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Institutional Investment Manager
LUMINUS MANAGEMENT LLC
LUMINUS MANAGEMENT LLC (CIK: 0001279151) incorporated in Delaware, located at 1811 Bering Drive, Houston, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001172661-17-000749) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 2,385,000 533,120 11.99% Put
2 SPDR S&P 500 ETF TR 2,025,900 452,849 10.18% Call
3 FIRSTENERGY CORP 6,998,054 216,730 4.87%
4 RIO TINTO PLC 3,602,935 138,568 3.12%
5 UNION PAC CORP 1,319,060 136,760 3.08%
6 NEXTERA ENERGY INC 1,060,833 126,727 2.85%
7 NORFOLK SOUTHERN CORP 1,144,931 123,732 2.78%
8 VALERO ENERGY CORP NEW 1,761,097 120,318 2.71%
9 RYDER SYS INC 1,530,583 113,937 2.56%
10 SEMPRA ENERGY 1,012,000 101,848 2.29%
11 EXTRACTION OIL AND GAS INC 4,303,217 86,236 1.94%
12 AIR PRODS & CHEMS INC 581,107 83,574 1.88%
13 ASHLAND GLOBAL HLDGS INC 723,126 79,031 1.78%
14 C H ROBINSON WORLDWIDE INC 979,375 71,749 1.61%
15 TESORO CORP 803,476 70,264 1.58%
16 FORTIVE CORP 1,099,058 58,943 1.33%
17 KINDER MORGAN INC DEL 2,689,800 55,706 1.25%
18 EDISON INTL 752,928 54,203 1.22%
19 HONEYWELL INTL INC 451,535 52,311 1.18%
20 SOUTHERN CO 1,043,659 51,338 1.15%
21 ISHARES TR 1,450,000 50,765 1.14% Put
22 AMERICAN ELEC PWR INC 799,900 50,362 1.13%
23 UNITED STATES STL CORP NEW 1,479,883 48,851 1.10%
24 WESTAR ENERGY 865,672 48,781 1.10%
25 ROWAN COMPANIES PLC 2,567,380 48,498 1.09%
26 HUNT J B TRANS SVCS INC 498,485 48,388 1.09%
27 EATON CORP PLC 715,491 48,002 1.08%
28 TRANSCANADA CORP 1,036,894 46,816 1.05%
29 PPL CORP 1,241,696 42,280 0.95%
30 DOMINION ENERGY INC 550,000 42,125 0.95%
31 ATMOS ENERGY CORP 565,202 41,910 0.94%
32 AXALTA COATING SYS LTD 1,534,089 41,728 0.94%
33 WABTEC CORP 494,637 41,065 0.92%
34 TRINSEO S A 689,377 40,880 0.92%
35 STANTEC INC 1,545,911 39,034 0.88%
36 ISHARES TR 1,035,193 36,242 0.81%
37 AECOM 988,410 35,939 0.81%
38 HOLLYFRONTIER CORP 1,039,517 34,055 0.77%
39 PBF ENERGY INC 1,192,008 33,233 0.75%
40 MARATHON PETE CORP 599,579 30,189 0.68%
41 FIRSTENERGY CORP 970,000 30,041 0.68% Call
42 BERRY PLASTICS GROUP INC 596,752 29,080 0.65%
43 CUMMINS INC 193,869 26,496 0.60%
44 GRAN TIERRA ENERGY INC 8,079,600 24,400 0.55%
45 DOW CHEM CO 422,342 24,166 0.54%
46 WR GRACE & CO 344,645 23,312 0.52%
47 ALLIANT ENERGY CORP 585,299 22,177 0.50%
48 SUMMIT MATLS INC CL A 912,332 21,704 0.49%
49 MOHAWK INDS 107,630 21,492 0.48%
50 KENNAMETAL INC 684,191 21,388 0.48%
Page 1 of 3
Restatement filing (0001172661-17-000794) filed in 2017.02.22
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 2,385,000 533,120 11.99% Put
2 ISHARES TR 1,450,000 50,765 1.14% Put
3 FIRSTENERGY CORP 212,500 6,581 0.15% Put
4 KENNAMETAL INC 111,800 3,495 0.08% Put
5 CVR REFNG LP 220,000 2,288 0.05% Put
6 SPDR S&P 500 ETF TR 2,025,900 452,849 10.18% Call
7 FIRSTENERGY CORP 970,000 30,041 0.68% Call
8 HUNTSMAN CORP 400,000 7,632 0.17% Call
9 FLOWSERVE CORP 100,000 4,805 0.11% Call
10 SEALED AIR CORP NEW 100,000 4,534 0.10% Call
11 WR GRACE & CO 50,000 3,382 0.08% Call
12 METHANEX CORP 25,000 1,095 0.02% Call
13 FIRSTENERGY CORP 6,998,054 216,730 4.87%
14 RIO TINTO PLC 3,602,935 138,568 3.12%
15 UNION PAC CORP 1,319,060 136,760 3.08%
16 NEXTERA ENERGY INC 1,060,833 126,727 2.85%
17 NORFOLK SOUTHERN CORP 1,144,931 123,732 2.78%
18 VALERO ENERGY CORP NEW 1,761,097 120,318 2.71%
19 RYDER SYS INC 1,530,583 113,937 2.56%
20 SEMPRA ENERGY 1,012,000 101,848 2.29%
21 EXTRACTION OIL AND GAS INC 4,303,217 86,236 1.94%
22 AIR PRODS & CHEMS INC 581,107 83,574 1.88%
23 ASHLAND GLOBAL HLDGS INC 723,126 79,031 1.78%
24 C H ROBINSON WORLDWIDE INC 979,375 71,749 1.61%
25 TESORO CORP 803,476 70,264 1.58%
26 FORTIVE CORP 1,099,058 58,943 1.33%
27 KINDER MORGAN INC DEL 2,689,800 55,706 1.25%
28 EDISON INTL 752,928 54,203 1.22%
29 HONEYWELL INTL INC 451,535 52,311 1.18%
30 SOUTHERN CO 1,043,659 51,338 1.15%
31 AMERICAN ELEC PWR INC 799,900 50,362 1.13%
32 UNITED STATES STL CORP NEW 1,479,883 48,851 1.10%
33 WESTAR ENERGY 865,672 48,781 1.10%
34 ROWAN COMPANIES PLC 2,567,380 48,498 1.09%
35 HUNT J B TRANS SVCS INC 498,485 48,388 1.09%
36 EATON CORP PLC 715,491 48,002 1.08%
37 TRANSCANADA CORP 1,036,894 46,816 1.05%
38 PPL CORP 1,241,696 42,280 0.95%
39 DOMINION ENERGY INC 550,000 42,125 0.95%
40 ATMOS ENERGY CORP 565,202 41,910 0.94%
41 AXALTA COATING SYS LTD 1,534,089 41,728 0.94%
42 WABTEC CORP 494,637 41,065 0.92%
43 TRINSEO S A 689,377 40,880 0.92%
44 STANTEC INC 1,545,911 39,034 0.88%
45 ISHARES TR 1,035,193 36,242 0.81%
46 AECOM 988,410 35,939 0.81%
47 HOLLYFRONTIER CORP 1,039,517 34,055 0.77%
48 PBF ENERGY INC 1,192,008 33,233 0.75%
49 MARATHON PETE CORP 599,579 30,189 0.68%
50 BERRY PLASTICS GROUP INC 596,752 29,080 0.65%
Page 1 of 3