Dark
Light
System
Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0001140361-16-065482) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
2 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 914,586 12,814 0.85%
3 AGL Resources Inc 960,622 62,574 4.13%
4 AIRGAS INC 446,890 63,299 4.18%
5 AMERICAN AIRLS GROUP INC 750 31 0.00%
6 ASSURED GUARANTY LTD COM 2,500 63 0.00%
7 ASTORIA FINL CORPORATION 737,465 11,681 0.77%
8 ATMEL CORP 2,247,967 18,254 1.20%
9 AXIALL CORPORATION 79,114 1,730 0.11%
10 AXIALL CORPORATION 28,900 19 0.00% Put
11 Adt Corp 670,449 27,662 1.83%
12 Adt Corp 100,000 35 0.00% Put
13 Adt Corp 210,700 63 0.00% Put
14 Adt Corp 692,500 155 0.01% Put
15 Alere Inc 247,900 12,546 0.83%
16 Allergan Inc/United States 45,600 1,160 0.08% Put
17 Allergan Inc/United States 142,165 38,104 2.51%
18 BAXALTA INC COM 848,148 34,266 2.26%
19 BB&T CORP 1,200 40 0.00%
20 BLACKBERRY LTD 8,000 65 0.00%
21 BLOUNT INTL INC NEW 163,598 1,633 0.11%
22 CAMECO CORP 7,500 96 0.01%
23 CAMERON INTERNATIONAL COMPANY 2,373,407 159,136 10.50%
24 CANON INC 31,244 932 0.06%
25 CELLDEX THERAPEUTICS INC NEW 15,000 57 0.00%
26 CENTENE CORP DEL 692,331 42,627 2.81%
27 CKEC 2017-01-20 33.000 C A OPQ 45,400 1,364 0.09%
28 CLOUD PEAK ENERGY INC COM 66,372 129 0.01%
29 CNX COAL RES LP 15,000 108 0.01%
30 COLUMBIA PIPELINE GR 240,000 6,024 0.40%
31 COLUMBIA PIPELINE GR 398,100 129 0.01% Put
32 COMERICA INC 2,400 91 0.01%
33 CONE Midstream Partners 17,000 213 0.01%
34 CONSOL ENERGY INC 12,750 144 0.01%
35 CSC Holdings LLC 1,189,738 39,261 2.59%
36 CSRA INC 200 5 0.00%
37 CenturyLink Inc 17,500 0 0.00% Call
38 Check Point Software Technologies Ltd 794,566 8,040 0.53%
39 Citizens Funding Trust I 2,211,329 46,549 3.07%
40 Continental Resources 3,100 94 0.01%
41 DELTA AIRLINES INC DEL 750 37 0.00%
42 DISH NETWORK A 24,689 1,141 0.08%
43 DYNEGY INCORPORATED NEW D 12,500 180 0.01%
44 ELECTRONICS FOR IMAGING INC 20,830 884 0.06%
45 EMPIRE DIST ELEC CO 95,763 3,165 0.21%
46 ENERGY TRANSFER L P 15,250 109 0.01%
47 EQUITY COMWLTH COM SH BEN INT 4,500 127 0.01%
48 Essendant Inc Com 92,306 1,386 0.09%
49 FAIRCHILD SEMICONDUCTOR INTLCOM 247,800 4,956 0.33%
50 FIFTH THIRD BANCORP 2,000 33 0.00%
Page 1 of 4
Restatement filing (0001140361-16-065763) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
151 SPDR S&P 500 ETF TR 50,000 7 0.00% Put
152 CSRA INC 200 5 0.00%
153 SPDR S&P 500 ETF TR 50,000 5 0.00% Put
154 TiVo Inc 10,000 4 0.00% Call
155 SPDR S&P 500 ETF TR 2,000 3 0.00% Put
156 SHUTTERFLY INC 1,500 3 0.00% Call
157 SPDR S&P 500 ETF TR 2,500 3 0.00% Put
158 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
159 SPDR S&P 500 ETF TR 2,000 2 0.00% Put
160 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
161 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
162 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
163 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
164 VMWARE INC 25,000 1 0.00% Call
165 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
166 SPDR S&P 500 ETF TR 4,000 1 0.00% Put
167 RANGE RES CORP 1,000 1 0.00% Call
168 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
169 CenturyLink Inc 17,500 0 0.00% Call
Page 4 of 4