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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 2,836 holdings with a total value of $36,894,949,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 KROGER CO 2,343,764 69,117,000 0.19%
102 LUMEN TECHNOLOGIES INC 2,923,615 68,910,000 0.19%
103 XEROX CORP 9,313,456 68,363,000 0.19%
104 KIMBERLY CLARK CORP 518,709 68,279,000 0.19%
105 REYNOLDS AMERICAN INC 1,082,257 68,206,000 0.18%
106 AMEREN CORP 1,249,301 68,200,000 0.18%
107 SCHWAB CHARLES CORP 1,670,300 68,168,000 0.18%
108 FORD MTR CO DEL 5,837,168 67,943,000 0.18%
109 ENTERGY CORP NEW 891,890 67,748,000 0.18%
110 MONDELEZ INTL INC 1,572,339 67,737,000 0.18%
111 HOME DEPOT INC 459,904 67,529,000 0.18%
112 PRAXAIR INC 569,046 67,489,000 0.18%
113 CHUBB LIMITED 490,981 66,897,000 0.18%
114 GENERAL ELECTRIC CO 2,240,613 66,772,000 0.18%
115 DARDEN RESTAURANTS INC 797,155 66,698,000 0.18%
116 ALLERGAN PLC 278,461 66,531,000 0.18%
117 MCKESSON CORP 448,287 66,461,000 0.18%
118 ELECTRONIC ARTS INC 742,246 66,446,000 0.18%
119 VERISIGN INC 756,591 65,910,000 0.18%
120 REGENERON PHARMACEUTICALS 169,731 65,774,000 0.18%
121 MARTIN MARIETTA MATLS INC 299,622 65,392,000 0.18%
122 XYLEM INC 1,298,272 65,199,000 0.18%
123 COLGATE PALMOLIVE CO 885,619 64,818,000 0.18%
124 METLIFE INC 1,223,690 64,634,000 0.18%
125 AUTOMATIC DATA PROCESSING IN 630,254 64,532,000 0.17%
126 WESTERN UN CO 3,169,982 64,509,000 0.17%
127 CARDINAL HEALTH INC 788,382 64,290,000 0.17%
128 HOST HOTELS & RESORTS INC 3,443,466 64,253,000 0.17%
129 CLOROX CO DEL 475,994 64,178,000 0.17%
130 FIDELITY NATL INFORMATION SV 804,985 64,094,000 0.17%
131 BECTON DICKINSON & CO 348,693 63,965,000 0.17%
132 TARGET CORP 1,157,112 63,860,000 0.17%
133 QUANTA SVCS INC 1,717,542 63,737,000 0.17%
134 LAUDER ESTEE COS INC 750,498 63,635,000 0.17%
135 TOTAL SYS SVCS INC 1,190,027 63,619,000 0.17%
136 AMERICAN TOWER CORP NEW 522,680 63,526,000 0.17%
137 INTERCONTINENTAL EXCHANGE IN 1,058,917 63,398,000 0.17%
138 AES CORP 5,667,160 63,360,000 0.17%
139 ISHARES TR 460,497 63,309,000 0.17%
140 NEXTERA ENERGY INC 492,937 63,277,000 0.17%
141 PEOPLES UNITED FINANCIAL INC 3,475,421 63,252,000 0.17%
142 REPUBLIC SVCS INC 1,006,750 63,234,000 0.17%
143 AETNA INC NEW 494,196 63,036,000 0.17%
144 MEDTRONIC PLC 782,239 63,016,000 0.17%
145 POWERSHARES QQQ TRUST 475,160 62,902,000 0.17%
146 ASSURANT INC 656,652 62,823,000 0.17%
147 ALLSTATE CORP 770,850 62,815,000 0.17%
148 FISERV INC 543,147 62,629,000 0.17%
149 NETFLIX INC 422,588 62,461,000 0.17%
150 VERTEX PHARMACEUTICALS INC 570,270 62,356,000 0.17%
Page 3 of 57

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-17-001209, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.