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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0001140361-16-065482) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CenturyLink Inc 17,500 0 0.00% Call
2 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
3 VMWARE INC 25,000 1 0.00% Call
4 SPDR S&P 500 ETF TR 4,000 1 0.00% Put
5 RANGE RES CORP 1,000 1 0.00% Call
6 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
7 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
8 SPDR S&P 500 ETF TR 2,000 2 0.00% Put
9 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
10 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
11 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
12 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
13 SPDR S&P 500 ETF TR 2,000 3 0.00% Put
14 SHUTTERFLY INC 1,500 3 0.00% Call
15 SPDR S&P 500 ETF TR 2,500 3 0.00% Put
16 TiVo Inc 10,000 4 0.00% Call
17 SPDR S&P 500 ETF TR 50,000 5 0.00% Put
18 CSRA INC 200 5 0.00%
19 SPDR S&P 500 ETF TR 50,000 7 0.00% Put
20 TiVo Inc 41,500 8 0.00% Call
21 Rite Aid Corp 510,000 8 0.00% Put
22 UNITED STATES OIL FUND LP 1,500 15 0.00%
23 WASTE CONNECTIONS INC COM 69,000 17 0.00% Call
24 SPDR S&P 500 ETF TR 25,000 17 0.00% Put
25 SPDR S&P 500 ETF TR 25,000 18 0.00% Put
26 SPDR S&P 500 ETF TR 25,000 19 0.00% Put
27 AXIALL CORPORATION 28,900 19 0.00% Put
28 MARKETO INC COM 1,000 20 0.00%
29 SPDR S&P 500 ETF TR 25,000 21 0.00% Put
30 MALLINCKRODT PUB LTD CO 350 21 0.00%
31 HARRIS CORP 264 21 0.00%
32 SERITAGE GROWTH PPTYS 541 27 0.00%
33 REGIONS FINANCIAL CORP NEW 3,600 28 0.00%
34 KeyCorp Capital VIII 2,800 31 0.00%
35 AMERICAN AIRLS GROUP INC 750 31 0.00%
36 MYLAN N V 15,000 32 0.00% Call
37 ILLUMINA INC SR CONV NT0.5 21 200 32 0.00%
38 FIFTH THIRD BANCORP 2,000 33 0.00%
39 Adt Corp 100,000 35 0.00% Put
40 Forest City Realty Trust Inc 1,742 37 0.00%
41 DELTA AIRLINES INC DEL 750 37 0.00%
42 BB&T CORP 1,200 40 0.00%
43 SUPERIOR ENERGY SVCS INC 3,000 40 0.00%
44 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 10,700 41 0.00% Call
45 ISHARES TR 75,000 41 0.00% Put
46 SUNTRUST BKS INC 1,200 43 0.00%
47 UNITED CONTL HLDGS INC 750 45 0.00%
48 LSB Industries Inc 17,500 45 0.00% Call
49 VALEANT PHARMACEUTICALS INTL 1,700 45 0.00%
50 Ruby Tuesday Inc 118,300 45 0.00% Put
Page 1 of 4
Restatement filing (0001140361-16-065763) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
151 SPDR S&P 500 ETF TR 50,000 7 0.00% Put
152 CSRA INC 200 5 0.00%
153 SPDR S&P 500 ETF TR 50,000 5 0.00% Put
154 TiVo Inc 10,000 4 0.00% Call
155 SPDR S&P 500 ETF TR 2,000 3 0.00% Put
156 SHUTTERFLY INC 1,500 3 0.00% Call
157 SPDR S&P 500 ETF TR 2,500 3 0.00% Put
158 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
159 SPDR S&P 500 ETF TR 2,000 2 0.00% Put
160 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
161 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
162 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
163 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
164 VMWARE INC 25,000 1 0.00% Call
165 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
166 SPDR S&P 500 ETF TR 4,000 1 0.00% Put
167 RANGE RES CORP 1,000 1 0.00% Call
168 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
169 CenturyLink Inc 17,500 0 0.00% Call
Page 4 of 4