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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
151 LINCOLN ELEC HLDGS INC 177 10 0.00%
152 TELIGENT INC NEW 1,336 10 0.00%
153 HEMISPHERX BIOPHARMA INC 89,500 10 0.00%
154 WEIGHT WATCHERS INTL INC NEW 895 10 0.00%
155 INSTITUTIONAL FINL MKTS INC 12,374 10 0.00%
156 Key Energy Services, Inc. 44,432 10 0.00%
157 PALATIN TECHNOLOGIES INC 21,822 10 0.00%
158 RETAILMENOT INC COM SER 1 1,242 10 0.00%
159 ORCHIDS PAPER PRODS CO DEL COM 292 10 0.00%
160 LANTRONIX INC 10,574 10 0.00%
161 SBA COMMUNICATIONS CORP 104 11 0.00%
162 WESTERN ASSET HIGH INCM OPP FD 2,324 11 0.00%
163 SURGERY PARTNERS INCORPORATED 600 11 0.00%
164 TERADATA CORP DEL 456 11 0.00%
165 INDEPENDENCE RLTY TR INC COM 1,298 11 0.00%
166 Teekay Tankers Ltd. 3,752 11 0.00%
167 FTD GROUP INC 435 11 0.00%
168 BROOKFIELD HIGH INCOME FD IN 1,549 11 0.00%
169 ALPHATEC HOLDINGS INC 31,101 11 0.00%
170 CORENERGY INFRASTRUCTURE TR 386 11 0.00%
171 ABERDEEN AUSTRALIA EQUITY FD 1,949 11 0.00%
172 COMPUTER SCIENCES CORP. 227 11 0.00%
173 ALPINE TOTAL DYNAMIC DIVID F 1,572 11 0.00%
174 CHARLES & COLVARD LTD 10,686 11 0.00%
175 GENMARK DIAGNOSTICS INC 1,295 11 0.00%
176 EATON VANCE ENHANCED EQUITY 946 12 0.00%
177 FMC TECHNOLOGIES INC 467 12 0.00%
178 DEUTSCHE HIGH INCOME TR 1,391 12 0.00%
179 BLUE HILLS BANCORP INC 795 12 0.00%
180 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 868 12 0.00%
181 CALIFORNIA RES CORP 1,000 12 0.00%
182 BLACKROCK MUNI INTER DR FD I 782 12 0.00%
183 Basic Energy Services 7,100 12 0.00%
184 EATON VANCE TAX MANAGED DIVE 1,151 12 0.00%
185 GENERAL MOLY INC 34,034 12 0.00%
186 TORTOISE PIPELINE & ENERGY FD 665 12 0.00%
187 BLACKROCK ENHANCED CAP INC 875 12 0.00%
188 GLADSTONE COMMERCIAL CORP 721 12 0.00%
189 BERKSHIRE HATHAWAY INC DEL 84 12 0.00%
190 SUNRUN INC 2,010 12 0.00%
191 EATON VANCE FLTING RATE INC 923 12 0.00%
192 GUGGENHEIM EQ WEIGHT ENHANC 737 12 0.00%
193 ARCBEST CORP COM 730 12 0.00%
194 ANSYS 133 12 0.00%
195 WESTERN ASSET GLOBAL CP DEFINE 686 12 0.00%
196 INVESCO DYNAMIC CR OPPORTUNI 1,120 12 0.00%
197 SPRINT CORP 2,602 12 0.00%
198 VOYA GLBL EQTY DIV PREM OP 1,760 12 0.00%
199 PEOPLES UNITED FINANCIAL INC 832 12 0.00%
200 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,488 12 0.00%
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