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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6351 YUM BRANDS INC 6,479 466 0.00%
6352 YY INC 7,199 539 0.00%
6353 YY INC 63,192 4,733 0.01%
6354 Yadkin Finl Corp Com 94,134 1,709 0.00%
6355 Yadkin Finl Corp Com 1,802 33 0.00%
6356 ZEBRA TECHNOLOGIES CORPORATION CL A 3,828 272 0.00%
6357 ZEP INC 44,436 623 0.00%
6358 ZIMMER BIOMET HLDGS INC 41,426 4,165 0.01%
6359 ZIMMER BIOMET HLDGS INC 247,524 24,889 0.06%
6360 ZIMMER BIOMET HLDGS INC 4,770 479 0.00%
6361 ZIMMER BIOMET HLDGS INC 6,628 667 0.00%
6362 ZIMMER BIOMET HLDGS INC 27,231 2,738 0.01%
6363 ZIONS BANCORPORATION 16,005 465 0.00%
6364 ZIONS BANCORPORATION 55,776 1,621 0.00%
6365 ZIONS BANCORPORATION 1,358,382 39,475 0.10%
6366 ZIX CORP 6,855 23 0.00%
6367 ZIX CORP 9,972 34 0.00%
6368 ZOETIS INC 12,819 474 0.00%
6369 ZOETIS INC 944,475 34,898 0.08%
6370 ZOETIS INC 14,135 522 0.00%
6371 ZOETIS INC 729,152 26,942 0.06%
6372 ZOGENIX INC 12,378 14 0.00%
6373 ZOGENIX INC 14,477 17 0.00%
6374 ZULILY INC 24,841 941 0.00%
6375 ZULILY INC 3,000 114 0.00%
6376 ZWEIG TOTAL RETURN FD INC 26,092 361 0.00%
6377 ZYNGA INC 156,595 423 0.00%
6378 Zillow, Inc. 4,458 517 0.00%
6379 iPath S&P 500 VIX Short-Term F 85,600 2,668 0.01% Call
6380 iPath S&P 500 VIX Short-Term F 571,336 17,808 0.04%
6381 iPath S&P 500 VIX Short-Term F 881,400 27,474 0.07% Put
Page 128 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%