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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 INTL PAPER CO 637,001 30,410 0.07%
352 COLGATE PALMOLIVE CO 466,229 30,407 0.07%
353 WPX ENERGY INC 1,261,345 30,348 0.07%
354 PATTERSON COS INC 732,508 30,348 0.07%
355 AMERICAN ELEC PWR INC 578,533 30,205 0.07%
356 QUEST DIAGNOSTICS INC 496,753 30,143 0.07%
357 VANTIV INC 975,413 30,140 0.07%
358 CARNIVAL CORP 747,561 30,030 0.07%
359 V F CORP 454,482 30,009 0.07%
360 BED BATH & BEYOND INC 455,753 30,002 0.07%
361 NORTHEASTUTILITI 676,514 29,970 0.07%
362 KIMBERLY CLARK CORP 278,296 29,936 0.07%
363 NOBLE CORP PLC 1,345,613 29,900 0.07%
364 Mylan Laboratories Inc 655,924 29,838 0.07%
365 FLUOR CORP NEW 445,594 29,761 0.07%
366 WHITING PETROLEUM CORP COM 382,844 29,689 0.07%
367 AKAMAI TECHNOLOGIES INC 496,113 29,668 0.07%
368 MICROCHIP TECHNOLOGY INC. 628,123 29,666 0.07%
369 PPG INDS INC 150,380 29,586 0.07%
370 BLACKROCK INC 89,822 29,490 0.07%
371 TESLA INC 121,400 29,462 0.07% Put
372 F5 NETWORKS INC 247,845 29,429 0.07%
373 BOEING CO 230,857 29,406 0.07%
374 BORGWARNER INC 557,905 29,351 0.07%
375 ACCENTURE PLC IRELAND 360,538 29,319 0.07%
376 FMC TECHNOLOGIES INC 538,939 29,270 0.07%
377 PRICELINE GRP INC 25,223 29,223 0.07%
378 LORILLARD 487,556 29,209 0.07%
379 STANLEY BLACK &DECKER INC 328,305 29,151 0.07%
380 INTUITIVE SURGICAL INC 62,874 29,036 0.07%
381 TORCHMARK CORP COM 554,234 29,025 0.07%
382 LOCKHEED MARTIN CORP 158,503 28,971 0.07%
383 TRINITY INDS INC 619,061 28,923 0.07%
384 HUDSON CITY BANCORP INC 2,971,482 28,883 0.07%
385 PITNEY BOWES INC 1,155,210 28,869 0.07%
386 FINISAR CORP 1,731,953 28,802 0.07%
387 WHOLE FOODS MKT INC 755,310 28,785 0.07%
388 ALLEGHENY TECHNOLOGIES INC 775,032 28,754 0.07%
389 TECO ENERGY INC 1,649,030 28,660 0.07%
390 ICF INTL INC COM 930,441 28,648 0.07%
391 MACERICH CO 448,007 28,596 0.07%
392 TRANSDIGM GROUP INC 154,783 28,530 0.07%
393 MICROSOFT CORP 614,319 28,482 0.07%
394 BROOKFIELD PPTY PARTNERS L P 1,346,664 28,374 0.07%
395 PRECISION CASTPARTS 119,782 28,374 0.07%
396 BAXTER INTL INC 395,286 28,370 0.07%
397 LOCKHEED MARTIN CORP 154,517 28,243 0.07%
398 INVESCO LTD 715,096 28,232 0.07%
399 REYNOLDS AMERICAN INC 478,101 28,208 0.07%
400 Intuit Inc 135,611 28,178 0.07%
Page 8 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%