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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN INC 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
251 JOHNSON & JOHNSON 6,266 740 0.01%
252 TIVO CORPORATION COM 38,000 740 0.01%
253 SYKES ENTERPRISES INC 26,280 739 0.01%
254 JPMORGAN CHASE & CO 11,098 739 0.01%
255 Endurance Specialty 11,291 739 0.01%
256 ORACLE CORP 18,825 739 0.01%
257 CHURCHILL DOWNS INC 5,041 738 0.01%
258 AMERIPRISE FINL INC 7,400 738 0.01%
259 WAL-MART STORES INC 10,235 738 0.01%
260 US BANCORP DEL 17,198 738 0.01%
261 ISHARES TR 16,249 738 0.01%
262 BAXTER INTL INC 15,474 737 0.01%
263 BERKSHIRE HATHAWAY INC DEL 5,100 737 0.01%
264 INTL PAPER CO 15,367 737 0.01%
265 POWERSHARES ETF TR II 17,741 736 0.01%
266 REINSURANCE GROUP AMER INC 6,817 736 0.01%
267 RENAISSANCERE HOLDINGS LTD 6,122 736 0.01%
268 MCDONALDS CORP 6,383 736 0.01%
269 PFIZER INC 21,735 736 0.01%
270 TARGET CORP 10,700 735 0.01%
271 BWX TECHNOLOGIES INC COM 19,143 735 0.01%
272 BB&T CORP 19,462 734 0.01%
273 BRINKER INTL INC 14,534 733 0.01%
274 FIFTH THIRD BANCORP 35,837 733 0.01%
275 APTARGROUP INC 9,465 733 0.01%
276 POPULAR INC COM NEW 19,152 732 0.01%
277 CVS HEALTH CORP 8,221 732 0.01%
278 VALIDUS HOLDINGS LTD 14,702 732 0.01%
279 TRAVELERS COMPANIES INC 6,390 732 0.01%
280 REPUBLIC SVCS INC 14,487 731 0.01%
281 DARDEN RESTAURANTS INC 11,923 731 0.01%
282 HENRY JACK & ASSOC INC 8,542 731 0.01%
283 CHEESECAKE FACTORY INC 14,609 731 0.01%
284 XL GROUP LTD 21,700 730 0.01%
285 EVEREST RE GROUP LTD 3,843 730 0.01%
286 TORCHMARK CORP COM 11,418 729 0.01%
287 AXIS CAPITAL HOLDINGS LTD 13,409 729 0.01%
288 DISCOVER FINL SVCS 12,880 728 0.01%
289 3M CO 4,131 728 0.01%
290 FISERV INC 7,312 727 0.01%
291 AFLAC INC 10,098 726 0.01%
292 AMDOCS LTD 12,556 726 0.01%
293 AMERCO 2,239 726 0.01%
294 CAMPBELL SOUP CO 13,272 726 0.01%
295 DELUXE CORP COM 10,846 725 0.01%
296 GENERAL MLS INC 11,348 725 0.01%
297 FRANKLIN RESOURCES INC 20,324 723 0.01%
298 ARCH CAP GROUP LTD 9,123 723 0.01%
299 ATN INTL INC 11,110 723 0.01%
300 OLD REP INTL CORP 40,994 722 0.01%
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