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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 62,527 12,851 6.65%
2 ISHARES TR 88,869 7,258 3.75%
3 GUGGENHEIM S&P 500 EQUAL WEIGH 68,227 5,358 2.77%
4 Exxon Mobil Corp 54,413 4,548 2.35%
5 POWERSHARES QQQ TRUST 41,617 4,545 2.35%
6 LOWES COS INC 50,002 3,788 1.96%
7 S&P MidCap 400 Spdrs 14,380 3,778 1.95%
8 APPLE INC 33,637 3,666 1.90%
9 GENERAL ELECTRIC CO 109,637 3,485 1.80%
10 MICROSOFT CORP 55,038 3,040 1.57%
11 VANGUARD WHITEHALL FDS 41,552 2,869 1.48%
12 INTERNATIONAL BUSINESS MACHS 18,913 2,864 1.48%
13 ISHARES TR 17,506 2,847 1.47%
14 VANGUARD WORLD FDS 28,901 2,680 1.39%
15 Schwab S&P 500 Index FD 81,539 2,607 1.35%
16 JOHNSON & JOHNSON 22,728 2,459 1.27%
17 ISHARES TR 22,046 2,439 1.26%
18 BlackRock Inc 6,693 2,279 1.18%
19 ISHARES TR 33,200 2,255 1.17%
20 ISHARES TR 56,220 2,194 1.13%
21 PROCTER AND GAMBLE CO 25,696 2,115 1.09%
22 JPMorgan Chase & Co 35,115 2,080 1.08%
23 Calamos Convertible & High Inc 199,083 2,068 1.07%
24 ISHARES TR 17,187 1,992 1.03%
25 ISHARES TR 14,850 1,844 0.95%
26 VANGUARD UTILITIES ETF 17,128 1,842 0.95%
27 PowerShares CEF Income Composi 84,952 1,834 0.95%
28 CISCO SYS INC 64,280 1,830 0.95%
29 METLIFE INC 41,627 1,829 0.95%
30 WAL-MART STORES INC 26,571 1,820 0.94%
31 PEPSICO INC 17,134 1,756 0.91%
32 AUTOMATIC DATA PROCESSING IN 18,900 1,696 0.88%
33 CVS HEALTH CORP 16,122 1,672 0.86%
34 3M Co 10,004 1,667 0.86%
35 ISHARES TR 28,846 1,649 0.85%
36 AMGEN INC 10,960 1,643 0.85%
37 SCHLUMBERGER LTD 21,621 1,595 0.82%
38 Select Sector SPDR Tr SBI Mate 34,975 1,567 0.81%
39 ORACLE CORP 37,086 1,517 0.78%
40 SPDR S&P DIVIDEND ETF 18,677 1,493 0.77%
41 SYSCO CORP 31,360 1,465 0.76%
42 STRYKER CORP 12,985 1,393 0.72%
43 Dreyfus Midcap Index Fund 41,320 1,382 0.71%
44 Skyworks Solutions 17,041 1,327 0.69%
45 WALGREENS BOOTS ALLIANCE INC 15,715 1,324 0.68%
46 AbbVie Inc 22,355 1,277 0.66%
47 INTEL CORP 39,249 1,270 0.66%
48 WELLS FARGO & CO NEW 25,699 1,243 0.64%
49 CHEVRON CORP NEW 12,967 1,237 0.64%
50 Schwab Small-Cap Index Fund 51,800 1,230 0.64%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 6,725 912 0.46%
102 ISHARES TR 7,445 930 0.47%
103 ISHARES TR 15,065 1,935 0.97%
104 ISHARES TR 87,794 7,487 3.75%
105 ISHARES TR 8,271 1,059 0.53%
106 ISHARES TR 17,766 3,004 1.51%
107 ISHARES TR 17,457 2,035 1.02%
108 ISHARES TR 2,820 241 0.12%
109 Iconic Brands Inc 1,825,000 0 0.00%
110 JOHNSON & JOHNSON 22,528 2,733 1.37%
111 JPMorgan Chase & Co 34,375 2,136 1.07%
112 KAR AUCTION SVCS INC 2,900 121 0.06% Call
113 KAR AUCTION SVCS INC 11,300 472 0.24%
114 L-3 Communications Hldgs 6,929 1,016 0.51%
115 LILLY ELI & CO 7,550 595 0.30%
116 LOWES COS INC 49,672 3,933 1.97%
117 Level 3 Communications 2,232 115 0.06%
118 Level 3 Communications 2,000 103 0.05% Put
119 Life Clips Inc 33,000 20 0.01%
120 MANNKIND CORP 38,250 44 0.02%
121 MARRIOTT INTL INC NEW 8,696 578 0.29%
122 MARSH & MCLENNAN COS INC 12,155 832 0.42%
123 MARSH & MCLENNAN COS INC 4,200 288 0.14% Call
124 MCDONALDS CORP 3,480 419 0.21%
125 MEDTRONIC PLC 12,724 1,104 0.55%
126 METLIFE INC 4,200 167 0.08% Call
127 METLIFE INC 41,725 1,662 0.83%
128 MICROSOFT CORP 1,200 61 0.03% Put
129 MICROSOFT CORP 54,064 2,766 1.39%
130 McKesson Corp 1,300 243 0.12%
131 OCCIDENTAL PETE CORP DEL 7,956 601 0.30%
132 ORACLE CORP 36,224 1,483 0.74%
133 PACKAGING CORP AMER 1,520 102 0.05%
134 PACKAGING CORP AMER 2,200 147 0.07% Call
135 PEPSICO INC 16,795 1,779 0.89%
136 PFIZER INC 20,077 707 0.35%
137 PNC FINL SVCS GROUP INC 9,275 755 0.38%
138 POLARIS INDS INC 7,425 607 0.30%
139 POWERSHARES ETF TRUST 14,130 895 0.45%
140 POWERSHARES QQQ TRUST 41,477 4,460 2.24%
141 PRA GROUP INC 10,754 260 0.13%
142 PROCTER AND GAMBLE CO 200 17 0.01% Put
143 PROCTER AND GAMBLE CO 24,430 2,068 1.04%
144 PROSHARES TRUST ULTRASHORT S&P 500 10,425 186 0.09%
145 PowerShares CEF Income Composi 84,247 1,867 0.94%
146 PowerShares DB Commodity 24,190 371 0.19%
147 QUALCOMM INC 10,977 588 0.29%
148 RAYTHEON CO 4,900 666 0.33%
149 RegeneRx Biopharmaceuticals 62,537 29 0.01%
150 S&P MidCap 400 Spdrs 14,395 3,919 1.97%
Page 3 of 5