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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6551 HOUSTON AMERN ENERGY CORP 27,643 15 0.00%
6552 First Security Group Inc 7,075 15 0.00%
6553 ISHARES TR 150 15 0.00%
6554 GENIE ENERGY LTD CL B 1,488 15 0.00%
6555 Response Genetics, Inc. 12,778 15 0.00%
6556 INTERVEST BANCSHAR 2,077 15 0.00%
6557 AVIAT NETWORKS INC COM 9,529 15 0.00%
6558 GOLDEN MINERALS CO 17,917 15 0.00%
6559 NGP CAPITAL RESOUR 2,213 15 0.00%
6560 HILLSHIRE BRANDS COMPANY 390 15 0.00%
6561 AUTHENTIDATE HLDG CORP 14,366 14 0.00%
6562 Saratoga Resources Inc 10,604 14 0.00%
6563 HILL ROM HLDGS INC 361 14 0.00%
6564 IAMGOLD CORP 3,974 14 0.00%
6565 GTX INC 9,350 14 0.00%
6566 BENEFITFOCUS INC 304 14 0.00%
6567 Connectone Bancorp, Inc. 288 14 0.00%
6568 VENTRUS BIOSCIENCES INC 10,569 14 0.00%
6569 COMMUNITYONE BANCORP COM 1,282 14 0.00%
6570 CONSUMER PORTFOLIO SVCS INC COM 1,978 14 0.00%
6571 SOLITARIO EXPL & RTY CORP COM 10,690 14 0.00%
6572 Tenga Inc 27,444 14 0.00%
6573 WET SEAL INC 10,327 14 0.00%
6574 VIPSHOP HLDGS LTD 90 13 0.00%
6575 SWISHER HYGIENE INC 29,170 13 0.00%
6576 AMERICAN APPAREL INC COM 26,644 13 0.00%
6577 GOLD FIELDS LTD NEW 3,625 13 0.00%
6578 Education Management Corporation 2,664 13 0.00%
6579 Patterson UTI Energy Inc Com 413 13 0.00%
6580 Omnicare Inc (Acquired 8/18/2015) 212 13 0.00%
6581 RESOURCE AMERICA INC 1,562 13 0.00%
6582 MONMOUTH REAL ESTATE INVT CO 1,360 13 0.00%
6583 IMPERIAL HLDGS INC 2,192 13 0.00%
6584 GAFISA ADR RPSG 2 ORD 3,851 12 0.00%
6585 ADOBE INC 186 12 0.00%
6586 OI S.A. SPN ADR 9,037 12 0.00%
6587 Cosi Inc. 10,455 12 0.00%
6588 JAMES RIVER COAL CO 15,627 12 0.00%
6589 TIME WARNER INC 187 12 0.00%
6590 WAVE SYSTEMS CORP 13,270 12 0.00%
6591 CLEAN HARBORS INC 228 12 0.00%
6592 KALOBIOS PHARMACEUTICALS INC 4,269 12 0.00%
6593 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 3,933 12 0.00%
6594 BAXANO SURGICAL INC COM 10,456 11 0.00%
6595 ENZON PHARMACEUTICALS INC 10,938 11 0.00%
6596 AUTONAVI HOLDINGS LTD-ADR 541 11 0.00%
6597 HEALTH INS INNOVATIONS INC 1,055 11 0.00%
6598 GREAT PLAINS ENERGY INC 408 11 0.00%
6599 ANDERSONS INC COM 186 11 0.00%
6600 LUCAS ENERGY INC 14,260 11 0.00%
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