Dark
Light
System
Institutional Investment Manager
Geneva Advisors, LLC
Geneva Advisors, LLC (CIK: 0001269932) incorporated in Delaware, located at 181 W Madison Street, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001144204-14-064629) filed in 2014.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 OUTDOORPARTNER MEDIA F 20,000 0 0.00%
2 Advanced Viral Research Corp 22,300 0 0.00%
3 HARRINGTON WEST FINL COM 48,554 0 0.00%
4 GLYCOGENESYS INC 11,030 0 0.00%
5 FUQI INTERNATIONAL INC COM NEW 10,000 0 0.00%
6 HEALTH SCIENCES GRP 1,000,000 0 0.00%
7 W M D HOLDINGS GROUP 222,750 0 0.00%
8 COUNTY LINE ENERGY CORP 127,200 0 0.00%
9 Thornburg Mortgage, Inc. New 66,100 0 0.00%
10 USA GRAPHITE INC 11,000 0 0.00%
11 HEALTHTRAC INC XXX REGISTRATIO 11,020 0 0.00%
12 NEXICON INC NEW XXX REGISTRATI 100,000 0 0.00%
13 IBIZ TECHNOLOGY CORP 40,000 0 0.00%
14 GSI SECURITIZATION INXXX REGIS 644,200 0 0.00%
15 ANTHRACITE CAP INC 12,500 0 0.00%
16 NATL HEALTHCARE EXCH XXX ESCRO 25,850 0 0.00%
17 GONDWANA OIL CORP F 100,000 0 0.00%
18 STATMON TECHNOLOGIES CP 11,000 0 0.00%
19 AMANTA RES LTD COM NEW 14,000 0 0.00%
20 CORPORACION GEO SAB DE CV 37,800 0 0.00%
21 SAVOY RESOURCES CORP XXX REGIS 100,000 0 0.00%
22 HUNTER ENVIRONMENTAL SVC 99,990 0 0.00%
23 ITALK INC 10,000 0 0.00%
24 CASAVANT INTL MNG CORP ** REST 51,200 0 0.00%
25 POWERCOLD CORP COM 103,900 0 0.00%
26 CYTOCORE INC NEW 30,000 1 0.00%
27 HEMP INC 35,000 1 0.00%
28 SAN MARCO RESOURCES INCF 33,000 1 0.00%
29 COLORADO RESOURCES F 11,000 1 0.00%
30 BITTERROOT RES LTD F 40,000 1 0.00%
31 LEEP INC 906,000 1 0.00%
32 ETHOS GOLD CORP F 10,000 1 0.00%
33 MULTICELL TECHS INC 3,395,000 2 0.00%
34 GUYANA FRONTIER MINING F 204,400 2 0.00%
35 CIMETRIX INC COM 13,000 2 0.00%
36 TAKU GOLD CORP F 199,000 2 0.00%
37 Medical Marijuana Inc. 20,000 2 0.00%
38 DULUTH METALS LTD F 10,000 2 0.00%
39 NEMASKA LITHIUM INC F 20,000 3 0.00%
40 EME REORGANIZATION UNT 22,824 3 0.00%
41 N W M MINING CORP F 1,050,000 4 0.00%
42 ECOSPHERE TECHNOLOGIES 30,980 4 0.00%
43 CUBIC ENERGY INC COM 23,252 4 0.00%
44 INSITE VISION INC COM 14,799 4 0.00%
45 GUIDED THERAPEUTICS INC 16,000 5 0.00%
46 Quaterra Res Inc 136,175 5 0.00%
47 CANADIAN ZINC CORP COM 25,000 6 0.00%
48 LAKES OIL NL 2,666,666 7 0.00%
49 STERLING RESOURCES LTD F 15,600 7 0.00%
50 ENERGIZER RESOURCES F 50,000 8 0.00%
Page 1 of 15