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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6601 SEAGATE TECHNOLOGY PLC 980,515 55,066 0.16%
6602 PEPCO HOLDINGS INC 2,692,442 55,141 0.16%
6603 BOEING CO 440,207 55,241 0.16%
6604 JOHNSON & JOHNSON 565,461 55,545 0.16%
6605 BROWN SHOE COMPANY INC 2,111,099 56,029 0.16%
6606 BERKSHIRE HATHAWAY INC DEL 454,786 56,835 0.16%
6607 ALEXION PHARMACEUTIC 375,393 57,109 0.16%
6608 IXYS Corporation 5,095,041 57,829 0.16%
6609 WAL-MART STORES INC 756,968 57,855 0.16%
6610 PFIZER INC 1,808,229 58,080 0.17%
6611 PRICELINE GRP INC 48,840 58,212 0.17%
6612 HALLIBURTON CO 990,623 58,338 0.17%
6613 FLIR SYS INC 1,633,214 58,796 0.17%
6614 MAXWELL TECHNOLOGIES INC 4,665,529 60,279 0.17%
6615 VERTEX PHARMACEUTICALS INC 856,082 60,542 0.17%
6616 AEGION CORP 2,416,524 61,162 0.17%
6617 SONOCO PRODS CO 1,512,856 62,057 0.18%
6618 CVS HEALTH CORP 835,601 62,553 0.18%
6619 EOG RES INC 321,873 63,142 0.18%
6620 NAVIGANT CONSULTING INC 3,404,905 63,536 0.18%
6621 REGENERON PHARMACEUTICALS 219,765 65,991 0.19%
6622 CHEVRON CORP NEW 558,771 66,443 0.19%
6623 ORBITAL SCIENCES C 2,425,748 67,678 0.19%
6624 SUPERIOR ENERGY SVCS INC 2,208,209 67,925 0.19%
6625 COMCAST CORP NEW 1,381,185 69,114 0.20%
6626 SPDR S&P 500 ETF TR 373,800 69,904 0.20% Put
6627 D R HORTON INC 3,241,608 70,181 0.20%
6628 Patterson UTI Energy Inc Com 2,234,095 70,776 0.20%
6629 HORMEL FOODS CORP 1,438,989 70,899 0.20%
6630 NORTHERN TRUST 1,102,786 72,299 0.21%
6631 JPMORGAN CHASE & CO 1,191,164 72,316 0.21%
6632 ISHARES NASDAQ BIOTECHNOLOGY ETF 135,656 75,668 0.22%
6633 INTEL CORP 2,942,587 75,960 0.22%
6634 WELLS FARGO & CO NEW 1,585,935 78,884 0.22%
6635 EXXON MOBIL CORP 812,107 79,327 0.23%
6636 WHITING PETE CORP NEW 1,145,018 79,453 0.23%
6637 AMERICAN FINL GROUP INC OHIO 1,385,205 79,940 0.23%
6638 QUANTA SVCS INC 2,181,618 80,502 0.23%
6639 CELGENE CORP 578,715 80,789 0.23%
6640 HOUGHTON MIFFLIN HARCOURT CO 4,086,580 82,552 0.23%
6641 FACEBOOK INC 1,390,951 83,791 0.24%
6642 AMAZON COM INC 252,174 84,823 0.24%
6643 BIOGEN INC 279,847 85,597 0.24%
6644 AMGEN INC 695,871 85,829 0.24%
6645 CISCO SYS INC 3,836,620 85,998 0.24%
6646 HUNTINGTON BANCSHARES INC 8,675,138 86,491 0.25%
6647 QUALCOMM INC 1,120,810 88,387 0.25%
6648 VALE S A 90,113 90,113 0.26%
6649 BUNGE LIMITED 1,144,743 91,019 0.26%
6650 ISHARES TR 842,600 98,028 0.28%
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