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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
151 KAR AUCTION SVCS INC 2,900 111 0.06% Call
152 COACH INC 2,200 88 0.05% Call
153 SPDR S&P 500 ETF TR 400 82 0.04% Call
154 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,157 74 0.04%
155 APPLIED DNA SCIENCES INC 20,921 72 0.04%
156 First Trust ISE-Revere Natural 16,585 68 0.04%
157 SCHLUMBERGER LTD 900 66 0.03% Put
158 MICROSOFT CORP 1,000 55 0.03% Put
159 GALENA BIOPHARMA INC 39,000 53 0.03%
160 HUNTSMAN CORP 3,500 47 0.02% Call
161 RegeneRx Biopharmaceuticals 62,537 44 0.02%
162 STAPLES INC 4,000 44 0.02% Call
163 AMERICAN EXPRESS CO 700 43 0.02% Put
164 COACH INC 1,000 40 0.02% Call
165 CANNABIX TECHNOLOGIES INC COM 200,000 40 0.02%
166 AMARIN CORP PLC 19,500 30 0.02%
167 ORGANOVO HLDGS INC 12,800 28 0.01%
168 POWERSHARES QQQ TRUST 200 22 0.01% Put
169 Golden Star Res Ltd 41,000 19 0.01%
170 VISTA GOLD CORP 35,000 17 0.01%
171 GENERAL ELECTRIC CO 500 16 0.01% Call
172 SCHLUMBERGER LTD 200 15 0.01% Put
173 Competitive Companies Inc 610,000 14 0.01%
174 APPLE INC 100 11 0.01% Call
175 EXETER RES CORP 15,000 8 0.00%
176 Delcath Systems Inc 21,695 6 0.00%
177 E Digital Corp 60,000 2 0.00%
178 Axiom Corp 130,000 2 0.00%
179 Iconic Brands Inc 1,825,000 1 0.00%
180 IDenta Corp 1,094,700 0 0.00%
181 Geopharma Inc 40,000 0 0.00%
182 Water Technologies Intl 404,000 0 0.00%
183 Access Worldwide Communication 40,750 0 0.00%
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Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 Water Technologies Intl 404,000 0 0.00%
2 WHITEWAVE FOODS CO 16,889 793 0.40%
3 WELLS FARGO CO NEW 25,097 1,188 0.60%
4 WALGREENS BOOTS ALLIANCE INC 15,375 1,280 0.64%
5 WAL-MART STORES INC 26,436 1,930 0.97%
6 VISTA GOLD CORP 35,000 67 0.03%
7 VISA INC CL A COMMON STOCK 7,320 543 0.27%
8 VERIZON COMMUNICATIONS INC 14,445 807 0.40%
9 VANGUARD WORLD FDS 27,981 2,753 1.38%
10 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
11 VANGUARD UTILITIES ETF 16,278 1,864 0.93%
12 VANGUARD BD INDEX FDS 4,231 357 0.18%
13 US BANCORP DEL 23,213 936 0.47%
14 UNITED TECHNOLOGIES CORP 7,356 754 0.38%
15 UNITED RENTALS INC 5,345 359 0.18%
16 THERMO FISHER SCIENTIFIC INC 5,626 831 0.42%
17 TEVA PHARMACEUTICAL INDS LTD 20,919 1,051 0.53%
18 TARGET CORP 13,198 921 0.46%
19 TAKE-TWO INTERACTIVE SOFTWAR 10,000 379 0.19%
20 Sprott Physical Gold Trust 49,452 543 0.27%
21 Skyworks Solutions 16,601 1,051 0.53%
22 Shire PLC 2,665 491 0.25%
23 Select Sector SPDR Materials 34,625 1,605 0.80%
24 Seagate Technology PLC 16,173 394 0.20%
25 Schwab Small-Cap Index Fund 56,271 1,387 0.70%
26 Schwab S&P 500 Index FD 87,569 2,868 1.44%
27 SYSCO CORP 25,255 1,281 0.64%
28 STRYKER CORP 12,495 1,497 0.75%
29 STAPLES INC 68,952 594 0.30%
30 STAPLES INC 17,000 147 0.07% Call
31 STAPLES INC 4,000 34 0.02% Call
32 STANLEY BLACK &DECKER INC 11,303 1,257 0.63%
33 SPDR S&P Intl Div ETF 27,098 954 0.48%
34 SPDR S&P DIVIDEND ETF 18,307 1,536 0.77%
35 SPDR S&P 500 ETF TR 100 21 0.01% Put
36 SPDR S&P 500 ETF TR 400 84 0.04% Put
37 SPDR S&P 500 ETF TR 200 42 0.02% Put
38 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
39 SPDR S&P 500 ETF TR 500 105 0.05% Put
40 SPDR S&P 500 ETF TR 400 84 0.04% Put
41 SPDR S&P 500 ETF TR 900 189 0.09% Put
42 SPDR S&P 500 ETF TR 400 84 0.04% Call
43 SPDR S&P 500 ETF TR 500 105 0.05% Put
44 SPDR S&P 500 ETF TR 900 189 0.09% Put
45 SPDR Barclays ST High Yield Bond ETF 39,538 1,067 0.54%
46 SELECT SECTOR SPDR TRUST THE T 26,106 1,132 0.57%
47 SELECT SECTOR SPDR TR 20,795 1,091 0.55%
48 SELECT SECTOR SPDR FUND SHS BE 2,705 211 0.11%
49 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,333 78 0.04%
50 SCRIPPS NETWORKS INTERACT IN 11,458 713 0.36%
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