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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
5651 GENPACT LIMITED 558 14 0.00%
5652 WESTERN ASSET MTG CAP CORP 1,363 14 0.00%
5653 BED BATH & BEYOND INC 347 14 0.00%
5654 FRONTLINE LTD 2,166 14 0.00%
5655 DHT HOLDINGS INC 3,057 14 0.00%
5656 QUANTA SVCS INC 370 14 0.00%
5657 EATON VANCE TAX MANAGED DIVE 1,250 14 0.00%
5658 WESTWOOD HLDGS GROUP INC COM 265 14 0.00%
5659 FLIR SYS INC 375 14 0.00%
5660 FIRST TR STRATEGIC HIGH INC 1,100 14 0.00%
5661 RALPH LAUREN CORP 171 14 0.00%
5662 EXPEDITORS INTL WASH INC 244 14 0.00%
5663 ROYCE VALUE TR INC 1,000 14 0.00%
5664 SHORETEL INC 2,240 14 0.00%
5665 SALIENT MIDSTREAM & MLP FD SH BEN INT 1,070 14 0.00%
5666 BABCOCK & WILCOX ENTERPRIS INC COM 1,522 14 0.00%
5667 NEW AMER HIGH INCOME FD INC 1,517 14 0.00%
5668 THRESHOLD PHARMACEUTICAL INC 22,767 13 0.00%
5669 BARINGS GLOBAL SHORT DURATIO 665 13 0.00%
5670 PERRIGO CO PLC 198 13 0.00%
5671 BLACKROCK ENHANCED EQT DIV T 1,500 13 0.00%
5672 AMTRUST FINL SVCS INC 722 13 0.00%
5673 RITE AID CORP 3,164 13 0.00%
5674 WESTERN ASSET PREMIER BD FD SHS BEN INT 951 13 0.00%
5675 PIONEER HIGH INCOME TR 1,350 13 0.00%
5676 DOUBLELINE INCOME SOLUTIONS 650 13 0.00%
5677 PIONEER FLOATING RATE TR 1,065 13 0.00%
5678 MEDALLION FINL CORP 6,519 13 0.00%
5679 PEOPLES UNITED FINANCIAL INC 732 13 0.00%
5680 BLACKROCK MULTI-SECTOR INC T 766 13 0.00%
5681 WESTERN ASSET HGH YLD DFNDFD 834 13 0.00%
5682 VISTA GOLD CORP 12,917 13 0.00%
5683 STEIN MART INC 4,281 13 0.00%
5684 HANCOCK JOHN PFD INCOME FD I 700 13 0.00%
5685 TORTOISE PIPELINE & ENERGY FD 600 13 0.00%
5686 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,488 13 0.00%
5687 EATON VANCE ENHANCED EQUITY 946 13 0.00%
5688 UNITED STATES ANTIMONY CORP 25,577 13 0.00%
5689 AVIRAGEN THERAPEUTICS INC 20,175 13 0.00%
5690 KKR INCOME OPPORTUNITIES FD 750 13 0.00%
5691 BLACKROCK CORPOR HI YLD FD I 1,150 13 0.00%
5692 LKQ CORP 455 13 0.00%
5693 BLACKROCK CR ALLOCATION INCO 978 13 0.00%
5694 ALLIANZGI EQUITY CONV INCO 683 13 0.00%
5695 ALLIANCEBERNSTEIN GLOBAL HIG 1,050 13 0.00%
5696 DOCUMENT SEC SYS INC 10,122 12 0.00%
5697 PDL BIOPHARMA INC 5,500 12 0.00%
5698 AVEO PHARMACEUTICALS INC 20,502 12 0.00%
5699 FEMALE HEALTH CO 11,982 12 0.00%
5700 UNITED CMNTY FINL CORP OHIO COM 1,549 12 0.00%
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