT CR I 24,120 375 0.08%
165 CELGENE CORP 3,582 374 0.08%
166 RF INDS LTD 206,647 372 0.08%
167 DOVER DOWNS GAMING AND ENTERTAINMENT 333,911 361 0.08%
168 FEDERATED HERMES INC CL B 12,092 358 0.07%
169 FORD MTR CO DEL 29,395 355 0.07%
170 ECLIPSE RES CORP COM 107,701 354 0.07%
171 FIDELITY NATIONAL FINANCIAL 9,600 354 0.07%
172 TORTOISE PIPELINE & ENERGY FD 16,520 350 0.07%
173 ATKORE INTL GROUP INC COM 18,487 346 0.07%
174 MSA SAFETY INC 5,878 341 0.07%
175 HARBORONE BANCORP INCORPORATED 21,500 339 0.07%
176 LAZARD GLB TTL RET&INCM FD I 24,035 336 0.07%
177 MYLAN N V 8,700 332 0.07%
178 MATIV HOLDINGS INC COM 8,472 327 0.07%
179 QUALITY SYS INC 28,762 326 0.07%
180 OTELCO INC 75,400 323 0.07%
181 NEUBERGER BERMAN HIGH YIELD 27,130 322 0.07%
182 PENN ENTERTAINMENT INC COM 23,523 319 0.07%
183 CEDAR FAIR L P 5,551 318 0.07%
184 ALLIANZGI EQUITY CONV INCO 16,960 317 0.07%
185 TOWER INTL INC 13,129 316 0.07%
186 GENERAL MTRS CO 9,763 310 0.06%
187 PAYPAL HLDGS INC 7,539 309 0.06%
188 VISTA OUTDOOR INC 7,600 303 0.06%
189 FMC 6,148 297 0.06%
190 YUME INC 74,277 295 0.06%
191 ULTRA CLEAN HLDGS INC 39,700 294 0.06%
192 ARDMORE SHIPPING CORP 41,500 292 0.06%
193 BANK AMER CORP 18,555 290 0.06%
194 OFFICE DEPOT INC 81,000 289 0.06%
195 NUVEEN SR INCOME FD 44,050 288 0.06%
196 UNITED THERAPEUTICS CORP DEL 2,400 283 0.06%
197 CENOVUS ENERGY INC 19,551 281 0.06%
198 ALPHA AND OMEGA SEMICONDUCTOR SHS 12,916 281 0.06%
199 WSI INDS INC 75,352 277 0.06%
200 TANDEM DIABETES CARE INC COM 35,623 273 0.06%
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