Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001172661-15-000669) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 294,349 0.74%
2 BARRICK GOLD CORP 9,351,070 117,075 0.29%
3 DENBURY RESOURCES INC 6,245,384 50,775 0.13%
4 GENWORTH FINL INC 5,083,615 43,211 0.11%
5 IXYS Corporation 4,761,016 59,989 0.15%
6 NABORS INDUSTRIES LTD 4,596,290 59,660 0.15%
7 MAXWELL TECHNOLOGIES INC 4,530,177 41,315 0.10%
8 FRONTIER COMMUNICATIONS CORP 4,459,209 29,743 0.07%
9 COMPANHIA SIDERURGICA NACION 4,248,852 8,838 0.02%
10 MICROSOFT CORP 3,880,039 180,228 0.45%
11 ZIONS BANCORPORATION 3,845,894 109,647 0.28%
12 CISCO SYS INC 3,785,421 105,292 0.26%
13 HOUGHTON MIFFLIN HARCOURT CO 3,727,165 77,189 0.19%
14 COVANTA HLDG CORP 3,670,349 80,784 0.20%
15 CAMECO CORP 3,660,830 60,074 0.15%
16 BANK AMER CORP 3,647,354 65,251 0.16%
17 D R HORTON INC 3,598,942 91,017 0.23%
18 AVON PRODS INC 3,519,610 33,049 0.08%
19 YINGLI GREEN ENERGY HLDG CO 3,498,525 8,221 0.02%
20 WindStream Corp (win) 3,487,935 28,740 0.07%
21 OWENS-ILLINOIS, INC. 3,465,603 93,536 0.23%
22 XEROX CORP 3,434,636 47,604 0.12%
23 RESOLUTE ENERGY CORP 3,235,895 4,271 0.01%
24 INTEL CORP 3,163,127 114,790 0.29%
25 HUDSON CITY BANCORP INC 3,148,499 31,863 0.08%
26 FORD MTR CO DEL 2,997,620 46,463 0.12%
27 NAVIGANT CONSULTING INC 2,957,896 45,463 0.11%
28 AES CORP 2,935,345 40,419 0.10%
29 FLIR SYS INC 2,891,133 93,413 0.23%
30 MICRON TECHNOLOGY INC 2,876,258 100,697 0.25%
31 STAPLES INC 2,865,777 51,928 0.13%
32 DIREXION DAILY GOLD MINERS BUL 2,854,000 31,851 0.08%
33 NOBLE CORP PLC 2,838,892 47,040 0.12%
34 HUNTINGTON BANCSHARES INC 2,800,707 29,464 0.07%
35 PENGROWTH ENERGY CORP 2,787,709 8,670 0.02%
36 FIRSTMERIT CORPORATION 2,762,034 52,175 0.13%
37 APPLE INC 2,757,188 304,339 0.76%
38 PENN WEST PETE LTD NEW 2,643,643 5,499 0.01%
39 RENESOLA LTD 2,624,801 3,701 0.01%
40 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 2,586,274 56,045 0.14%
41 ALPS ETF TR 2,458,209 43,069 0.11%
42 CHESAPEAKE ENERGY CORP 2,444,224 47,834 0.12%
43 NEWS CORP CL A 2,435,398 38,212 0.10%
44 PEOPLES UNITED FINANCIAL INC 2,415,586 36,668 0.09%
45 BOSTON SCIENTIFIC CORP 2,404,937 31,865 0.08%
46 PFIZER INC 2,387,261 74,363 0.19%
47 NVIDIA CORPORATION 2,365,336 47,425 0.12%
48 KEYCORP 2,356,669 32,757 0.08%
49 REGIONS FINANCIAL CORP NEW 2,320,179 24,501 0.06%
50 QUANTA SVCS INC 2,258,305 64,113 0.16%
Page 1 of 123