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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
151 SIRIUS XM HLDGS INC 2,000,000 70,000 0.00% Put
152 Molson Coors Brewing Co 50,000 68,750 0.00% Put
153 Shutterfly Inc 97,600 68,320 0.00% Put
154 ALLERGAN INC 159,800 67,915 0.00% Put
155 JUNIPER NETWORKS INC 488,400 65,934 0.00% Put
156 Bally Technologies Inc. 55,000 64,625 0.00% Put
157 Energizer Holdings Inc 39,100 64,515 0.00% Put
158 ALLERGAN INC 75,000 63,750 0.00% Put
159 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
160 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
161 ALBEMARLE CORP 19,200 58,560 0.00% Put
162 Covidien PLC 96,200 57,720 0.00% Put
163 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
164 AGILENT TECHNOLOGIES INC 146,600 53,509 0.00% Put
165 CIVEO CORP 195,400 48,850 0.00% Put
166 Express Inc 244,200 48,840 0.00% Put
167 AbbVie Inc. 108,400 40,650 0.00% Put
168 MYLAN INC 48,900 40,343 0.00% Put
169 Shire PLC 48,200 37,355 0.00% Put
170 PETSMART INC 63,500 33,338 0.00% Put
171 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
172 Berry Plastics Group Inc. 97,700 26,868 0.00% Put
173 Charter Communications, Inc. 19,500 25,838 0.00% Put
174 IRON MTN INC 48,900 25,673 0.00% Put
175 AbbVie Inc. 13,400 17,755 0.00% Put
176 TYSON FOODS INC 146,300 10,973 0.00% Put
177 ILLUMINA INC 19,800 8,910 0.00% Put
178 INTERNATIONAL RECTIFIER CORP 172,400 8,620 0.00% Put
179 CONCUR TECHNOLOGIES INC 513 4,100 0.00% Put
180 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
181 Shire PLC 3,000 3,825 0.00% Put
182 CIVEO CORP 134,400 3,360 0.00% Call
183 FAMILY DLR STORES INC 119,800 2,995 0.00% Put
184 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
185 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
186 Express Inc 2,600 2,145 0.00% Put
187 PIKE CORP 75,800 1,895 0.00% Put
188 Covidien PLC 4,000 1,400 0.00% Put
189 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
190 SIGMA ALDRICH CORP 2,100 473 0.00% Put
191 CIVEO CORP 5,900 148 0.00% Call
Page 4 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 600 98,352 0.00%
2 SIGMA ALDRICH CORP 2,100 473 0.00% Put
3 SALESFORCE COM INC 2,100 120,813 0.00%
4 Express Inc 2,600 2,145 0.00% Put
5 Shire PLC 3,000 3,825 0.00% Put
6 Covidien PLC 4,000 1,400 0.00% Put
7 CONCUR TECHNOLOGIES INC 4,100 513 0.00% Put
8 CIVEO CORP 5,900 148 0.00% Call
9 MEDTRONIC INC 6,500 402,675 0.01%
10 AbbVie Inc. 13,400 17,755 0.00% Put
11 CF INDS HLDGS INC 14,657 4,092,528 0.14%
12 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
13 ALLERGAN INC 15,000 210,750 0.01% Call
14 Time Warner Cable Inc 15,000 124,500 0.00% Put
15 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
16 Charter Communications Inc 18,217 2,757,507 0.09% Put
17 ALBEMARLE CORP 19,200 58,560 0.00% Put
18 CF INDS HLDGS INC 19,500 82,388 0.00% Put
19 Charter Communications, Inc. 19,500 25,838 0.00% Put
20 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
21 ILLUMINA INC 19,800 8,910 0.00% Put
22 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
23 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
24 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
25 TIME WARNER INC 24,300 1,827,603 0.06%
26 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
27 Molson Coors Brewing Co 24,429 1,818,495 0.06%
28 Iron Mountain Inc New 24,431 797,672 0.03%
29 ALLERGAN INC 25,000 268,750 0.01% Call
30 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
31 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
32 CAREFUSION CORP COM 31,501 1,425,420 0.05%
33 ACTAVIS PLC 34,200 177,840 0.01% Put
34 ENERGIZER HOLDINGS INC. 34,200 4,213,782 0.14%
35 ACTAVIS PLC 34,200 8,251,776 0.28%
36 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
37 Dish Network Corp. 39,100 81,133 0.00% Put
38 Energizer Holdings Inc 39,100 64,515 0.00% Put
39 iPath S&P 500 VIX Short Term 39,296 1,224,856 0.04%
40 Berry Global Group Inc 43,388 1,095,113 0.04%
41 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
42 Shire PLC 48,200 37,355 0.00% Put
43 IRON MTN INC 48,900 25,673 0.00% Put
44 MYLAN INC 48,900 40,343 0.00% Put
45 TW Telecom Inc 49,900 82,335 0.00% Put
46 Molson Coors Brewing Co 50,000 68,750 0.00% Put
47 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
48 Covidien PLC 55,000 70,125 0.00% Put
49 Bally Technologies Inc. 55,000 64,625 0.00% Put
50 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
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