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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 NAVIOS MARITIME ACQUIS CORP 2,603 4 0.00%
52 NRG ENERGY INC 243 4 0.00%
53 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 288 4 0.00%
54 IDERA PHARMACEUTICALS INCORPORATED COM NEW 2,869 4 0.00%
55 TRC COS INC 600 4 0.00%
56 ALPHABET INC 5 4 0.00%
57 PLATFORM SPECIALTY PRODS COR 446 4 0.00%
58 INFORMATION SERVICES GROUP I COM 980 4 0.00%
59 CENTURY CASINOS INC COM 675 4 0.00%
60 KVH INDS INC COM 488 4 0.00%
61 BEAR ST FINL INC 577 5 0.00%
62 Durect Corp Com 4,067 5 0.00%
63 CONNS INC 660 5 0.00%
64 BIOTIME INC 2,060 5 0.00%
65 ZAGG INCORPORATED 889 5 0.00%
66 LAYNE CHRISTENSEN CO 572 5 0.00%
67 UNITED STATES ANTIMONY CORP 23,700 5 0.00%
68 PERNIX THERAPEUTICS HLDGS IN 11,827 5 0.00%
69 ACTIVE POWER INC COM NEW 12,936 5 0.00%
70 PHARMATHENE INC COM 1,966 5 0.00%
71 RADISYS CORP COM 1,124 5 0.00%
72 ARDMORE SHIPPING CORP 703 5 0.00%
73 REPUBLIC FIRST BANCORP INC 1,061 5 0.00%
74 GREEN BRICK PARTNERS INCORPORATED 748 5 0.00%
75 CYTRX CORP 2,154 5 0.00%
76 WELLS FARGO CO NEW 108 5 0.00%
77 DAWSON GEOPHYSICAL CO NEW 635 5 0.00%
78 DESTINATION XL GROUP INC COM 1,172 5 0.00%
79 AG&E HOLDINGS INC 20,248 5 0.00%
80 ENERNOC INC 864 5 0.00%
81 COLLECTORS UNIVERSE INC 242 5 0.00%
82 VISHAY PRECISION GROUP INC 391 5 0.00%
83 SUPERCONDUCTOR TECHNOLOGIES 29,359 6 0.00%
84 ZIX CORP COM 1,716 6 0.00%
85 GERDAU S A 3,022 6 0.00%
86 CONSOLIDATED WATER CO INC ORD 471 6 0.00%
87 CERES INC 16,200 6 0.00%
88 INSTRUCTURE INC COM 336 6 0.00%
89 APPLIED OPTOELECTRONICS INC 532 6 0.00%
90 RYERSON HLDG CORP COM 357 6 0.00%
91 KRATOS DEFENSE & SECURITY SOLU COM 1,502 6 0.00%
92 GOLD RESOURCE CORP 1,577 6 0.00%
93 COSTAMARE INC 834 6 0.00%
94 COMPANHIA ENERGETICA DE MINA 2,782 6 0.00%
95 Alon USA Energy, Inc. 1,018 7 0.00%
96 BEBE STORES INC 13,048 7 0.00%
97 VILLAGE SUPER MKT INC CL A NEW 236 7 0.00%
98 COMPANHIA BRASILEIRA DE DIST 492 7 0.00%
99 LIONBRIDGE TECHNOLOGIES ORD 1,841 7 0.00%
100 ENZO BIOCHEM INC 1,250 7 0.00%
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