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Institutional Investment Manager
OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. (CIK: 0001269119) incorporated in New York, located at 85 Broad St., New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 1,706 holdings with a total value of $3,510,406,000.
#
Name
Shares
Value ($)
%
Options
Notes
1651 HSBC HLDGS PLC 337,459 13,775,000 0.39%
1652 TE CONNECTIVITY LTD 187,845 14,003,000 0.40%
1653 3M CO 74,752 14,301,000 0.41%
1654 CHUBB LIMITED 105,854 14,423,000 0.41%
1655 RELIANCE STEEL & ALUMINUM CO 181,815 14,549,000 0.41%
1656 TAIWAN SEMICONDUCTOR MFG LTD 444,336 14,593,000 0.42%
1657 DU PONT E I DE NEMOURS & CO 183,187 14,715,000 0.42%
1658 DIAGEO P L C 127,969 14,790,000 0.42%
1659 RAYTHEON CO 98,487 15,020,000 0.43%
1660 CELGENE CORP 122,841 15,286,000 0.44%
1661 WELLTOWER INC 216,523 15,333,000 0.44%
1662 HEWLETT PACKARD ENTERPRISE C 673,688 15,966,000 0.45%
1663 BCE INC 362,958 16,068,000 0.46%
1664 ZIMMER BIOMET HLDGS INC 132,927 16,231,000 0.46%
1665 ISHARES TR 261,763 16,305,000 0.46%
1666 MSC INDL DIRECT INC 160,849 16,529,000 0.47%
1667 PEPSICO INC 148,532 16,615,000 0.47%
1668 LINCOLN NATL CORP IND 255,644 16,732,000 0.48%
1669 ABBOTT LABS 380,169 16,883,000 0.48%
1670 AMAZON COM INC 19,697 17,461,000 0.50%
1671 UNILEVER N V 353,467 17,560,000 0.50%
1672 ALPHABET INC 20,860 17,687,000 0.50%
1673 TRAVELERS COMPANIES INC 148,081 17,850,000 0.51%
1674 NOVARTIS A G 245,682 18,246,000 0.52%
1675 MERCK & CO INC 294,442 18,708,000 0.53%
1676 UNITEDHEALTH GROUP INC 114,794 18,832,000 0.54%
1677 BANK AMER CORP 819,439 19,328,000 0.55%
1678 NEXTERA ENERGY INC 154,037 19,773,000 0.56%
1679 PHILIP MORRIS INTL INC 176,768 19,958,000 0.57%
1680 GENERAL ELECTRIC CO 685,424 20,425,000 0.58%
1681 BOEING CO 119,104 21,065,000 0.60%
1682 PFIZER INC 631,501 21,605,000 0.62%
1683 CITIGROUPINC 369,665 22,113,000 0.63%
1684 FACEBOOK INC 156,554 22,238,000 0.63%
1685 ROYAL DUTCH SHELL PLC 403,005 22,500,000 0.64%
1686 VISA INC 270,286 24,020,000 0.68%
1687 CISCO SYS INC 741,472 25,059,000 0.71%
1688 AT&T INC 604,763 25,127,000 0.72%
1689 SPX CORP 1,038,230 25,177,000 0.72%
1690 APPLE INC 176,018 25,286,000 0.72%
1691 LILLY ELI & CO 323,776 27,232,000 0.78%
1692 ALTRIA GROUP INC 393,454 28,101,000 0.80%
1693 WELLS FARGO & CO NEW 510,760 28,428,000 0.81%
1694 SPX FLOW INC 830,538 28,828,000 0.82%
1695 GENERAL MTRS CO 902,690 31,918,000 0.91%
1696 LEVEL 3 COMM 562,152 32,166,000 0.92%
1697 METLIFE INC 625,666 33,049,000 0.94%
1698 EXPRESS SCRIPTS HLDG CO 534,446 35,224,000 1.00%
1699 VODAFONE GROUP PLC NEW 1,404,762 37,128,000 1.06%
1700 INTEL CORP 1,038,960 37,476,000 1.07%
Page 34 of 35

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001334, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.