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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 AVERY DENNISON CORP 598,511 26,724 0.06%
452 SOLARCITY CORP 448,247 26,716 0.06%
453 FedEx Corp. 164,947 26,631 0.06%
454 CHUBB CORPORATION 292,368 26,629 0.06%
455 Popular Inc New F 903,416 26,592 0.06%
456 BERRY GLOBAL GROUP INC 1,053,111 26,581 0.06%
457 PHILLIPS 66 326,666 26,561 0.06%
458 RED HAT INC 471,588 26,480 0.06%
459 D R HORTON INC 1,289,436 26,459 0.06%
460 CAPITAL ONE FINL CORP 323,475 26,402 0.06%
461 RED HAT INC 469,990 26,390 0.06%
462 TERADATA CORP DEL 628,228 26,335 0.06%
463 INTERCONTINENTAL EXCHANGE IN 134,929 26,318 0.06%
464 DAVITA INC 359,196 26,272 0.06%
465 HARLEY DAVIDSON INC 451,200 26,260 0.06%
466 DEERE & CO COM 320,096 26,245 0.06%
467 WILLIAMS COS INC DEL 473,062 26,184 0.06%
468 EDWARDS LIFESCIENCES CORP 255,812 26,131 0.06%
469 CITRIX SYS INC 366,100 26,119 0.06% Call
470 Micron Technology Inc 762,293 26,116 0.06%
471 SM ENERGY CO 334,623 26,101 0.06%
472 Kraft Heinz Company 462,725 26,098 0.06%
473 EDWARDS LIFESCIENCES CORP 255,057 26,054 0.06%
474 Chesapeake Energy Corp 1,132,814 26,043 0.06%
475 PRICE T ROWE GROUP INC 331,651 26,001 0.06%
476 STRYKER CORP 321,520 25,963 0.06%
477 ANADARKO PETE CORP 255,849 25,953 0.06%
478 RESOLUTE ENERGY CORP 4,111,332 25,778 0.06%
479 JOY GLOBAL INCORPORATED 472,621 25,777 0.06%
480 SOUTHERN CO COM 590,430 25,772 0.06%
481 CAMPBELL SOUP CO 600,531 25,661 0.06%
482 PROGRESSIVE CORP OHIO 1,012,984 25,608 0.06%
483 M & T BK CORP 207,579 25,592 0.06%
484 AUTOZONE INC 50,201 25,586 0.06%
485 STANLEY BLACK & DECKER INC 288,162 25,586 0.06%
486 AUTONATION INC 508,549 25,585 0.06%
487 OASIS PETE INC NEW 611,276 25,557 0.06%
488 SMUCKER J M CO 257,986 25,538 0.06%
489 Northrop Grumman Corp 193,766 25,531 0.06%
490 WINTRUST FINL CORP 571,239 25,517 0.06%
491 ALTRIA GROUP INC COM 553,659 25,432 0.06%
492 FMC TECHNOLOGIES INC 467,769 25,405 0.06%
493 Agilent Technologies Inc 445,820 25,403 0.06%
494 HOSPIRA INC. 488,017 25,392 0.06%
495 ALLIANCE DATA SYSTEMS CORP 102,244 25,384 0.06%
496 A T & T INC 720,211 25,380 0.06%
497 CATERPILLAR INC DEL COM 255,765 25,328 0.06%
498 CINCINNATI FINL CORP 537,806 25,304 0.06%
499 NEWS CORP NEW 1,539,663 25,173 0.06%
500 CSX Corp 785,157 25,172 0.06%
Page 10 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%