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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
2 ISHARES TR 88,869 7,258 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,227 5,358 2.77%
4 Exxon Mobil Corp 54,413 4,548 2.35%
5 POWERSHARES QQQ TRUST 41,617 4,545 2.35%
6 LOWES COS INC 50,002 3,788 1.96%
7 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
8 APPLE INC 33,637 3,666 1.90%
9 GENERAL ELECTRIC CO 109,637 3,485 1.80%
10 MICROSOFT CORP 55,038 3,040 1.57%
11 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
12 INTERNATIONAL BUSINESS MACHS 18,913 2,864 1.48%
13 ISHARES TR 17,506 2,847 1.47%
14 VANGUARD WORLD FDS 28,901 2,680 1.39%
15 Schwab S&P 500 Index FD 81,539 2,607 1.35%
16 JOHNSON & JOHNSON 22,728 2,459 1.27%
17 ISHARES TR 22,046 2,439 1.26%
18 BlackRock Inc 6,693 2,279 1.18%
19 ISHARES TR 33,200 2,255 1.17%
20 ISHARES TR 56,220 2,194 1.13%
21 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
22 JPMorgan Chase & Co 35,115 2,080 1.08%
23 Calamos Convertible & High Inc 199,083 2,068 1.07%
24 ISHARES TR 17,187 1,992 1.03%
25 ISHARES TR 14,850 1,844 0.95%
26 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
27 PowerShares CEF Income Composi 84,952 1,834 0.95%
28 CISCO SYS INC 64,280 1,830 0.95%
29 METLIFE INC 41,627 1,829 0.95%
30 WAL-MART STORES INC 26,571 1,820 0.94%
31 PEPSICO INC 17,134 1,756 0.91%
32 AUTOMATIC DATA PROCESSING IN 18,900 1,696 0.88%
33 CVS HEALTH CORP 16,122 1,672 0.86%
34 3M Co 10,004 1,667 0.86%
35 ISHARES TR 28,846 1,649 0.85%
36 AMGEN INC 10,960 1,643 0.85%
37 SCHLUMBERGER LTD 21,621 1,595 0.82%
38 Select Sector SPDR Materials 34,975 1,567 0.81%
39 ORACLE CORP 37,086 1,517 0.78%
40 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
41 SYSCO CORP 31,360 1,465 0.76%
42 STRYKER CORP 12,985 1,393 0.72%
43 Dreyfus Midcap Index Fund 41,320 1,382 0.71%
44 Skyworks Solutions 17,041 1,327 0.69%
45 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
46 Abbvie Inc 22,355 1,277 0.66%
47 INTEL CORP 39,249 1,270 0.66%
48 WELLS FARGO CO NEW 25,699 1,243 0.64%
49 CHEVRON CORP NEW 12,967 1,237 0.64%
50 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
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Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
1 Water Technologies Intl 404,000 0 0.00%
2 WHITEWAVE FOODS CO 16,889 793 0.40%
3 WELLS FARGO CO NEW 25,097 1,188 0.60%
4 WALGREENS BOOTS ALLIANCE INC 15,375 1,280 0.64%
5 WAL-MART STORES INC 26,436 1,930 0.97%
6 VISTA GOLD CORP 35,000 67 0.03%
7 VISA INC CL A COMMON STOCK 7,320 543 0.27%
8 VERIZON COMMUNICATIONS INC 14,445 807 0.40%
9 VANGUARD WORLD FDS 27,981 2,753 1.38%
10 VANGUARD WHITEHALL FDS 40,962 2,927 1.47%
11 VANGUARD UTILITIES ETF 16,278 1,864 0.93%
12 VANGUARD BD INDEX FDS 4,231 357 0.18%
13 US BANCORP DEL 23,213 936 0.47%
14 UNITED TECHNOLOGIES CORP 7,356 754 0.38%
15 UNITED RENTALS INC 5,345 359 0.18%
16 THERMO FISHER SCIENTIFIC INC 5,626 831 0.42%
17 TEVA PHARMACEUTICAL INDS LTD 20,919 1,051 0.53%
18 TARGET CORP 13,198 921 0.46%
19 TAKE-TWO INTERACTIVE SOFTWAR 10,000 379 0.19%
20 Sprott Physical Gold Trust 49,452 543 0.27%
21 Skyworks Solutions 16,601 1,051 0.53%
22 Shire PLC 2,665 491 0.25%
23 Select Sector SPDR Materials 34,625 1,605 0.80%
24 Seagate Technology PLC 16,173 394 0.20%
25 Schwab Small-Cap Index Fund 56,271 1,387 0.70%
26 Schwab S&P 500 Index FD 87,569 2,868 1.44%
27 SYSCO CORP 25,255 1,281 0.64%
28 STRYKER CORP 12,495 1,497 0.75%
29 STAPLES INC 68,952 594 0.30%
30 STAPLES INC 17,000 147 0.07% Call
31 STAPLES INC 4,000 34 0.02% Call
32 STANLEY BLACK &DECKER INC 11,303 1,257 0.63%
33 SPDR S&P Intl Div ETF 27,098 954 0.48%
34 SPDR S&P DIVIDEND ETF 18,307 1,536 0.77%
35 SPDR S&P 500 ETF TR 100 21 0.01% Put
36 SPDR S&P 500 ETF TR 400 84 0.04% Put
37 SPDR S&P 500 ETF TR 200 42 0.02% Put
38 SPDR S&P 500 ETF TR 62,912 13,179 6.61%
39 SPDR S&P 500 ETF TR 500 105 0.05% Put
40 SPDR S&P 500 ETF TR 400 84 0.04% Put
41 SPDR S&P 500 ETF TR 900 189 0.09% Put
42 SPDR S&P 500 ETF TR 400 84 0.04% Call
43 SPDR S&P 500 ETF TR 500 105 0.05% Put
44 SPDR S&P 500 ETF TR 900 189 0.09% Put
45 SPDR Barclays ST High Yield Bond ETF 39,538 1,067 0.54%
46 SELECT SECTOR SPDR TRUST THE T 26,106 1,132 0.57%
47 SELECT SECTOR SPDR TR 20,795 1,091 0.55%
48 SELECT SECTOR SPDR FUND SHS BE 2,705 211 0.11%
49 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,333 78 0.04%
50 SCRIPPS NETWORKS INTERACT IN 11,458 713 0.36%
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