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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,902 holdings with a total value of $34,959,504,000.
#
Name
Shares
Value ($)
%
Options
Notes
2751 SYSCO CORP 1,016,749 56,299,000 0.16%
2752 DOW CHEM CO 985,546 56,394,000 0.16%
2753 DARDEN RESTAURANTS INC 777,200 56,516,000 0.16%
2754 MCKESSON CORP 403,720 56,703,000 0.16%
2755 TRAVELERS COMPANIES INC 465,344 56,967,000 0.16%
2756 TOTAL SYS SVCS INC 1,163,145 57,030,000 0.16%
2757 LAUDER ESTEE COS INC 748,923 57,286,000 0.16%
2758 AETNA INC NEW 463,445 57,470,000 0.16%
2759 DELTA AIRLINES INC DEL 1,171,959 57,650,000 0.16%
2760 TESORO CORP 659,287 57,654,000 0.16%
2761 APARTMENT INVT & MGMT CO 1,270,914 57,763,000 0.17%
2762 METLIFE INC 1,073,070 57,827,000 0.17%
2763 SMUCKER J M CO 455,681 58,354,000 0.17%
2764 AMEREN CORP 1,114,662 58,475,000 0.17%
2765 ISHARES TR 577,395 58,536,000 0.17%
2766 INTL PAPER CO 1,107,111 58,743,000 0.17%
2767 SOUTHWEST AIRLS CO 1,180,456 58,833,000 0.17%
2768 XYLEM INC 1,189,649 58,911,000 0.17%
2769 ELECTRONIC ARTS INC 748,167 58,925,000 0.17%
2770 WESTERN DIGITAL CORP 868,282 59,000,000 0.17%
2771 TYSON FOODS INC 957,023 59,029,000 0.17%
2772 QUANTA SVCS INC 1,700,606 59,266,000 0.17%
2773 PAYCHEX INC 979,468 59,630,000 0.17%
2774 MCCORMICK & CO INC 639,042 59,641,000 0.17%
2775 FIDELITY NATL INFORMATION SV 792,655 59,956,000 0.17%
2776 LUMEN TECHNOLOGIES INC 2,522,508 59,984,000 0.17%
2777 OCCIDENTAL PETE CORP DEL 842,400 60,004,000 0.17%
2778 FISERV INC 566,364 60,195,000 0.17%
2779 REGENERON PHARMACEUTICALS 163,988 60,198,000 0.17%
2780 MEDTRONIC PLC 848,660 60,450,000 0.17%
2781 PEOPLES UNITED FINANCIAL INC 3,151,205 61,008,000 0.17%
2782 ENTERGY CORP NEW 836,636 61,468,000 0.18%
2783 Spectra Energy Corp Com 1,516,167 62,299,000 0.18%
2784 FORD MTR CO DEL 5,149,389 62,462,000 0.18%
2785 ISHARES TR 516,896 62,953,000 0.18%
2786 BOEING CO 405,108 63,068,000 0.18%
2787 AKAMAI TECHNOLOGIES INC 946,714 63,127,000 0.18%
2788 MARTIN MARIETTA MATLS INC 284,996 63,135,000 0.18%
2789 FIRST SOLAR INC 1,968,388 63,165,000 0.18%
2790 ANALOG DEVICES INC 872,678 63,375,000 0.18%
2791 ALLERGAN PLC 301,901 63,403,000 0.18%
2792 SKYWORKS SOLUTIONS INC 850,020 63,461,000 0.18%
2793 NEXTERA ENERGY INC 532,421 63,602,000 0.18%
2794 AUTOMATIC DATA PROCESSING IN 618,919 63,614,000 0.18%
2795 REPUBLIC SVCS INC 1,115,181 63,619,000 0.18%
2796 MARATHON PETE CORP 1,269,178 63,901,000 0.18%
2797 UNUM GROUP 1,455,295 63,932,000 0.18%
2798 SCRIPPS NETWORKS INTERACT IN 896,449 63,978,000 0.18%
2799 DUKE ENERGY CORP NEW 827,805 64,254,000 0.18%
2800 ADOBE INC 625,139 64,357,000 0.18%
Page 56 of 59

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-17-000783, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.