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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
101 Iron Mountain Inc New 24,431 797,672 0.03%
102 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
103 Covidien PLC 656,800 591,120 0.02% Put
104 Outerwall, Inc. 195,400 581,315 0.02% Put
105 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
106 Kodiak Oil & Gas Corp. 653,300 424,645 0.01% Put
107 MEDTRONIC INC 6,500 402,675 0.01%
108 TRW Automotive Holdings Corp 99,800 394,210 0.01% Call
109 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
110 CUBIST PHARMACEUTICALS INC 2,950,869 354,104 0.01%
111 Time Warner Cable Inc 109,800 334,890 0.01% Put
112 MYLAN INC 244,300 328,584 0.01% Put
113 Weatherford International Ltd 341,900 278,649 0.01% Put
114 JUNIPER NETWORKS INC 293,200 271,210 0.01% Put
115 ALLERGAN INC 25,000 268,750 0.01% Call
116 ALBEMARLE CORP 141,800 265,875 0.01% Put
117 ALLERGAN INC 106,300 249,805 0.01% Put
118 B/E AEROSPACE INC 146,400 248,880 0.01% Put
119 T MOBILE US INC 293,200 225,764 0.01% Put
120 ALLERGAN INC 15,000 210,750 0.01% Call
121 ACTAVIS PLC 34,200 177,840 0.01% Put
122 SPDR S&P 500 ETF TR 97,400 174,346 0.01% Put
123 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
124 Now Inc. 97,700 166,090 0.01% Put
125 Weatherford International Ltd 390,900 162,224 0.01% Put
126 KINDRED HEALTHCARE INC 294,500 161,975 0.01% Put
127 Viacom Inc New 97,700 161,205 0.01% Put
128 TW Telecom Inc 76,100 150,298 0.00% Call
129 AbbVie Inc. 257,800 148,235 0.00% Put
130 Bally Technologies Inc. 55,000 144,375 0.00% Call
131 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
132 Shire PLC 292,800 131,760 0.00% Put
133 Covidien PLC 65,100 126,945 0.00% Put
134 E M C CORP MASS 122,200 126,477 0.00% Put
135 Time Warner Cable Inc 15,000 124,500 0.00% Put
136 SALESFORCE COM INC 2,100 120,813 0.00%
137 E M C CORP MASS 195,400 117,240 0.00% Put
138 Dish Network Corp. 73,200 106,140 0.00% Put
139 CONCUR TECHNOLOGIES INC 57,860 105,200 0.00% Put
140 ILLUMINA INC 600 98,352 0.00%
141 Shire PLC 58,800 97,020 0.00% Put
142 Now Inc. 195,300 92,768 0.00% Put
143 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
144 TYSON FOODS INC 195,400 87,930 0.00% Put
145 Gentiva Health Services Inc 195,500 83,088 0.00% Put
146 CF INDS HLDGS INC 19,500 82,388 0.00% Put
147 TW Telecom Inc 49,900 82,335 0.00% Put
148 Dish Network Corp. 39,100 81,133 0.00% Put
149 SPDR S&P 500 ETF TR 97,600 80,032 0.00% Put
150 Covidien PLC 55,000 70,125 0.00% Put
Page 3 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 600 98,352 0.00%
2 SIGMA ALDRICH CORP 2,100 473 0.00% Put
3 SALESFORCE COM INC 2,100 120,813 0.00%
4 Express Inc 2,600 2,145 0.00% Put
5 Shire PLC 3,000 3,825 0.00% Put
6 Covidien PLC 4,000 1,400 0.00% Put
7 CONCUR TECHNOLOGIES INC 4,100 513 0.00% Put
8 CIVEO CORP 5,900 148 0.00% Call
9 MEDTRONIC INC 6,500 402,675 0.01%
10 AbbVie Inc. 13,400 17,755 0.00% Put
11 CF INDS HLDGS INC 14,657 4,092,528 0.14%
12 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
13 ALLERGAN INC 15,000 210,750 0.01% Call
14 Time Warner Cable Inc 15,000 124,500 0.00% Put
15 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
16 Charter Communications Inc 18,217 2,757,507 0.09% Put
17 ALBEMARLE CORP 19,200 58,560 0.00% Put
18 CF INDS HLDGS INC 19,500 82,388 0.00% Put
19 Charter Communications, Inc. 19,500 25,838 0.00% Put
20 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
21 ILLUMINA INC 19,800 8,910 0.00% Put
22 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
23 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
24 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
25 TIME WARNER INC 24,300 1,827,603 0.06%
26 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
27 Molson Coors Brewing Co 24,429 1,818,495 0.06%
28 Iron Mountain Inc New 24,431 797,672 0.03%
29 ALLERGAN INC 25,000 268,750 0.01% Call
30 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
31 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
32 CAREFUSION CORP COM 31,501 1,425,420 0.05%
33 ACTAVIS PLC 34,200 177,840 0.01% Put
34 ENERGIZER HOLDINGS INC. 34,200 4,213,782 0.14%
35 ACTAVIS PLC 34,200 8,251,776 0.28%
36 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
37 Dish Network Corp. 39,100 81,133 0.00% Put
38 Energizer Holdings Inc 39,100 64,515 0.00% Put
39 iPath S&P 500 VIX Short Term 39,296 1,224,856 0.04%
40 Berry Global Group Inc 43,388 1,095,113 0.04%
41 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
42 Shire PLC 48,200 37,355 0.00% Put
43 IRON MTN INC 48,900 25,673 0.00% Put
44 MYLAN INC 48,900 40,343 0.00% Put
45 TW Telecom Inc 49,900 82,335 0.00% Put
46 Molson Coors Brewing Co 50,000 68,750 0.00% Put
47 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
48 Covidien PLC 55,000 70,125 0.00% Put
49 Bally Technologies Inc. 55,000 64,625 0.00% Put
50 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
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