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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 Water Technologies Intl 404,000 0 0.00%
2 WHITEWAVE FOODS CO 17,329 704 0.36%
3 WELLS FARGO CO NEW 25,699 1,243 0.64%
4 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
5 WAL-MART STORES INC 26,571 1,820 0.94%
6 VISTA GOLD CORP 35,000 17 0.01%
7 VISA INC CL A COMMON STOCK 7,920 606 0.31%
8 VERIZON COMMUNICATIONS INC 14,989 811 0.42%
9 VANGUARD WORLD FDS 28,901 2,680 1.39%
10 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
11 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
12 VANGUARD BD INDEX FDS 4,491 372 0.19%
13 US BANCORP DEL 24,388 990 0.51%
14 UNITED TECHNOLOGIES CORP 7,546 755 0.39%
15 UNITED RENTALS INC 5,470 340 0.18%
16 THERMO FISHER SCIENTIFIC INC 5,796 821 0.42%
17 TEVA PHARMACEUTICAL INDS LTD 21,594 1,155 0.60%
18 TARGET CORP 13,139 1,081 0.56%
19 TAKE-TWO INTERACTIVE SOFTWAR 10,000 377 0.19%
20 Sprott Physical Gold Trust 50,113 507 0.26%
21 Skyworks Solutions 17,041 1,327 0.69%
22 Select Sector SPDR Materials 34,975 1,567 0.81%
23 Seagate Technology PLC 16,623 573 0.30%
24 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
25 Schwab S&P 500 Index FD 81,539 2,607 1.35%
26 SYSCO CORP 31,360 1,465 0.76%
27 STRYKER CORP 12,985 1,393 0.72%
28 STAPLES INC 71,197 785 0.41%
29 STAPLES INC 4,000 44 0.02% Call
30 STANLEY BLACK &DECKER INC 11,693 1,230 0.64%
31 SPDR S&P Intl Div ETF 27,293 957 0.49%
32 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
33 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
34 SPDR S&P 500 ETF TR 400 82 0.04% Call
35 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
36 SPDR Barclays ST High Yield Bond ETF 39,143 1,011 0.52%
37 SELECT SECTOR SPDR TRUST THE T 26,046 1,155 0.60%
38 SELECT SECTOR SPDR TR 20,795 1,032 0.53%
39 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
40 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,157 74 0.04%
41 SCRIPPS NETWORKS INTERACT IN 11,798 773 0.40%
42 SCHLUMBERGER LTD 21,621 1,595 0.82%
43 SCHLUMBERGER LTD 900 66 0.03% Put
44 SCHLUMBERGER LTD 200 15 0.01% Put
45 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
46 RegeneRx Biopharmaceuticals 62,537 44 0.02%
47 RAYTHEON CO 5,005 614 0.32%
48 QUALCOMM INC 11,217 574 0.30%
49 PowerShares CEF Income Composi 84,952 1,834 0.95%
50 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
2 ISHARES TR 87,794 7,487 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,147 5,476 2.75%
4 Exxon Mobil Corp 54,018 5,064 2.54%
5 POWERSHARES QQQ TRUST 41,477 4,460 2.24%
6 LOWES COS INC 49,672 3,933 1.97%
7 S&P MidCap 400 Spdrs 14,395 3,919 1.97%
8 GENERAL ELECTRIC CO 108,968 3,430 1.72%
9 APPLE INC 33,224 3,176 1.59%
10 ISHARES TR 17,766 3,004 1.51%
11 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
12 INTERNATIONAL BUSINESS MACHS 19,010 2,885 1.45%
13 Schwab S&P 500 Index FD 87,569 2,868 1.44%
14 MICROSOFT CORP 54,064 2,766 1.39%
15 VANGUARD WORLD FDS 27,981 2,753 1.38%
16 JOHNSON & JOHNSON 22,528 2,733 1.37%
17 ISHARES TR 21,951 2,524 1.27%
18 ISHARES TR 33,555 2,373 1.19%
19 BlackRock Inc 6,488 2,222 1.11%
20 ISHARES TR 55,515 2,214 1.11%
21 JPMorgan Chase & Co 34,375 2,136 1.07%
22 Calamos Convertible & High Inc 197,173 2,092 1.05%
23 PROCTER AND GAMBLE CO 24,430 2,068 1.04%
24 ISHARES TR 17,457 2,035 1.02%
25 ISHARES TR 15,065 1,935 0.97%
26 WAL-MART STORES INC 26,436 1,930 0.97%
27 PowerShares CEF Income Composi 84,247 1,867 0.94%
28 VANGUARD UTILITIES ETF 16,278 1,864 0.93%
29 CISCO SYS INC 63,845 1,832 0.92%
30 PEPSICO INC 16,795 1,779 0.89%
31 AUTOMATIC DATA PROCESSING IN 18,900 1,736 0.87%
32 3M Co 9,774 1,712 0.86%
33 SCHLUMBERGER LTD 21,401 1,692 0.85%
34 AMGEN INC 11,030 1,678 0.84%
35 METLIFE INC 41,725 1,662 0.83%
36 Select Sector SPDR Materials 34,625 1,605 0.80%
37 ISHARES TR 28,478 1,590 0.80%
38 Dreyfus Midcap Index Fund 44,485 1,546 0.78%
39 SPDR S&P DIVIDEND ETF 18,307 1,536 0.77%
40 CVS HEALTH CORP 15,757 1,509 0.76%
41 STRYKER CORP 12,495 1,497 0.75%
42 ORACLE CORP 36,224 1,483 0.74%
43 Schwab Small-Cap Index Fund 56,271 1,387 0.70%
44 Abbvie Inc 21,755 1,347 0.68%
45 CHEVRON CORP NEW 12,742 1,336 0.67%
46 EXPRESS SCRIPTS HOLDING COMPAN 17,209 1,304 0.65%
47 ALPS ETF TR ALERIAN MLP 102,315 1,301 0.65%
48 INTEL CORP 39,234 1,287 0.65%
49 SYSCO CORP 25,255 1,281 0.64%
50 WALGREENS BOOTS ALLIANCE INC 15,375 1,280 0.64%
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