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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 BAXTER INTL INC 395,286 28,370 0.07%
402 LOCKHEED MARTIN CORP 154,517 28,243 0.07%
403 INVESCO LTD 715,096 28,232 0.07%
404 REYNOLDS AMERICAN INC 478,101 28,208 0.07%
405 Intuit Inc 135,611 28,178 0.07%
406 WHIRLPOOL CORP 193,076 28,122 0.07%
407 DEVON ENERGY CORP NEW 412,096 28,097 0.07%
408 CMS ENERGY CORP 946,986 28,088 0.07%
409 CLOROX CO DEL 292,046 28,048 0.07%
410 JUNIPER NETWORKS INC 1,260,465 27,919 0.07%
411 SCHLUMBERGER LTD 274,320 27,896 0.07%
412 BB&T CORP 748,876 27,866 0.07%
413 MOSAIC CO NEW 626,387 27,818 0.07%
414 GENERAL MLS INC 551,334 27,815 0.07%
415 AON PLC 317,039 27,795 0.07%
416 MCKESSON CORP 142,724 27,784 0.07%
417 DU PONT E I DE NEMOURS & CO 387,070 27,776 0.07%
418 JACOBS ENGR GROUP INC 568,287 27,744 0.07%
419 HERSHEY CO 290,057 27,680 0.07%
420 MEDTRONIC INC 446,772 27,678 0.07%
421 CBS CORP NEW 515,492 27,579 0.07%
422 ABBOTT LABS 661,348 27,505 0.07%
423 COVIDIEN PLC 317,842 27,497 0.07%
424 iPath S&P 500 VIX Short-Term F 881,400 27,474 0.07% Put
425 CITY NATL CORP 362,456 27,427 0.07%
426 CME GROUP INC 342,555 27,389 0.07%
427 HARRIS CORP 412,090 27,363 0.07%
428 TOTAL SYS SVCS INC 882,848 27,333 0.07%
429 HONEYWELL INTL INC 293,477 27,329 0.07%
430 MALLINCKRODT PUB LTD CO 302,269 27,250 0.07%
431 FLOWSERVE CORP 386,165 27,232 0.07%
432 MACYS INC 467,568 27,203 0.07%
433 AMPHENOL CORP NEW 272,170 27,179 0.07%
434 WESTERN UN CO 1,690,070 27,109 0.07%
435 SALIX PHARMACEUTICALS INC 173,474 27,104 0.07%
436 AMERISOURCEBERGEN CORP 350,550 27,098 0.07%
437 BECTON DICKINSON & CO 237,408 27,019 0.07%
438 KELLOGG CO 438,370 27,004 0.07%
439 NUCOR CORP 496,398 26,944 0.06%
440 ZOETIS INC 729,152 26,942 0.06%
441 AMPHENOL CORP NEW 269,241 26,886 0.06%
442 LAUDER ESTEE COS INC 359,461 26,859 0.06%
443 MEAD JOHNSON NUTRITION CO 279,015 26,847 0.06%
444 PIONEER NAT RES CO 136,084 26,805 0.06%
445 TJX COS INC NEW 452,859 26,796 0.06%
446 OLIN CORP 1,060,214 26,770 0.06%
447 BEMIS INC 703,876 26,761 0.06%
448 BROWN FORMAN CORP 296,611 26,760 0.06%
449 CST BRANDS INC 744,231 26,755 0.06%
450 NATIONAL OILWELL VARCO INC 351,510 26,750 0.06%
Page 9 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%