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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5751 SBA COMMUNICATIONS CORP 104 11 0.00%
5752 WESTERN ASSET HIGH INCM OPP FD 2,324 11 0.00%
5753 SURGERY PARTNERS INCORPORATED 600 11 0.00%
5754 ABERDEEN AUSTRALIA EQUITY FD 1,949 11 0.00%
5755 INDEPENDENCE RLTY TR INC COM 1,298 11 0.00%
5756 ALPHATEC HOLDINGS INC 31,101 11 0.00%
5757 Teekay Tankers Ltd. 3,752 11 0.00%
5758 CHEMOURS CO 1,238 10 0.00%
5759 ORCHIDS PAPER PRODS CO DEL COM 292 10 0.00%
5760 LANTRONIX INC 10,574 10 0.00%
5761 TERRAFORM GLOBAL INC CL A 2,945 10 0.00%
5762 GREIF INC 181 10 0.00%
5763 CHOICE HOTELS INTL NEW 210 10 0.00%
5764 EMBRAER S A 471 10 0.00%
5765 DR REDDYS LABS LTD 188 10 0.00%
5766 AMERICAN RAILCAR INDS INC 250 10 0.00%
5767 CLEAN ENERGY FUELS CORPORATION COM 2,825 10 0.00%
5768 ATLANTIC PWR CORP 3,934 10 0.00%
5769 RETAILMENOT INC COM SER 1 1,242 10 0.00%
5770 LINCOLN ELEC HLDGS INC 177 10 0.00%
5771 TELIGENT INC NEW 1,336 10 0.00%
5772 COWEN GROUP INC NEW 3,298 10 0.00%
5773 MATEON THERAPEUTICS INC 13,948 10 0.00%
5774 HEMISPHERX BIOPHARMA INC 89,500 10 0.00%
5775 WEIGHT WATCHERS INTL INC NEW 895 10 0.00%
5776 PALATIN TECHNOLOGIES INC 21,822 10 0.00%
5777 CALAMOS CONV OPPORTUNITIES & 1,048 10 0.00%
5778 AGENUS INC 2,357 10 0.00%
5779 INSTITUTIONAL FINL MKTS INC 12,374 10 0.00%
5780 AXCELIS TECHNOLOGIES INC 3,758 10 0.00%
5781 Casella Waste SYS 1,246 10 0.00%
5782 FAIRPOINT COMMUNICATIONS INC COM NEW 685 10 0.00%
5783 Key Energy Services, Inc. 44,432 10 0.00%
5784 NVE CORP 154 9 0.00%
5785 BLACKROCK NY MUNI INC QLTY T 618 9 0.00%
5786 NORWEGIAN CRUISE LINE HLDG L 222 9 0.00%
5787 NEOPHOTONICS CORP 994 9 0.00%
5788 MULTI PACKAGING SOLUTION 682 9 0.00%
5789 Mosys Inc (MOSY) 22,423 9 0.00%
5790 COCA COLA FEMSA S A B DE C V 112 9 0.00%
5791 ARCELORMITTAL SA LUXEMBOURG 2,032 9 0.00%
5792 COSI INC 18,007 9 0.00%
5793 UNITED CMNTY FINL CORP OHIO COM 1,500 9 0.00%
5794 TRONOX LTD SHS CL A 2,098 9 0.00%
5795 YRC WORLDWIDE INC 1,049 9 0.00%
5796 ImmunoCellular Therapeutics Lt 37,859 9 0.00%
5797 RELIV INTL INC COM NEW 13,723 9 0.00%
5798 SERVICESOURCE INTL 1,968 8 0.00%
5799 DOCUMENT SEC SYS INC COM 40,945 8 0.00%
5800 LSI INDS INC COM 766 8 0.00%
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