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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN INC 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
151 POST HLDGS INC 27,000 2,084 0.04%
152 Solarcity Corp 2,505,000 1,951 0.04% PRN
153 SOLARCITY CORP NOTE 1.62511/0 2,600,000 1,940 0.04% PRN
154 BEIGENE LTD 61,509 1,895 0.04%
155 PETROLEO BRASILEIRO SA PETRO 200,000 1,866 0.04%
156 Callidus Software Inc 100,000 1,835 0.03%
157 AKAMAI TECHNOLOGIES INC 33,495 1,775 0.03%
158 PTC THERAPEUTICS INC 3,100,000 1,748 0.03% PRN
159 VALVOLINE INC 73,200 1,719 0.03%
160 DAQO NEW ENERGY CORP 79,113 1,677 0.03%
161 WHITING PETE CORP NEW 2,000,000 1,645 0.03% PRN
162 RPM INTL INC 29,606 1,591 0.03%
163 WESTERN DIGITAL CORP 26,700 1,561 0.03%
164 PLANET FITNESS INC 75,000 1,505 0.03%
165 BANK OF NT BUTTERFIELD&SON L 60,000 1,486 0.03%
166 PRICELINE GRP INC 1,000 1,472 0.03%
167 MICROSOFT CORP 25,125 1,447 0.03%
168 EVERBRIDGE INC 85,000 1,433 0.03%
169 CBS CORP NEW 24,800 1,358 0.03%
170 SHOPIFY INC 30,000 1,288 0.02%
171 SELECT SECTOR SPDR TR 17,685 1,249 0.02%
172 LOWES COS INC 15,593 1,126 0.02%
173 GREAT PLAINS ENERGY INC 38,275 1,045 0.02%
174 FB FINL CORP COM 50,000 1,009 0.02%
175 SHAW COMMUNICATIONS INC 37,024 994 0.02%
176 TELUS CORP 22,769 986 0.02%
177 AMERICAN NATL INS CO COM 8,083 986 0.02%
178 NEW RELIC INC 25,627 982 0.02%
179 BANK MONTREAL QUE 11,373 978 0.02%
180 BCE INC 16,136 978 0.02%
181 CDN IMPERIAL BK COMM TORONTO 9,573 974 0.02%
182 ROGERS COMMUNICATIONS INC 17,483 973 0.02%
183 ROYAL BK CDA MONTREAL QUE 11,941 970 0.02%
184 BANK N S HALIFAX 13,822 961 0.02%
185 HORACE MANN EDUCATORS CORP NEW COM 26,000 953 0.02%
186 ARMOUR RESIDENTIAL REIT INC 41,959 946 0.02%
187 NUTANIX INC 25,000 925 0.02%
188 ENSTAR GROUP LIMITED COM 5,439 895 0.02%
189 NELNET INC 22,105 892 0.02%
190 FIDELITY AND GTY LIFE COM 38,175 885 0.02%
191 EVERTEC INC 52,681 884 0.02%
192 BARNES GROUP INC COM 21,768 883 0.02%
193 ARGO GROUP INTERNATIONAL 15,350 866 0.02%
194 APPLIED INDL TECHNOLOGIES IN 18,276 854 0.02%
195 NAVIGATORS GROUP INC 8,800 853 0.02%
196 e.l.f. Beauty Inc. 30,000 844 0.02%
197 MANTECH INTERNATIONAL CORP CL A 22,202 837 0.02%
198 BLUE CAP REINS HLDGS LTD COM 45,285 830 0.02%
199 ECHOSTAR CORP CL A 18,474 810 0.02%
200 ACCENTURE PLC IRELAND 6,623 809 0.02%
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