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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1101 NEW YORK CMNTY BANCORP INC 334,590 5,320 0.09%
1102 NEW YORK MTG TR INC 1,136,169 5,385 0.09%
1103 NEW YORK REIT INC 43,171 436 0.01%
1104 NEW YORK TIMES CO 3,300 41 0.00%
1105 NEWELL BRANDS INC 1,275 56 0.00%
1106 NEWFIELD EXPL CO 800 27 0.00%
1107 NEWMARKET CORP 1,889 749 0.01%
1108 NEWMONT CORP 37,718 1,003 0.02%
1109 NEWPORT CORP 56 1 0.00%
1110 NEWS CORP CL A 70,518 901 0.01%
1111 NEWS CORPORATION NEW CLASS B 18,766 249 0.00%
1112 NEXPOINT RESIDENTIAL TR INC 365,768 4,788 0.08%
1113 NEXPOINT STRATEGIC OPPORTES 471,526 8,511 0.14%
1114 NEXSTAR MEDIA GROUP INC 3,419 151 0.00%
1115 NEXTERA ENERGY INC 154,101 18,236 0.30%
1116 NGL ENERGY PARTNERS LP 85,602 644 0.01%
1117 NIELSEN HLDGS PLC 1,700 90 0.00%
1118 NIKE INC 191,749 11,787 0.20%
1119 NIPPON TEL &TEL CORP SPON ADR EACH REP 1 51,641 2,233 0.04%
1120 NISOURCE 403,488 9,506 0.16%
1121 NOAH HOLDINGS LTD CL A ADR 21,127 526 0.01%
1122 NOBLE CORP PLC 42,257 437 0.01%
1123 NOBLE ENERGY INC 2,588 81 0.00%
1124 NORDIC AMERICAN OFFSHORE LTD 18,427 83 0.00%
1125 NORDIC AMERICAN TANKERS LIMI 1,109 16 0.00%
1126 NORDSON CORP 1,400 106 0.00%
1127 NORDSTROM INC 127,690 7,305 0.12%
1128 NORFOLK SOUTHERN CORP 10,099 841 0.01%
1129 NORTHERN TRUST 1,000 65 0.00%
1130 NORTHROP GRUMMAN CORP 23,485 4,648 0.08%
1131 NORTHSTAR ASSET 24,253 275 0.00%
1132 NORTHSTAR REALTY EUROPE CORP 4,065 47 0.00%
1133 NORTHWEST BANCSHARES INC MD COM 606,704 8,197 0.14%
1134 NORTHWEST NAT GAS CO 3,018 163 0.00%
1135 NORTHWEST PIPE CO 2,255 21 0.00%
1136 NORTHWESTERN CORP 24,737 1,528 0.03%
1137 NORWEGIAN CRUISE LINE HLDG L 8,537 472 0.01%
1138 NOVARTIS A G 139,381 10,097 0.17%
1139 NOVO-NORDISK A S 75,000 4,064 0.07%
1140 NOW INC 2,800 50 0.00%
1141 NRG ENERGY INC 760,061 9,888 0.16%
1142 NRG YIELD INC 29,706 403 0.01%
1143 NRG YIELD INC 11,369 162 0.00%
1144 NU SKIN ENTERPRISES INC 226,394 8,660 0.14%
1145 NUANCE COMMUNICATIONS INC 28,694 536 0.01%
1146 NUCOR CORP 101,338 4,793 0.08%
1147 NUSTAR ENERGY LP 105,950 4,280 0.07%
1148 NUVECTRA CORP COM 12,441 67 0.00%
1149 NUVEEN AMT FREE MUN CR INC F 168,000 2,549 0.04%
1150 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 418,228 6,303 0.10%
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