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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 PRA GROUP INC 17 0 0.00%
2 PENN ENTERTAINMENT INC COM 58 1 0.00%
3 ATLAS RESOURCES PARTNERS LP 1,457 1 0.00%
4 CALERES INC 34 1 0.00%
5 REPLIGEN CORP COM 26 1 0.00%
6 TAKE-TWO INTERACTIVE SOFTWAR 38 1 0.00%
7 US Ecology Inc 22 1 0.00%
8 NEWPORT CORP 56 1 0.00%
9 KORN FERRY COM NEW 31 1 0.00%
10 AMERICAN INTL GROUP INC 61 1 0.00%
11 WABCO HLDGS INC 9 1 0.00%
12 SMITH & WESSON HLDG 65 2 0.00%
13 RYDEX ETF TRUST 29 2 0.00%
14 ADVISORSHARES TR 65 2 0.00%
15 SPDR SERIES TRUST 65 2 0.00%
16 MARKET VECTORS ETF TR 95 2 0.00%
17 SPDR SERIES TRUST 65 2 0.00%
18 iShares 350 3 0.00%
19 ISHARES TR 25 3 0.00%
20 Mkt Vectors BDC ETF 204 3 0.00%
21 SPDR SER TR 135 3 0.00%
22 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4 0.00%
23 MARKET VECTORS ETF TR 155 4 0.00%
24 UDR INC 100 4 0.00%
25 VANECK VECTORS ETF TR MTG REIT INCOME 175 4 0.00%
26 FOSSIL GROUP INC 100 4 0.00%
27 PUTNAM PREMIER INCOME TR 809 4 0.00%
28 PUTNAM MASTER INTER INCOME T 887 4 0.00%
29 ISHARES 75 4 0.00%
30 Recon Capital 157 4 0.00%
31 PIMCO ETF TR 35 4 0.00%
32 LIBERTY GLOBAL PLC 136 5 0.00%
33 SUNEDISON INC 8,600 5 0.00%
34 UBS AG JERSEY BRH 240 5 0.00%
35 Basic Energy Services 2,296 6 0.00%
36 MFS INTERMEDIATE HIGH INC FD 2,569 6 0.00%
37 GLOBAL HIGH INCOME FUND INC COM 808 7 0.00%
38 VERISK ANALYTICS INC 100 8 0.00%
39 ALUMINUM CORP CHINA LIMITED 1,048 8 0.00%
40 BROOKFIELD HIGH INCOME FD IN 1,113 8 0.00%
41 TRANSOCEAN PARTNERS LLC 1,055 9 0.00%
42 NUVEEN PFD INCOME OPPORTUN 1,058 10 0.00%
43 CHESAPEAKE ENERGY CORP 2,600 11 0.00%
44 APOLLO COML REAL EST FIN INC 699 11 0.00%
45 OPKO HEALTH INC 1,242 13 0.00%
46 OWENS ILL INC 800 13 0.00%
47 TENET HEALTHCARE CORP 450 13 0.00%
48 AK STL HLDG CORP 3,208 13 0.00%
49 MRC Global Inc 1,026 13 0.00%
50 DEUTSCHE GLBL HI INCM FD 1,648 13 0.00%
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