Dark
Light
System
Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
2 ISHARES TR 88,869 7,258 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,227 5,358 2.77%
4 Exxon Mobil Corp 54,413 4,548 2.35%
5 POWERSHARES QQQ TRUST 41,617 4,545 2.35%
6 LOWES COS INC 50,002 3,788 1.96%
7 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
8 APPLE INC 33,637 3,666 1.90%
9 GENERAL ELECTRIC CO 109,637 3,485 1.80%
10 MICROSOFT CORP 55,038 3,040 1.57%
11 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
12 INTERNATIONAL BUSINESS MACHS 18,913 2,864 1.48%
13 ISHARES TR 17,506 2,847 1.47%
14 VANGUARD WORLD FDS 28,901 2,680 1.39%
15 Schwab S&P 500 Index FD 81,539 2,607 1.35%
16 JOHNSON & JOHNSON 22,728 2,459 1.27%
17 ISHARES TR 22,046 2,439 1.26%
18 BlackRock Inc 6,693 2,279 1.18%
19 ISHARES TR 33,200 2,255 1.17%
20 ISHARES TR 56,220 2,194 1.13%
21 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
22 JPMorgan Chase & Co 35,115 2,080 1.08%
23 Calamos Convertible & High Inc 199,083 2,068 1.07%
24 ISHARES TR 17,187 1,992 1.03%
25 ISHARES TR 14,850 1,844 0.95%
26 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
27 PowerShares CEF Income Composi 84,952 1,834 0.95%
28 CISCO SYS INC 64,280 1,830 0.95%
29 METLIFE INC 41,627 1,829 0.95%
30 WAL-MART STORES INC 26,571 1,820 0.94%
31 PEPSICO INC 17,134 1,756 0.91%
32 AUTOMATIC DATA PROCESSING IN 18,900 1,696 0.88%
33 CVS HEALTH CORP 16,122 1,672 0.86%
34 3M Co 10,004 1,667 0.86%
35 ISHARES TR 28,846 1,649 0.85%
36 AMGEN INC 10,960 1,643 0.85%
37 SCHLUMBERGER LTD 21,621 1,595 0.82%
38 Select Sector SPDR Materials 34,975 1,567 0.81%
39 ORACLE CORP 37,086 1,517 0.78%
40 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
41 SYSCO CORP 31,360 1,465 0.76%
42 STRYKER CORP 12,985 1,393 0.72%
43 Dreyfus Midcap Index Fund 41,320 1,382 0.71%
44 Skyworks Solutions 17,041 1,327 0.69%
45 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
46 Abbvie Inc 22,355 1,277 0.66%
47 INTEL CORP 39,249 1,270 0.66%
48 WELLS FARGO CO NEW 25,699 1,243 0.64%
49 CHEVRON CORP NEW 12,967 1,237 0.64%
50 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 900 189 0.09% Put
2 SPDR S&P 500 ETF TR 900 189 0.09% Put
3 SPDR S&P 500 ETF TR 500 105 0.05% Put
4 SPDR S&P 500 ETF TR 500 105 0.05% Put
5 Level 3 Communications 2,000 103 0.05% Put
6 SPDR S&P 500 ETF TR 400 84 0.04% Put
7 SPDR S&P 500 ETF TR 400 84 0.04% Put
8 SCHLUMBERGER LTD 900 71 0.04% Put
9 HUNTSMAN CORP 5,300 71 0.04% Put
10 MICROSOFT CORP 1,200 61 0.03% Put
11 CORNING INC 2,900 59 0.03% Put
12 SPDR S&P 500 ETF TR 200 42 0.02% Put
13 SPDR S&P 500 ETF TR 100 21 0.01% Put
14 Exxon Mobil Corp 200 19 0.01% Put
15 PROCTER AND GAMBLE CO 200 17 0.01% Put
16 SCHLUMBERGER LTD 200 16 0.01% Put
17 HUNTSMAN CORP 300 4 0.00% Put
18 MARSH & MCLENNAN COS INC 4,200 288 0.14% Call
19 HUNTSMAN CORP 20,000 269 0.13% Call
20 METLIFE INC 4,200 167 0.08% Call
21 STAPLES INC 17,000 147 0.07% Call
22 PACKAGING CORP AMER 2,200 147 0.07% Call
23 KAR AUCTION SVCS INC 2,900 121 0.06% Call
24 COACH INC 2,200 90 0.05% Call
25 SPDR S&P 500 ETF TR 400 84 0.04% Call
26 HUNTSMAN CORP 3,500 47 0.02% Call
27 STAPLES INC 4,000 34 0.02% Call
28 COACH INC 500 20 0.01% Call
29 GENERAL ELECTRIC CO 500 16 0.01% Call
30 APPLE INC 100 10 0.01% Call
31 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
32 ISHARES TR 87,794 7,487 3.75%
33 GUGGENHEIM S&P 500 EQUAL WEIGH 68,147 5,476 2.75%
34 Exxon Mobil Corp 54,018 5,064 2.54%
35 POWERSHARES QQQ TRUST 41,477 4,460 2.24%
36 LOWES COS INC 49,672 3,933 1.97%
37 S&P MidCap 400 Spdrs 14,395 3,919 1.97%
38 GENERAL ELECTRIC CO 108,968 3,430 1.72%
39 APPLE INC 33,224 3,176 1.59%
40 ISHARES TR 17,766 3,004 1.51%
41 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
42 INTERNATIONAL BUSINESS MACHS 19,010 2,885 1.45%
43 Schwab S&P 500 Index FD 87,569 2,868 1.44%
44 MICROSOFT CORP 54,064 2,766 1.39%
45 VANGUARD WORLD FDS 27,981 2,753 1.38%
46 JOHNSON & JOHNSON 22,528 2,733 1.37%
47 ISHARES TR 21,951 2,524 1.27%
48 ISHARES TR 33,555 2,373 1.19%
49 BlackRock Inc 6,488 2,222 1.11%
50 ISHARES TR 55,515 2,214 1.11%
Page 1 of 5