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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
5801 USA TECHNOLOGIES INC 1,194 4 0.00%
5802 MCBC HLDGS INCORPORATED 256 4 0.00%
5803 Durect Corp Com 4,201 4 0.00%
5804 ADEPTUS HEALTH INC CL A 2,213 4 0.00%
5805 NAVIOS MARITIME ACQUIS CORP 2,685 4 0.00%
5806 INVIVO THERAPEUTICS 1,072 4 0.00%
5807 WILLBROS GROUP INC DEL COM 1,440 4 0.00%
5808 GULFMARK OFFSHORE INC CL A NEW 10,261 4 0.00%
5809 INFINITY PHARMACEUTICALS INC 1,636 4 0.00%
5810 RADISYS CORP COM 1,186 4 0.00%
5811 FORTRESS BIOTECH INC 1,135 4 0.00%
5812 KVH INDS INC COM 503 4 0.00%
5813 ICAHN ENTERPRISES LP 84 4 0.00%
5814 CORINDUS VASCULAR ROBOTICS INCORPORATED 1,830 3 0.00%
5815 DESTINATION XL GROUP INC COM 1,208 3 0.00%
5816 ANTERO MIDSTREAM PARTNERS LP 101 3 0.00%
5817 TESORO LOGISTICS LP 58 3 0.00%
5818 AQUAVENTURE HLDGS LTD SHS 157 3 0.00%
5819 ACELRX PHARMACEUTICALS INC 1,179 3 0.00%
5820 DISCOVERY COMMUNICATNS NEW 119 3 0.00%
5821 DAWSON GEOPHYSICAL CO NEW 671 3 0.00%
5822 EQT MIDSTREAM PARTNERS LP 44 3 0.00%
5823 INFORMATION SERVICES GROUP I COM 1,034 3 0.00%
5824 DCP MIDSTREAM LP 77 3 0.00%
5825 ADIENT PLC 42 3 0.00%
5826 ENDOCYTE INC COM 1,266 3 0.00%
5827 CPI CARD GROUP INC COM 697 3 0.00%
5828 NUSTAR ENERGY LP 42 2 0.00%
5829 MEMORIAL PRODTN PARTNERS LP 13,502 2 0.00%
5830 TALLGRASS ENERGY PARTNERS LP 39 2 0.00%
5831 DELCATH SYS INC 22,824 2 0.00%
5832 AMERIGAS PARTNERS L P 50 2 0.00%
5833 CEDAR FAIR L P 30 2 0.00%
5834 VIVINT SOLAR INC 757 2 0.00%
5835 GENESIS ENERGY L P 64 2 0.00%
5836 LIONS GATE ENTMNT CORP 47 1 0.00%
5837 SYNTHETIC BIOLOGICS INCORPORATED 2,526 1 0.00%
5838 SUNOCO LP SUNOCO FIN CORP 53 1 0.00%
5839 AMPIO PHARMACEUTICALS INC 1,604 1 0.00%
5840 SUBURBAN PROPANE PARTNERS LP COM USD1 33 1 0.00%
5841 ARCHROCK PARTNERS 35 1 0.00%
5842 PHARMATHENE INC COM 2,075 1 0.00%
5843 VINCE HLDG CORP 719 1 0.00%
5844 HOLLY ENERGY PARTNERS L P 34 1 0.00%
5845 NGL ENERGY PARTNERS LP 62 1 0.00%
5846 COVANTA HLDG CORP 71 1 0.00%
5847 TERRAVIA HLDGS INC COM 2,615 1 0.00%
5848 WELBILT INC 75 1 0.00%
5849 OCH ZIFF CAP MGMT GROUP 259 1 0.00%
5850 CYTRX CORP 3,233 1 0.00%
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