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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 EQT MIDSTREAM PARTNERS LP 44 3 0.00%
52 USA Technologies Inc 1,194 4 0.00%
53 ADEPTUS HEALTH INC 2,213 4 0.00%
54 GULFMARK OFFSHORE INC 10,261 4 0.00%
55 DURECT CORP 4,201 4 0.00%
56 NAVIOS MARITIME ACQUIS CORP SHS 2,685 4 0.00%
57 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 1,072 4 0.00%
58 INFINITY PHARMACEUTICALS INC 1,636 4 0.00%
59 RADISYS CORP COM 1,186 4 0.00%
60 KVH INDS INC COM 503 4 0.00%
61 FORTRESS BIOTECH INC 1,135 4 0.00%
62 ICAHN ENTERPRISES LP 84 4 0.00%
63 MCBC HLDGS INCORPORATED 256 4 0.00%
64 WILLBROS GROUP INC DEL COM 1,440 4 0.00%
65 WILDHORSE RESOURCE DEV CORP 434 5 0.00%
66 ENERNOC INC 891 5 0.00%
67 Aaron's Inc 166 5 0.00%
68 CONSOLIDATED WATER CO INC ORD 484 5 0.00%
69 COSTAMARE INC 882 5 0.00%
70 OPEN TEXT CORP 141 5 0.00%
71 Codexis Inc Com 1,114 5 0.00%
72 CENOVUS ENERGY INC 431 5 0.00%
73 Teekay Offshore Partners LP 966 5 0.00%
74 NETFLIX INC 36 5 0.00%
75 LAYNE CHRISTENSEN CO 603 5 0.00%
76 PACIFIC ETHANOL INC 955 6 0.00%
77 MEDICINOVA INC 989 6 0.00%
78 MAGNEGAS CORP 14,237 6 0.00%
79 WISDOMTREE TR 88 6 0.00%
80 MITEK SYS INC 981 6 0.00%
81 VISHAY PRECISION GROUP INC 403 6 0.00%
82 EVOLUTION PETE CORP 813 6 0.00%
83 MAST THERAPEUTICS INC COM 46,631 6 0.00%
84 VILLAGE SUPER MKT INC CL A NEW 245 6 0.00%
85 FALCONSTOR SOFTWARE INC 15,392 6 0.00%
86 BANK AMER CORP 245 6 0.00%
87 ANTHERA PHARMACEUTICALS I 13,835 6 0.00%
88 ORCHIDS PAPER PRODS CO DEL COM 301 7 0.00%
89 IDT CORP 577 7 0.00%
90 COBALT INTL ENERGY INC 13,587 7 0.00%
91 OncoGenex Pharmaceuticals Inc 14,823 7 0.00%
92 RADNET INC COM 1,236 7 0.00%
93 ARDMORE SHIPPING CORP COM 940 7 0.00%
94 GULFMARK OFFSHORE INC 19,348 7 0.00%
95 BIOTIME INC 2,317 7 0.00%
96 HC2 Holdings Inc 1,135 7 0.00%
97 Teekay Tankers LTD 3,879 7 0.00%
98 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 305 7 0.00%
99 HEMISPHERX BIOPHARMA INC 12,780 7 0.00%
100 BLUEROCK RESIDENTIAL GRW REI 627 7 0.00%
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