Dark
Light
System
Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0001140361-16-065482) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CenturyLink Inc 17,500 0 0.00% Call
2 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
3 VMWARE INC 25,000 1 0.00% Call
4 SPDR S&P 500 ETF TR 4,000 1 0.00% Put
5 RANGE RES CORP 1,000 1 0.00% Call
6 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
7 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
8 SPDR S&P 500 ETF TR 2,000 2 0.00% Put
9 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
10 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
11 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
12 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
13 SPDR S&P 500 ETF TR 2,000 3 0.00% Put
14 SHUTTERFLY INC 1,500 3 0.00% Call
15 SPDR S&P 500 ETF TR 2,500 3 0.00% Put
16 TiVo Inc 10,000 4 0.00% Call
17 SPDR S&P 500 ETF TR 50,000 5 0.00% Put
18 CSRA INC 200 5 0.00%
19 SPDR S&P 500 ETF TR 50,000 7 0.00% Put
20 TiVo Inc 41,500 8 0.00% Call
21 Rite Aid Corp 510,000 8 0.00% Put
22 UNITED STATES OIL FUND LP 1,500 15 0.00%
23 WASTE CONNECTIONS INC COM 69,000 17 0.00% Call
24 SPDR S&P 500 ETF TR 25,000 17 0.00% Put
25 SPDR S&P 500 ETF TR 25,000 18 0.00% Put
26 SPDR S&P 500 ETF TR 25,000 19 0.00% Put
27 AXIALL CORPORATION 28,900 19 0.00% Put
28 MARKETO INC COM 1,000 20 0.00%
29 SPDR S&P 500 ETF TR 25,000 21 0.00% Put
30 MALLINCKRODT PUB LTD CO 350 21 0.00%
31 HARRIS CORP 264 21 0.00%
32 SERITAGE GROWTH PPTYS 541 27 0.00%
33 REGIONS FINANCIAL CORP NEW 3,600 28 0.00%
34 KeyCorp Capital VIII 2,800 31 0.00%
35 AMERICAN AIRLS GROUP INC 750 31 0.00%
36 MYLAN N V 15,000 32 0.00% Call
37 ILLUMINA INC SR CONV NT0.5 21 200 32 0.00%
38 FIFTH THIRD BANCORP 2,000 33 0.00%
39 Adt Corp 100,000 35 0.00% Put
40 Forest City Realty Trust Inc 1,742 37 0.00%
41 DELTA AIRLINES INC DEL 750 37 0.00%
42 BB&T CORP 1,200 40 0.00%
43 SUPERIOR ENERGY SVCS INC 3,000 40 0.00%
44 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 10,700 41 0.00% Call
45 ISHARES TR 75,000 41 0.00% Put
46 SUNTRUST BKS INC 1,200 43 0.00%
47 UNITED CONTL HLDGS INC 750 45 0.00%
48 LSB Industries Inc 17,500 45 0.00% Call
49 VALEANT PHARMACEUTICALS INTL 1,700 45 0.00%
50 Ruby Tuesday Inc 118,300 45 0.00% Put
Page 1 of 4
Restatement filing (0001140361-16-065763) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CAMERON INTERNATIONAL COMPANY 2,373,407 159,136 10.50%
2 HEARTLAND PMT SYS INC 1,097,372 105,973 6.99%
3 TIME WARNER CABLE INC 504,772 103,286 6.82%
4 Jarden Corp 1,505,767 88,765 5.86%
5 YOUKU TUDOU INC 2,406,894 66,166 4.37%
6 SANDISK CORP 837,268 63,699 4.20%
7 AIRGAS INC 446,890 63,299 4.18%
8 AGL Resources Inc 960,622 62,574 4.13%
9 KLA-TENCOR CORP 656,509 47,800 3.15%
10 Citizens Funding Trust I 2,211,329 46,549 3.07%
11 CENTENE CORP DEL 692,331 42,627 2.81%
12 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,189,738 39,261 2.59%
13 ALLERGAN PLC 142,165 38,104 2.51%
14 ITC HOLDINGS 845,711 36,847 2.43%
15 BAXALTA INC COM 848,148 34,266 2.26%
16 NEWPORT CORP 1,298,489 29,866 1.97%
17 FRESH MKT INC 991,786 28,295 1.87%
18 Adt Corp 670,449 27,662 1.83%
19 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 319,384 26,646 1.76%
20 VALSPAR CORP 248,612 26,607 1.76%
21 NATL PENN BANCSHARES INC 2,255,852 25,641 1.69%
22 PIEDMONT NAT GAS INC 408,813 24,459 1.61%
23 YAHOO INC 619,009 22,785 1.50%
24 QUESTAR CORP COM 902,443 22,381 1.48%
25 TECO ENERGY INC 722,312 19,885 1.31%
26 POWERSECURE INTL INC 1,018,718 19,040 1.26%
27 ATMEL CORP 2,247,967 18,254 1.20%
28 SYNGENTA AG 216,624 17,942 1.18%
29 TUMI HOLDINGS INC 630,034 16,898 1.12%
30 LIN Television Corp 937,965 15,298 1.01%
31 JOURNAL MEDIA GROUP INC 1,240,424 14,835 0.98%
32 Ruby Tuesday Inc 424,550 13,679 0.90%
33 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 914,586 12,814 0.85%
34 Alere Inc 247,900 12,546 0.83%
35 WASTE CONNECTIONS INC 400,000 12,412 0.82%
36 ASTORIA FINL CORPORATION 737,465 11,681 0.77%
37 Check Point Software Technologies Ltd 794,566 8,040 0.53%
38 SUNCOR ENERGY INC NEW 285,700 7,957 0.53%
39 COLUMBIA PIPELINE GR 240,000 6,024 0.40%
40 VMWARE INC 109,535 5,730 0.38%
41 TOWER INTL INC 200,000 5,439 0.36%
42 FAIRCHILD SEMICONDUCTOR INTLCOM 247,800 4,956 0.33%
43 NEXSTAR MEDIA GROUP INC 110,700 4,901 0.32%
44 ROUSE PPTYS INC 257,154 4,726 0.31%
45 SELECT SECTOR SPDR TR 62,494 3,316 0.22%
46 EMPIRE DIST ELEC CO 95,763 3,165 0.21%
47 POLYCOM INC 267,248 2,981 0.20%
48 OFFICE DEPOT INC 377,907 2,683 0.18%
49 NOMAD HOLDINGS 237,854 2,143 0.14%
50 TiVo Inc 222,500 2,116 0.14%
Page 1 of 4