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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6201 WESTERN UN CO 1,690,070 27,109 0.07%
6202 WESTERN UN CO 86,204 1,383 0.00%
6203 WESTLAKE CHEM CORP 3,500 303 0.00%
6204 WESTLAKE CHEM CORP 12,950 1,121 0.00%
6205 WESTLAKE CHEM CORP 22,055 1,910 0.00%
6206 WESTPAC BKG CORP 194,858 5,479 0.01%
6207 WESTPAC BKG CORP 63,308 1,780 0.00%
6208 WET SEAL INC 10,684 6 0.00%
6209 WEX INC COM 1,447 160 0.00%
6210 WEX INC COM 113,431 12,514 0.03%
6211 WEX INC COM 421 46 0.00%
6212 WEYERHAEUSER CO 627,617 19,996 0.05%
6213 WEYERHAEUSER CO 19,354 617 0.00%
6214 WEYERHAEUSER CO 57,168 1,822 0.00%
6215 WEYERHAEUSER CO 404,581 12,890 0.03%
6216 WGL HLDGS INC COM 106,543 4,488 0.01%
6217 WGL HLDGS INC COM 24,149 1,018 0.00%
6218 WGL HLDGS INC COM 41,397 1,744 0.00%
6219 WHIRLPOOL CORP 13,970 2,035 0.00%
6220 WHIRLPOOL CORP 41,498 6,044 0.01%
6221 WHIRLPOOL CORP 193,076 28,122 0.07%
6222 WHIRLPOOL CORP 3,049 444 0.00%
6223 WHITESTONE REIT 31,567 440 0.00%
6224 WHITESTONE REIT 1,506 21 0.00%
6225 WHITESTONE REIT 2,281 32 0.00%
6226 WHITEWAVE FOODS CO 29,577 1,075 0.00%
6227 WHITEWAVE FOODS CO 33,349 1,212 0.00%
6228 WHITEWAVE FOODS CO 90,121 3,274 0.01%
6229 WHITEWAVE FOODS CO 846,237 30,744 0.07%
6230 WHITING PETROLEUM CORP COM 11,295 876 0.00%
6231 WHITING PETROLEUM CORP COM 382,844 29,689 0.07%
6232 WHITING PETROLEUM CORP COM 699,245 54,226 0.13%
6233 WHOLE FOODS MKT INC 12,600 480 0.00%
6234 WHOLE FOODS MKT INC 755,310 28,785 0.07%
6235 WHOLE FOODS MKT INC 23,704 903 0.00%
6236 WHOLE FOODS MKT INC 13,260 505 0.00%
6237 WILEY JOHN SONS INC 3,792 213 0.00%
6238 WILLIAMS CLAYTON ENERGY INC 9,924 957 0.00%
6239 WILLIAMS CLAYTON ENERGY INC 824 79 0.00%
6240 WILLIAMS CLAYTON ENERGY INC 199 19 0.00%
6241 WILLIAMS COS INC DEL 22,395 1,240 0.00%
6242 WILLIAMS COS INC DEL 35,163 1,946 0.00%
6243 WILLIAMS COS INC DEL 232,279 12,857 0.03%
6244 WILLIAMS COS INC DEL 473,062 26,184 0.06%
6245 WILLIAMS SONOMA INC 5,923 394 0.00%
6246 WILLIAMS SONOMA INC 17,025 1,133 0.00%
6247 WILLIAMS SONOMA INC 3,339 222 0.00%
6248 WILLIAMS SONOMA INC 543,817 36,202 0.09%
6249 WILLIS TOWERS WATSON PLC 29,100 1,205 0.00%
6250 WILSHIRE BANCORP INC 5,276 49 0.00%
Page 125 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%