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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 LENNAR 1,770,455 68,747 0.17%
52 SOUTHWEST AIRLS CO 2,035,095 68,725 0.17%
53 ALLERGAN PLC 283,959 68,514 0.17%
54 CVS HEALTH CORP 857,019 68,210 0.16%
55 Alcoa 4,158,838 66,916 0.16%
56 JOHNSON & JOHNSON 627,150 66,848 0.16%
57 B/E AEROSPACE INC 787,831 66,131 0.16%
58 HALLIBURTON CO 1,023,605 66,033 0.16%
59 Patterson UTI Energy Inc Com 2,005,775 65,248 0.16%
60 FLIR SYS INC 2,076,974 65,092 0.16%
61 AMERICAN INTL GROUP INC 1,203,315 65,003 0.16%
62 NETFLIX INC 143,011 64,524 0.16%
63 WAL-MART STORES INC 826,424 63,197 0.15%
64 SEAGATE TECHNOLOGY PLC 1,098,525 62,913 0.15%
65 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 2,861,000 62,199 0.15%
66 Safeway Inc - Safeway PDC LLC CVR 1,809,553 62,068 0.15%
67 BANK AMER CORP 3,633,429 61,950 0.15%
68 TOLL BROTHERS INC 1,976,865 61,599 0.15%
69 PRICELINE GRP INC 53,095 61,515 0.15%
70 ORBITAL SCIENCES C 2,212,110 61,497 0.15%
71 PROCTER AND GAMBLE CO 725,016 60,713 0.15%
72 PFIZER INC 2,047,215 60,536 0.15%
73 PHILLIPS 66 742,237 60,351 0.15%
74 AETNA INC NEW 743,685 60,238 0.15%
75 WESTERN DIGITAL CORP 617,125 60,059 0.14%
76 UGI CORP NEW 1,738,154 59,254 0.14%
77 DIGITALGLOBE INC 2,050,047 58,426 0.14%
78 GENESEE AND WYOMING INC INC CL A 612,430 58,371 0.14%
79 SONOCO PRODS CO 1,481,868 58,223 0.14%
80 ARCHER DANIELS MIDLAND CO 1,134,140 57,955 0.14%
81 ALLSTATE CORP 942,614 57,848 0.14%
82 CHIPOTLE MEXICAN GRILL INC 85,429 56,946 0.14%
83 BROWN SHOE COMPANY INC 2,089,146 56,679 0.14%
84 TRIPADVISOR INC 617,772 56,477 0.14%
85 CITIGROUPINC 1,089,695 56,468 0.14%
86 TRW AUTOMOTIVE HLDGS CORP 554,675 56,161 0.14%
87 OCEANEERING INTL INC 861,636 56,153 0.14%
88 CONSTELLATION BRANDS INC 638,842 55,681 0.13%
89 UNIVERSAL HLTH SVCS INC 531,311 55,522 0.13%
90 MONDELEZ INTL INC 1,602,196 54,899 0.13%
91 HUMANA INC 421,147 54,871 0.13%
92 Hewlett Packard Co 1,546,876 54,868 0.13%
93 MARTIN MARIETTA MATLS INC 423,984 54,669 0.13%
94 DOW CHEM CO 1,037,609 54,412 0.13%
95 WHITING PETE CORP NEW 699,245 54,226 0.13%
96 MICRON TECHNOLOGY INC 1,577,931 54,060 0.13%
97 UNITEDHEALTH GROUP INC 625,079 53,913 0.13%
98 D R HORTON INC 2,622,077 53,805 0.13%
99 SPDR S&P 500 ETF TR 272,100 53,609 0.13% Put
100 SCHLUMBERGER LTD 526,899 53,580 0.13%
Page 2 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%