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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,637,016 322,525 0.78%
2 APPLE INC 2,264,429 228,141 0.55%
3 MICROSOFT CORP 3,346,192 155,129 0.37%
4 GILEAD SCIENCES INC 1,420,325 151,194 0.36%
5 COMPUTER SCIENCES CORP 2,378,819 145,465 0.35%
6 HANOVER INS GROUP INC 2,309,148 141,828 0.34%
7 FACEBOOK INC 1,583,894 125,191 0.30%
8 BARRICK GOLD CORP 7,705,170 113,555 0.27%
9 Vaneck Vectors Gold 5,110,550 109,146 0.26%
10 CELGENE CORP 1,127,931 106,905 0.26%
11 SPDR DOW JONES INDL AVRG ETF 600,300 102,093 0.25%
12 VERTEX PHARMACEUTICALS INC 870,003 97,710 0.24%
13 BIOGEN INC 294,961 97,576 0.24%
14 COVANTA HLDG CORP 4,476,115 94,983 0.23%
15 INTEL CORP 2,693,835 93,799 0.23%
16 AMGEN INC 653,098 91,734 0.22%
17 CISCO SYS INC 3,635,839 91,514 0.22%
18 GOOGLE INC 148,153 85,538 0.21%
19 WELLS FARGO & CO NEW 1,630,624 84,580 0.20%
20 EXXON MOBIL CORP 898,586 84,512 0.20%
21 REGENERON PHARMACEUTICALS 234,396 84,504 0.20%
22 BUNGE LIMITED 993,161 83,654 0.20%
23 AMAZON COM INC 257,157 82,918 0.20%
24 QUALCOMM INC 1,106,228 82,713 0.20%
25 BERKSHIRE HATHAWAY INC DEL 598,007 82,609 0.20%
26 REINSURANCE GROUP AMER INC 1,017,770 81,554 0.20%
27 ISHARES NASDAQ BIOTECHNOLOGY ETF 137,386 80,839 0.19%
28 QUANTA SVCS INC 2,227,104 80,822 0.19%
29 JPMORGAN CHASE & CO 1,332,121 80,247 0.19%
30 CHEVRON CORP NEW 665,543 79,413 0.19%
31 PINNACLE WEST 1,425,285 77,878 0.19%
32 OWENS-ILLINOIS, INC. 2,987,073 77,813 0.19%
33 CAMECO CORP 4,391,680 77,557 0.19%
34 AGL Resources Inc 1,496,390 76,825 0.19%
35 HOUGHTON MIFFLIN HARCOURT CO 3,943,212 76,656 0.18%
36 HORMEL FOODS CORP 1,467,203 75,400 0.18%
37 HUNTINGTON BANCSHARES INC 7,725,662 75,171 0.18%
38 COMCAST CORP NEW 1,392,529 74,890 0.18%
39 NORTHERN TRUST 1,097,854 74,687 0.18%
40 KEURIG GREEN MTN INC 563,238 73,294 0.18%
41 EOG RES INC 721,392 71,432 0.17%
42 VALERO ENERGY CORP NEW 1,517,063 70,194 0.17%
43 SUPERIOR ENERGY SVCS INC 2,113,597 69,474 0.17%
44 Anthem, Inc. 578,019 69,143 0.17%
45 ALEXION PHARMACEUTIC 416,235 69,020 0.17%
46 LENNAR 1,770,455 68,747 0.17%
47 SOUTHWEST AIRLS CO 2,035,095 68,725 0.17%
48 ALLERGAN PLC 283,959 68,514 0.17%
49 CVS HEALTH CORP 857,019 68,210 0.16%
50 Alcoa 4,158,838 66,916 0.16%
Page 1 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%