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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
151 SIRIUS XM HLDGS INC 2,000,000 70,000 0.00% Put
152 Molson Coors Brewing Co 50,000 68,750 0.00% Put
153 Shutterfly Inc 97,600 68,320 0.00% Put
154 ALLERGAN INC 159,800 67,915 0.00% Put
155 JUNIPER NETWORKS INC 488,400 65,934 0.00% Put
156 Bally Technologies Inc. 55,000 64,625 0.00% Put
157 Energizer Holdings Inc 39,100 64,515 0.00% Put
158 ALLERGAN INC 75,000 63,750 0.00% Put
159 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
160 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
161 ALBEMARLE CORP 19,200 58,560 0.00% Put
162 Covidien PLC 96,200 57,720 0.00% Put
163 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
164 AGILENT TECHNOLOGIES INC 146,600 53,509 0.00% Put
165 CIVEO CORP 195,400 48,850 0.00% Put
166 Express Inc 244,200 48,840 0.00% Put
167 AbbVie Inc. 108,400 40,650 0.00% Put
168 MYLAN INC 48,900 40,343 0.00% Put
169 Shire PLC 48,200 37,355 0.00% Put
170 PETSMART INC 63,500 33,338 0.00% Put
171 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
172 Berry Plastics Group Inc. 97,700 26,868 0.00% Put
173 Charter Communications, Inc. 19,500 25,838 0.00% Put
174 IRON MTN INC 48,900 25,673 0.00% Put
175 AbbVie Inc. 13,400 17,755 0.00% Put
176 TYSON FOODS INC 146,300 10,973 0.00% Put
177 ILLUMINA INC 19,800 8,910 0.00% Put
178 INTERNATIONAL RECTIFIER CORP 172,400 8,620 0.00% Put
179 CONCUR TECHNOLOGIES INC 513 4,100 0.00% Put
180 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
181 Shire PLC 3,000 3,825 0.00% Put
182 CIVEO CORP 134,400 3,360 0.00% Call
183 FAMILY DLR STORES INC 119,800 2,995 0.00% Put
184 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
185 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
186 Express Inc 2,600 2,145 0.00% Put
187 PIKE CORP 75,800 1,895 0.00% Put
188 Covidien PLC 4,000 1,400 0.00% Put
189 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
190 SIGMA ALDRICH CORP 2,100 473 0.00% Put
191 CIVEO CORP 5,900 148 0.00% Call
Page 4 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 PEABODY ENERGY CORP 725,297 8,979,177 0.31%
2 ACTAVIS PLC 34,200 177,840 0.01% Put
3 AGILENT TECHNOLOGIES INC 146,600 53,509 0.00% Put
4 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
5 AGILENT TECHNOLOGIES INC 97,714 5,567,744 0.19%
6 ALBEMARLE CORP 141,800 265,875 0.01% Put
7 ALBEMARLE CORP 19,200 58,560 0.00% Put
8 ALLERGAN INC 25,000 268,750 0.01% Call
9 ALLERGAN INC 15,000 210,750 0.01% Call
10 ALLERGAN INC 106,300 249,805 0.01% Put
11 ALLERGAN INC 75,000 63,750 0.00% Put
12 ALLERGAN INC 159,800 67,915 0.00% Put
13 ALLERGAN PLC 34,200 8,251,776 0.28%
14 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
15 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
16 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
17 ASSURED GUARANTY LTD COM 382,075 8,466,782 0.29%
18 AT&T Inc 1,954,000 2,794,220 0.10% Put
19 ATHLON ENERGY INC 1,216,204 70,819,559 2.41%
20 AbbVie Inc. 13,400 17,755 0.00% Put
21 AbbVie Inc. 108,400 40,650 0.00% Put
22 AbbVie Inc. 257,800 148,235 0.01% Put
23 Allergan plc 182,300 32,484,037 1.11%
24 Ambit Biosciences Corp. 126,415 1,946,791 0.07%
25 American Realty Capital Health 12,836,287 134,524,288 4.58%
26 Annaly Cap Management Inc 8,352,000 8,680,860 0.30% PRN
27 Annies Inc. 973,140 44,667,126 1.52%
28 B/E AEROSPACE INC 146,480 12,295,531 0.42%
29 B/E AEROSPACE INC 146,400 248,880 0.01% Put
30 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
31 BANK OF KENTUCKY FINL CORP 146,273 6,762,201 0.23%
32 BCE INC COM NEW 1,652,881 70,678,596 2.41%
33 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.44%
34 BPZ 8 1/2 10/01/17 7,072,000 6,943,820 0.24% PRN
35 Bally Technologies Inc. 55,000 64,625 0.00% Put
36 Bally Technologies Inc. 55,000 144,375 0.00% Call
37 Berry Plastics Group Inc 43,388 1,095,113 0.04%
38 Berry Plastics Group Inc. 97,700 26,868 0.00% Put
39 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
40 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
41 Burger King Worldwide, Inc. 395,200 2,134,080 0.07% Put
42 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
43 CAREFUSION CORP COM 31,501 1,425,420 0.05%
44 CF INDS HLDGS INC 14,657 4,092,528 0.14%
45 CF INDS HLDGS INC 19,500 82,388 0.00% Put
46 CHIQUITA BRANDS INTL 118,800 1,686,960 0.06%
47 CIVEO CORP 156,200 1,679,150 0.06% Put
48 CIVEO CORP 134,400 3,360 0.00% Call
49 CIVEO CORP 195,400 48,850 0.00% Put
50 CIVEO CORP 5,900 148 0.00% Call
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