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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
351 ROWAN COMPANIES PLC SHS CL A 929 31 0.00%
352 Cincinnati Bell Inc 9,038 31 0.00%
353 MOBILE MINI INC 724 31 0.00%
354 REXNORD CORP NEW 1,064 31 0.00%
355 VISHAY PRECISION GROUP INC 1,811 31 0.00%
356 G AND K SERVICES 509 31 0.00%
357 BROWN SHOE COMPANY INC 1,163 31 0.00%
358 CERUS CORPORATION 6,394 31 0.00%
359 STEMCELLS INC COM NEW 22,908 31 0.00%
360 CORONADO BIOSCIENCES INC 15,418 31 0.00%
361 LIVEPERSON INC 2,575 31 0.00%
362 Dex Media Inc 3,460 32 0.00%
363 Trico Bancshs Chico 1,220 32 0.00%
364 TAKE-TWO INTERACTIVE SOFTWAR 1,473 32 0.00%
365 ALNYLAM PHARMACEUTICALS INC 480 32 0.00%
366 THE PROVIDENCE SERVICE CORP 1,133 32 0.00%
367 ETHAN ALLEN INTERIORS INC COM 1,258 32 0.00%
368 HNI Corp 886 32 0.00%
369 Inland Real Estate Corp 3,075 32 0.00%
370 FOREST OIL CORP 16,701 32 0.00%
371 AVEO PHARMACEUTICALS INC 21,594 32 0.00%
372 Vical Inc 25,170 32 0.00%
373 CORNERSTONE ONDEMAND INC 668 32 0.00%
374 U.S. AUTO PARTS NETWORK INC 10,335 32 0.00%
375 AMICUS THERAPEUTICS INC COM 15,671 32 0.00%
376 Sunesis Pharmaceuticals I 4,772 32 0.00%
377 CALIX INC COM 3,797 32 0.00%
378 SEQUENOM INC 13,056 32 0.00%
379 ZION OIL & GAS INC 16,939 32 0.00%
380 DIAMOND HILL INVT GROUP INC 240 32 0.00%
381 GENMARK DIAGNOSTICS INC 3,236 32 0.00%
382 FelCor Lodging Trust Inc 3,547 32 0.00%
383 HALOZYME THERAPEUTICS INC 2,523 32 0.00%
384 TAL INTL GROUP INC 747 32 0.00%
385 PLANTRONICS INCORPORATED NEW 729 32 0.00%
386 DELUXE CORP COM 609 32 0.00%
387 VERINT SYS INC 676 32 0.00%
388 WESTERN ASSET MTG CAP CORP 2,017 32 0.00%
389 ICONIX BRAND GROUP INC 838 33 0.00%
390 BLOOMIN BRANDS INC 1,381 33 0.00%
391 MONMOUTH REAL ESTATE INVT CO 3,481 33 0.00%
392 HALCON RESOURCES CORP 7,671 33 0.00%
393 CHESAPEAKE LODGING TRUSTSH BEN INT 1,266 33 0.00%
394 SABRA HEALTH CARE REIT INC 1,186 33 0.00%
395 VENAXIS INC 12,652 33 0.00%
396 A H BELO CORP 2,864 33 0.00%
397 ACHILLION PHARMACEUTICALS IN 10,015 33 0.00%
398 ACELRX PHARMACEUTICALS INC 2,757 33 0.00%
399 ICU MED INC 552 33 0.00%
400 CASTLE BRANDS INC 27,290 33 0.00%
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