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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 ROYAL GOLD INC 497,645 32,317 0.08%
302 WENDYS CO 3,910,587 32,301 0.08%
303 HESS CORP 342,258 32,281 0.08%
304 XILINX INC 761,928 32,268 0.08%
305 TIME WARNER CABLE INC 224,427 32,203 0.08%
306 OCCIDENTAL PETE CORP DEL 334,640 32,176 0.08%
307 PG&E CORP 714,046 32,161 0.08%
308 MOTOROLA SOLUTIONS INC 507,592 32,120 0.08%
309 LINEAR TECHNOLOGY CORP 723,444 32,114 0.08%
310 FISERV INC 496,141 32,068 0.08%
311 DTE ENERGY CO 421,350 32,056 0.08%
312 AUTODESK INC 580,119 31,965 0.08%
313 PULTE GROUP INC 1,809,780 31,961 0.08%
314 TORTOISE PIPELINE & ENERGY FD 927,066 31,948 0.08%
315 CONAGRA BRANDS INC 966,718 31,940 0.08%
316 FOSSIL GROUP INC 340,027 31,929 0.08%
317 COGNIZANT TECHNOLOGY SOLUTIO 711,524 31,855 0.08%
318 EQT CORP 347,823 31,840 0.08%
319 UNITED PARCEL SERVICE INC 323,456 31,792 0.08%
320 XCEL ENERGY INC 1,039,644 31,605 0.08%
321 JOHNSON CTLS INTL PLC 717,501 31,570 0.08%
322 ACE LTD 300,604 31,524 0.08%
323 EASTMAN CHEM CO 389,669 31,520 0.08%
324 DR PEPPER SNAPPLE GROUP INC 488,861 31,439 0.08%
325 IAC INTERACTIVECORP 475,649 31,345 0.08%
326 OSHKOSH CORP 709,332 31,317 0.08%
327 SYMANTEC CORP 1,329,806 31,264 0.08%
328 DOLLAR TREE INC 557,161 31,240 0.08%
329 3M CO 219,919 31,158 0.08%
330 O REILLY AUTOMOTIVE INC NEW 207,061 31,134 0.08%
331 DEVON ENERGY CORP NEW 456,502 31,125 0.08%
332 MCDONALDS CORP 328,162 31,113 0.08%
333 LANDEC CORP 2,538,179 31,093 0.08%
334 TRANSOCEAN LTD 972,543 31,092 0.07%
335 INTERPUBLIC GROUP COS INC 1,695,911 31,069 0.07%
336 ALLIANZGI DIVIDEND INT PRM 1,694,651 30,963 0.07%
337 Adt Corp 872,838 30,951 0.07%
338 SCANA 622,544 30,884 0.07%
339 Agnico Eagle 1,055,451 30,882 0.07%
340 LAM RESEARCH CORP 413,139 30,861 0.07%
341 ALEX REAL ESTATE EQ 417,957 30,824 0.07%
342 CITRIX SYS INC 431,664 30,795 0.07%
343 GLOBAL PMTS INC 440,113 30,755 0.07%
344 WHITEWAVE FOODS CO 846,237 30,744 0.07%
345 SOUTHERN CO 703,821 30,724 0.07%
346 GILEAD SCIENCES INC 288,546 30,716 0.07%
347 CA INC 1,097,223 30,656 0.07%
348 BIOMED REALTY TRUST INC 1,509,937 30,501 0.07%
349 APPLE INC 302,413 30,469 0.07%
350 ENSCO PLC 736,321 30,417 0.07%
Page 7 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%